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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
+1.75%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$2.04B
AUM Growth
+$93.4M
Cap. Flow
+$60.8M
Cap. Flow %
2.98%
Top 10 Hldgs %
40.01%
Holding
1,305
New
217
Increased
339
Reduced
239
Closed
86

Top Buys

Rank Stock Value
1
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$39M
2
CSCO icon
Cisco
CSCO
+$10.9M
3
UNH icon
UnitedHealth
UNH
+$10.2M
4
SWKS icon
Skyworks Solutions
SWKS
+$9.9M
5
COP icon
ConocoPhillips
COP
+$9.78M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$19.3M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.7M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$11M
4
PSX icon
Phillips 66
PSX
+$10.2M
5
EQIX icon
Equinix
EQIX
+$9.29M

Sector Composition

Rank Sector Weight
1 Financials 6.01%
2 Healthcare 5.4%
3 Technology 4.59%
4 Industrials 4.57%
5 Consumer Discretionary 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIX
76
DELISTED
Six Flags Entertainment Corp.
SIX
$8.54M 0.42%
168,091
-7,174
-4% -$389K
AVGO icon
77
Broadcom
AVGO
$1.82T
$8.51M 0.42%
308,110
-5,910
-2% -$168K
WMB icon
78
Williams Companies
WMB
$90.5B
$8.46M 0.41%
351,411
+7,992
+2% +$201K
CCL icon
79
Carnival Corporation Ltd
CCL
$36.1B
$8.32M 0.41%
190,372
+31,205
+20% +$1.44M
XYLD icon
80
Global X S&P 500 Covered Call ETF
XYLD
$3.2B
$7.98M 0.39%
163,883
+25,948
+19% +$1.27M
SPYV icon
81
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$7.88M 0.39%
+246,728
New +$7.77M
KO icon
82
Coca-Cola
KO
$354B
$7.84M 0.38%
143,939
-446
-0.3% -$23.9K
SPIB icon
83
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$7.57M 0.37%
214,473
+26,563
+14% +$932K
SPTS icon
84
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.07B
$7.44M 0.36%
247,871
+32,064
+15% +$962K
SPSM icon
85
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$7.35M 0.36%
245,013
+83
+0% +$2.5K
IBDN
86
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$6.09M 0.3%
240,496
-12,439
-5% -$314K
GOOG icon
87
Alphabet (Google) Class C
GOOG
$3.9T
$5.88M 0.29%
96,560
+18,500
+24% +$1.09M
BSJM
88
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$5.63M 0.28%
231,114
-12,991
-5% -$318K
EBND icon
89
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.24B
$5.61M 0.27%
206,153
+33,200
+19% +$914K
FGD icon
90
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$5.61M 0.27%
244,534
+45,659
+23% +$1.03M
MORT icon
91
VanEck Mortgage REIT Income ETF
MORT
$370M
$5.55M 0.27%
238,460
+41,774
+21% +$957K
FALN icon
92
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$5.53M 0.27%
206,408
+34,626
+20% +$924K
SJNK icon
93
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$5.46M 0.27%
202,321
+35,463
+21% +$959K
IHY icon
94
VanEck International High Yield Bond ETF
IHY
$42.9M
$5.46M 0.27%
223,277
+38,439
+21% +$945K
FCT
95
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$5.44M 0.27%
453,680
+81,592
+22% +$971K
ANGL icon
96
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$5.33M 0.26%
181,802
+19,962
+12% +$584K
JRO
97
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$5.32M 0.26%
557,458
+102,585
+23% +$986K
SPTI icon
98
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
$5.31M 0.26%
169,897
+21,357
+14% +$665K
EDIV icon
99
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$5.21M 0.26%
174,495
+32,789
+23% +$1.02M
BRK.B icon
100
Berkshire Hathaway Class B
BRK.B
$1.07T
$4.49M 0.22%
21,560
+4,571
+27% +$942K
2 3
4
5 6

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SIMG
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CFG
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FPP
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KWM
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DKCM
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UB
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Gradient Investments's Q3 2019 Portfolio in Review

As of Q3 2019, Gradient Investments held 1,305 positions worth $2.04B, up 4.8% from $1.95B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Gradient Investments's Q3 2019 filing shows 217 new, 339 increased, 239 reduced and 86 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF August: 1,562,040 shares worth $39.4M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.5% a quarter earlier, followed by Healthcare and Technology.

  • Gradient Investments's largest Q3 2019 buy was Innovator US Equity Power Buffer ETF August: 1,562,040 shares worth $39.4M.
  • Gradient Investments added most to Cisco in Q3 2019, an estimated $10.9M increase.
  • Gradient Investments's biggest Q3 2019 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $19.3M.
  • Gradient Investments fully exited Quotient Technology Inc in Q3 2019, selling an estimated $1.11M.
  • Gradient Investments's ten largest holdings make up 40% of its $2.04B portfolio in Q3 2019.
  • Gradient Investments opened 217 new positions and closed 86 in Q3 2019.
  • Gradient Investments's portfolio value rose 4.8% quarter-over-quarter to $2.04B.

Based on Gradient Investments's 13F filing for Q3 2019, filed 10 Oct 2019.