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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-0.17%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.57B
AUM Growth
+$152M
Cap. Flow
+$202M
Cap. Flow %
5.67%
Top 10 Hldgs %
36.92%
Holding
1,304
New
89
Increased
273
Reduced
293
Closed
87

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$389M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$155M
3
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$93.4M
4
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$70.8M
5
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$41.5M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$475M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$82.1M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$65.7M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$64.8M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$39.8M

Sector Composition

Rank Sector Weight
1 Financials 8.03%
2 Technology 7.83%
3 Healthcare 5.28%
4 Industrials 4.91%
5 Consumer Discretionary 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLRN icon
951
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$3K ﹤0.01%
96
– –
FREL icon
952
Fidelity MSCI Real Estate Index ETF
FREL
$1.54B
$3K ﹤0.01%
109
+82
+304% +$2.6K
FXU icon
953
First Trust Utilities AlphaDEX Fund
FXU
$847M
$3K ﹤0.01%
105
– –
HAS icon
954
Hasbro
HAS
$13.4B
$3K ﹤0.01%
33
– –
HSY icon
955
Hershey
HSY
$37.2B
$3K ﹤0.01%
15
– –
IEF icon
956
iShares 7-10 Year Treasury Bond ETF
IEF
$47.4B
$3K ﹤0.01%
28
-5
-15% -$585
IGIB icon
957
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$3K ﹤0.01%
56
-29
-34% -$1.76K
INTU icon
958
Intuit
INTU
$87B
$3K ﹤0.01%
5
– –
IONS icon
959
Ionis Pharmaceuticals
IONS
$9.07B
$3K ﹤0.01%
91
– –
LXP icon
960
LXP Industrial Trust
LXP
$3.52B
$3K ﹤0.01%
49
-59
-55% -$3.87K
MDYG icon
961
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.81B
$3K ﹤0.01%
42
– –
MTW icon
962
Manitowoc
MTW
$522M
$3K ﹤0.01%
129
-1
-0.8% -$23
OGIG icon
963
ALPS O'Shares Global Internet Giants ETF
OGIG
$101M
$3K ﹤0.01%
50
– –
OVV icon
964
Ovintiv
OVV
$16.6B
$3K ﹤0.01%
80
– –
PPLT
965
abrdn Physical Platinum Shares ETF
PPLT
$1.83B
$3K ﹤0.01%
290
– –
PSP icon
966
Invesco Global Listed Private Equity ETF
PSP
$231M
$3K ﹤0.01%
36
– –
RA
967
Brookfield Real Assets Income Fund
RA
$702M
$3K ﹤0.01%
131
– –
RIO icon
968
Rio Tinto
RIO
$148B
$3K ﹤0.01%
+40
New +$3.12K
ROOT icon
969
Root
ROOT
$941M
$3K ﹤0.01%
34
– –
SAP icon
970
SAP
SAP
$211B
$3K ﹤0.01%
+24
New +$3.48K
SIRI icon
971
SiriusXM
SIRI
$10.6B
$3K ﹤0.01%
42
– –
SJNK icon
972
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
$3K ﹤0.01%
119
-1
-0.8% -$27
VOX icon
973
Vanguard Communication Services ETF
VOX
$5.66B
$3K ﹤0.01%
21
– –
VRP icon
974
Invesco Variable Rate Preferred ETF
VRP
$2.98B
$3K ﹤0.01%
125
– –
VT icon
975
Vanguard Total World Stock ETF
VT
$76.1B
$3K ﹤0.01%
28
– –
37 38
39
40 41

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FPP
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Gradient Investments's Q3 2021 Portfolio in Review

As of Q3 2021, Gradient Investments held 1,304 positions worth $3.57B, up 4.4% from $3.42B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Gradient Investments deployed $202M of net new capital in Q3 2021, opening 89 new positions and adding to 273 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF July: 2,220,920 shares worth $70.1M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 6.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $475M trimmed.

  • Gradient Investments's largest Q3 2021 buy was Innovator US Equity Buffer ETF July: 2,220,920 shares worth $70.1M.
  • Gradient Investments added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $389M increase.
  • Gradient Investments's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $475M.
  • Gradient Investments fully exited First Trust Technology AlphaDEX Fund in Q3 2021, selling an estimated $94K.
  • Gradient Investments's ten largest holdings make up 37% of its $3.57B portfolio in Q3 2021.
  • Gradient Investments opened 89 new positions and closed 87 in Q3 2021.
  • Gradient Investments's portfolio value rose 4.4% quarter-over-quarter to $3.57B.

Based on Gradient Investments's 13F filing for Q3 2021, filed 18 Oct 2021.