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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-5.41%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$705M
AUM Growth
-$25.5M
Cap. Flow
+$18.5M
Cap. Flow %
2.62%
Top 10 Hldgs %
41.64%
Holding
754
New
105
Increased
138
Reduced
168
Closed
98

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$54.4M
2
COMT icon
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
+$9.47M
3
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$7.58M
4
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$5.23M
5
VIAB
Viacom Inc. Class B
VIAB
+$3.68M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$44.7M
2
CMDT
iShares Commodity Optimized Trust
CMDT
+$15.6M
3
GME icon
GameStop
GME
+$4.24M
4
UBSI icon
United Bankshares
UBSI
+$4.03M
5
ED icon
Consolidated Edison
ED
+$3.85M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Industrials 3.3%
3 Real Estate 2.83%
4 Healthcare 2.46%
5 Utilities 2.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STX icon
76
Seagate
STX
$193B
$2.9M 0.41%
64,669
+1,062
+2% +$51.4K
IWM icon
77
iShares Russell 2000 ETF
IWM
$80.9B
$2.88M 0.41%
26,347
-4,897
-16% -$581K
KMI icon
78
Kinder Morgan
KMI
$73.1B
$2.86M 0.41%
103,400
+101,333
+4,902% +$3.36M
FCT
79
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$2.85M 0.41%
226,879
+16,118
+8% +$211K
GUR
80
DELISTED
SPDR S&P Emerging Europe ETF
GUR
$2.85M 0.4%
118,771
+4,734
+4% +$121K
JNK icon
81
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$2.85M 0.4%
26,606
+6,924
+35% +$774K
JRO
82
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$2.73M 0.39%
274,872
+25,092
+10% +$264K
MORT icon
83
VanEck Mortgage REIT Income ETF
MORT
$370M
$2.69M 0.38%
130,887
+11,890
+10% +$256K
IP icon
84
International Paper
IP
$22.3B
$2.68M 0.38%
74,821
+429
+0.6% +$18.2K
BIZD icon
85
VanEck BDC Income ETF
BIZD
$1.58B
$2.63M 0.37%
167,344
+16,102
+11% +$273K
EDIV icon
86
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$2.6M 0.37%
103,913
+24,306
+31% +$689K
BSCH
87
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$2.41M 0.34%
106,125
-17,496
-14% -$397K
KBWY icon
88
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$319M
$2.37M 0.34%
79,827
+21,822
+38% +$673K
HYEM icon
89
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$2.28M 0.32%
101,042
+6,666
+7% +$156K
IHY icon
90
VanEck International High Yield Bond ETF
IHY
$42.9M
$2.25M 0.32%
97,326
+7,786
+9% +$187K
ANGL icon
91
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$1.95M 0.28%
+76,110
New +$2.03M
AAPL icon
92
Apple
AAPL
$4.89T
$1.72M 0.24%
62,532
+28,988
+86% +$850K
MLPA icon
93
Global X MLP ETF
MLPA
$2.28B
$1.69M 0.24%
26,099
+5,452
+26% +$420K
SH icon
94
ProShares Short S&P500
SH
$887M
$1.68M 0.24%
9,300
-1,963
-17% -$339K
BSJJ
95
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$1.65M 0.23%
69,837
-386
-0.5% -$9.45K
EINC icon
96
VanEck Energy Income ETF
EINC
$102M
$1.42M 0.2%
13,662
+4,862
+55% +$627K
EEM icon
97
iShares MSCI Emerging Markets ETF
EEM
$28B
$1.36M 0.19%
41,474
-6,957
-14% -$246K
PFF icon
98
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.33M 0.19%
34,416
-40,094
-54% -$1.57M
IWC icon
99
iShares Micro-Cap ETF
IWC
$1.43B
$1.29M 0.18%
18,480
+1,733
+10% +$132K
BSJK
100
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$1.29M 0.18%
54,821
-70
-0.1% -$1.72K
2 3
4
5 6

Similar funds

DS
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GLF
Groupe la Francaise Paris, France $7.29B AUM 37.28% 1-Year Est. Return
SIMG
Stephens Investment Management Group Houston, Texas $7.3B AUM 41.96% 1-Year Est. Return
CFG
Citizens Financial Group Providence, Rhode Island $7.19B AUM 23.93% 1-Year Est. Return
FPP
Findlay Park Partners London, United Kingdom $7.17B AUM 17.27% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return
DKCM
Davidson Kempner Capital Management New York $7.33B AUM 56.47% 1-Year Est. Return
UB
UMB Bank Kansas City, Missouri $7.16B AUM 20.88% 1-Year Est. Return

Gradient Investments's Q3 2015 Portfolio in Review

As of Q3 2015, Gradient Investments held 754 positions worth $705M, down 3.5% from $730M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Gradient Investments's Q3 2015 filing shows 105 new, 138 increased, 168 reduced and 98 closed positions. Its largest new stake was iShares GSCI Commodity Dynamic Roll Strategy ETF: 276,307 shares worth $8.9M. The largest sale was iShares MSCI EAFE ETF, an estimated $44.7M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.8% a quarter earlier, followed by Industrials and Real Estate.

  • Gradient Investments's largest Q3 2015 buy was iShares GSCI Commodity Dynamic Roll Strategy ETF: 276,307 shares worth $8.9M.
  • Gradient Investments added most to Invesco S&P 500 Low Volatility ETF in Q3 2015, an estimated $54.4M increase.
  • Gradient Investments's biggest Q3 2015 reduction was iShares MSCI EAFE ETF, cutting an estimated $44.7M.
  • Gradient Investments fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.05M.
  • Gradient Investments's ten largest holdings make up 42% of its $705M portfolio in Q3 2015.
  • Gradient Investments opened 105 new positions and closed 98 in Q3 2015.
  • Gradient Investments's portfolio value fell 3.5% quarter-over-quarter to $705M.

Based on Gradient Investments's 13F filing for Q3 2015, filed 14 Oct 2015.