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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-15.05%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$1.86B
AUM Growth
-$389M
Cap. Flow
+$12.4M
Cap. Flow %
0.67%
Top 10 Hldgs %
40.92%
Holding
1,333
New
150
Increased
345
Reduced
274
Closed
115

Top Buys

Rank Stock Value
1
DFEB icon
FT Vest US Equity Deep Buffer ETF February
DFEB
+$35M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$20.8M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$14M
4
WM icon
Waste Management
WM
+$11.5M
5
SLB icon
SLB Ltd
SLB
+$10.7M

Top Sells

Rank Stock Value
1
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$37.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$30.9M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$29.5M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17.3M
5
MBB icon
iShares MBS ETF
MBB
+$15.7M

Sector Composition

Rank Sector Weight
1 Healthcare 6.64%
2 Technology 5.73%
3 Financials 5.61%
4 Consumer Discretionary 4.44%
5 Industrials 3.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NNN icon
926
NNN REIT
NNN
$9.16B
$2K ﹤0.01%
49
-1
-2% -$50
NTGR icon
927
NETGEAR
NTGR
$616M
$2K ﹤0.01%
+80
New +$1.8K
NTLA icon
928
Intellia Therapeutics
NTLA
$1.55B
$2K ﹤0.01%
+162
New +$2.18K
OGS icon
929
ONE Gas
OGS
$4.9B
$2K ﹤0.01%
25
– –
PDM
930
Piedmont Realty Trust
PDM
$1.25B
$2K ﹤0.01%
123
– –
PFIG icon
931
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$115M
$2K ﹤0.01%
+84
New +$2.19K
PODD icon
932
Insulet
PODD
$11.5B
$2K ﹤0.01%
15
– –
QQQX icon
933
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$2K ﹤0.01%
100
-366
-79% -$8.23K
SIRI icon
934
SiriusXM
SIRI
$10.4B
$2K ﹤0.01%
43
– –
SPRO icon
935
Spero Therapeutics
SPRO
$69.5M
$2K ﹤0.01%
203
+26
+15% +$229
TEVA icon
936
Teva Pharmaceuticals
TEVA
$41.2B
$2K ﹤0.01%
200
– –
THO icon
937
Thor Industries
THO
$3.95B
$2K ﹤0.01%
50
– –
USHY icon
938
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.3B
$2K ﹤0.01%
+54
New +$2.13K
VOX icon
939
Vanguard Communication Services ETF
VOX
$5.52B
$2K ﹤0.01%
21
– –
VT icon
940
Vanguard Total World Stock ETF
VT
$76.9B
$2K ﹤0.01%
26
-20
-43% -$1.51K
WHF icon
941
WhiteHorse Finance
WHF
$137M
$2K ﹤0.01%
+348
New +$4.34K
X
942
DELISTED
US Steel
X
$2K ﹤0.01%
253
– –
MTUS icon
943
Metallus
MTUS
$826M
$2K ﹤0.01%
535
– –
SAVE
944
DELISTED
Spirit Airlines, Inc.
SAVE
$2K ﹤0.01%
135
– –
AMJ
945
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$2K ﹤0.01%
247
– –
SDC
946
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$2K ﹤0.01%
530
– –
PDCE
947
DELISTED
PDC Energy, Inc.
PDCE
$2K ﹤0.01%
397
– –
CTXS
948
DELISTED
Citrix Systems Inc
CTXS
$2K ﹤0.01%
+14
New +$1.67K
CXP
949
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$2K ﹤0.01%
139
– –
MXIM
950
DELISTED
Maxim Integrated Products
MXIM
$2K ﹤0.01%
45
– –
36 37
38
39 40

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Gradient Investments's Q1 2020 Portfolio in Review

As of Q1 2020, Gradient Investments held 1,333 positions worth $1.86B, down 17% from $2.25B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Gradient Investments's Q1 2020 filing shows 150 new, 345 increased, 274 reduced and 115 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M. The largest sale was Innovator US Equity Power Buffer ETF August, an estimated $37.7M.

By sector, the portfolio is most concentrated in Healthcare at 6.6% of assets, up from 5.9% a quarter earlier, followed by Technology and Financials.

  • Gradient Investments's largest Q1 2020 buy was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M.
  • Gradient Investments added most to State Street SPDR Portfolio Mortgage Backed Bond ETF in Q1 2020, an estimated $20.8M increase.
  • Gradient Investments's biggest Q1 2020 reduction was Innovator US Equity Power Buffer ETF August, cutting an estimated $37.7M.
  • Gradient Investments fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q1 2020, selling an estimated $251K.
  • Gradient Investments's ten largest holdings make up 41% of its $1.86B portfolio in Q1 2020.
  • Gradient Investments opened 150 new positions and closed 115 in Q1 2020.
  • Gradient Investments's portfolio value fell 17% quarter-over-quarter to $1.86B.

Based on Gradient Investments's 13F filing for Q1 2020, filed 7 Apr 2020.