We are live on ! Find out more
GI

Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$553M
AUM Growth
+$43.4M
Cap. Flow
+$59.4M
Cap. Flow %
10.74%
Top 10 Hldgs %
38.95%
Holding
557
New
39
Increased
150
Reduced
81
Closed
51

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$5.92M
2
BND icon
Vanguard Total Bond Market
BND
+$3.97M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.21M
4
EXXI
ENERGY XXI LTD COM SHS
EXXI
+$3.1M
5
ESV
Ensco Rowan plc
ESV
+$3M

Top Sells

Rank Stock Value
1
BRSL
Brightstar Lottery PLC
BRSL
+$3.04M
2
IRM icon
Iron Mountain
IRM
+$2.91M
3
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$2.52M
4
CLMT icon
Calumet Specialty Products
CLMT
+$2.47M
5
BGS icon
B&G Foods
BGS
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 3.89%
2 Utilities 3.32%
3 Industrials 3.32%
4 Communication Services 3.27%
5 Consumer Discretionary 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDRL
76
DELISTED
Seadrill Limited Common Stock
SDRL
$2.05M 0.37%
287
+43
+18% +$407K
PFF icon
77
iShares Preferred and Income Securities ETF
PFF
$13.2B
$2.02M 0.36%
50,997
+16,218
+47% +$643K
BSCG
78
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$2.01M 0.36%
89,968
-10,185
-10% -$228K
EXXI
79
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$1.98M 0.36%
+174,401
New +$3.1M
FCT
80
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$1.93M 0.35%
142,037
+44,858
+46% +$620K
PFXF icon
81
VanEck Preferred Securities ex Financials ETF
PFXF
$2.39B
$1.92M 0.35%
93,670
+29,909
+47% +$615K
SPFF icon
82
Global X SuperIncome Preferred ETF
SPFF
$139M
$1.9M 0.34%
127,896
+41,888
+49% +$626K
JRO
83
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$1.88M 0.34%
165,335
+52,362
+46% +$632K
MORT icon
84
VanEck Mortgage REIT Income ETF
MORT
$370M
$1.84M 0.33%
77,310
+24,352
+46% +$603K
BIZD icon
85
VanEck BDC Income ETF
BIZD
$1.58B
$1.83M 0.33%
93,315
+31,090
+50% +$632K
PHD
86
DELISTED
Pioneer Floating Rate Fund
PHD
$1.83M 0.33%
155,376
+51,110
+49% +$623K
SJNK icon
87
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$1.79M 0.32%
59,842
+7,985
+15% +$243K
EDIV icon
88
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$1.76M 0.32%
48,061
+15,818
+49% +$631K
HYEM icon
89
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$1.51M 0.27%
59,224
+19,285
+48% +$502K
JNK icon
90
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$1.5M 0.27%
12,412
+4,081
+49% +$502K
IHY icon
91
VanEck International High Yield Bond ETF
IHY
$42.9M
$1.47M 0.26%
55,387
+18,200
+49% +$499K
HYLD
92
DELISTED
High Yield ETF
HYLD
$1.46M 0.26%
29,049
+9,658
+50% +$504K
MLPA icon
93
Global X MLP ETF
MLPA
$2.28B
$1.33M 0.24%
12,833
+4,074
+47% +$421K
AMLP icon
94
Alerian MLP ETF
AMLP
$13B
$1.32M 0.24%
13,731
+4,345
+46% +$411K
EINC icon
95
VanEck Energy Income ETF
EINC
$102M
$1.25M 0.23%
4,696
+1,545
+49% +$428K
GOOG icon
96
Alphabet (Google) Class C
GOOG
$3.9T
$1.24M 0.22%
42,496
+1,845
+5% +$53.4K
ROOF
97
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
$1.23M 0.22%
49,222
+15,724
+47% +$413K
AAPL icon
98
Apple
AAPL
$4.89T
$1.23M 0.22%
48,800
+412
+0.9% +$10.1K
BSJI
99
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$1.22M 0.22%
45,598
+3,620
+9% +$98K
KBWY icon
100
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$319M
$1.22M 0.22%
39,485
+12,692
+47% +$416K
2 3
4
5 6

Similar funds

DS
DRW Securities Chicago, Illinois $7.21B AUM 20.54% 1-Year Est. Return
GLF
Groupe la Francaise Paris, France $7.29B AUM 37.28% 1-Year Est. Return
SIMG
Stephens Investment Management Group Houston, Texas $7.3B AUM 41.96% 1-Year Est. Return
CFG
Citizens Financial Group Providence, Rhode Island $7.19B AUM 23.93% 1-Year Est. Return
FPP
Findlay Park Partners London, United Kingdom $7.17B AUM 17.27% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return
DKCM
Davidson Kempner Capital Management New York $7.33B AUM 56.47% 1-Year Est. Return
UB
UMB Bank Kansas City, Missouri $7.16B AUM 20.88% 1-Year Est. Return

Gradient Investments's Q3 2014 Portfolio in Review

As of Q3 2014, Gradient Investments held 557 positions worth $553M, up 8.5% from $510M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Gradient Investments deployed $59.4M of net new capital in Q3 2014, opening 39 new positions and adding to 150 existing holdings. Its largest new stake was ENERGY XXI LTD COM SHS: 174,401 shares worth $1.98M.

By sector, the portfolio is most concentrated in Technology at 3.9% of assets, up from 2.5% a quarter earlier, followed by Utilities and Industrials.

On the sell side, the largest reduction was Iron Mountain, an estimated $2.91M trimmed.

  • Gradient Investments's largest Q3 2014 buy was ENERGY XXI LTD COM SHS: 174,401 shares worth $1.98M.
  • Gradient Investments added most to Coca-Cola in Q3 2014, an estimated $5.92M increase.
  • Gradient Investments's biggest Q3 2014 reduction was Iron Mountain, cutting an estimated $2.91M.
  • Gradient Investments fully exited Brightstar Lottery PLC in Q3 2014, selling an estimated $3.04M.
  • Gradient Investments's ten largest holdings make up 39% of its $553M portfolio in Q3 2014.
  • Gradient Investments opened 39 new positions and closed 51 in Q3 2014.
  • Gradient Investments's portfolio value rose 8.5% quarter-over-quarter to $553M.

Based on Gradient Investments's 13F filing for Q3 2014, filed 14 Oct 2014.