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GI

Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.79B
AUM Growth
-$94.7M
Cap. Flow
+$51.5M
Cap. Flow %
1.36%
Top 10 Hldgs %
28.54%
Holding
1,943
New
165
Increased
409
Reduced
407
Closed
129

Top Buys

Rank Stock Value
1
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$60.5M
2
SMOT icon
VanEck Morningstar SMID Moat ETF
SMOT
+$43.2M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$38.3M
4
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$34.4M
5
TBJL icon
Innovator 20+ Year Treasury Bond 9 Buffer ETF July
TBJL
+$28.3M

Top Sells

Rank Stock Value
1
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$74.3M
2
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$69.7M
3
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$61.4M
4
BJUN icon
Innovator US Equity Buffer ETF June
BJUN
+$49.2M
5
IGTR
Innovator Gradient Tactical Rotation Strategy ETF
IGTR
+$29.5M

Sector Composition

Rank Sector Weight
1 Financials 10%
2 Technology 8.73%
3 Healthcare 7.22%
4 Consumer Discretionary 4.98%
5 Consumer Staples 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AJG icon
901
Arthur J. Gallagher & Co
AJG
$69.1B
$6.21K ﹤0.01%
27
-8
-23% -$1.79K
DELL icon
902
Dell
DELL
$239B
$6.2K ﹤0.01%
90
– –
COLM icon
903
Columbia Sportswear
COLM
$3.25B
$6.15K ﹤0.01%
83
– –
FXU icon
904
First Trust Utilities AlphaDEX Fund
FXU
$826M
$6.14K ﹤0.01%
215
– –
HIMX
905
Himax Technologies
HIMX
$2.03B
$6.11K ﹤0.01%
1,047
– –
LFVN icon
906
LifeVantage
LFVN
$80.1M
$6.09K ﹤0.01%
945
– –
SNX icon
907
TD Synnex
SNX
$19.9B
$6.09K ﹤0.01%
61
– –
EQNR icon
908
Equinor
EQNR
$97.3B
$6.07K ﹤0.01%
185
-31
-14% -$961
VALE icon
909
Vale
VALE
$62.3B
$6.03K ﹤0.01%
450
+200
+80% +$2.72K
CEE
910
Central and Eastern Europe Fund
CEE
$137M
$6.02K ﹤0.01%
+700
New +$6.32K
WDAY icon
911
Workday
WDAY
$41.5B
$6.02K ﹤0.01%
28
– –
SNPS icon
912
Synopsys
SNPS
$71.6B
$5.97K ﹤0.01%
13
-4
-24% -$1.79K
TECB icon
913
iShares US Tech Breakthrough Multisector ETF
TECB
$447M
$5.96K ﹤0.01%
+163
New +$6.19K
GSST icon
914
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.57B
$5.94K ﹤0.01%
119
-14
-11% -$698
PDO
915
PIMCO Dynamic Income Opportunities Fund
PDO
$1.85B
$5.94K ﹤0.01%
+500
New +$6.38K
NBXG
916
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.11B
$5.91K ﹤0.01%
567
– –
FIGS icon
917
FIGS
FIGS
$1.76B
$5.9K ﹤0.01%
1,000
– –
RSPF icon
918
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$308M
$5.88K ﹤0.01%
116
– –
NOK icon
919
Nokia
NOK
$46.9B
$5.82K ﹤0.01%
1,557
+47
+3% +$185
IAG icon
920
IAMGOLD
IAG
$8.05B
$5.8K ﹤0.01%
+2,700
New +$6.65K
OLN icon
921
Olin
OLN
$2.53B
$5.8K ﹤0.01%
116
– –
SCHC icon
922
Schwab International Small-Cap Equity ETF
SCHC
$5.28B
$5.77K ﹤0.01%
179
+118
+193% +$4K
BEP icon
923
Brookfield Renewable
BEP
$9.6B
$5.76K ﹤0.01%
265
-37
-12% -$997
BUD icon
924
AB InBev
BUD
$164B
$5.75K ﹤0.01%
104
– –
APA icon
925
APA Corp
APA
$13B
$5.71K ﹤0.01%
139
+19
+16% +$782
35 36
37
38 39

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CFG
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FPP
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KWM
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TSC
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Gradient Investments's Q3 2023 Portfolio in Review

As of Q3 2023, Gradient Investments held 1,943 positions worth $3.79B, down 2.4% from $3.88B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Gradient Investments's Q3 2023 filing shows 165 new, 409 increased, 407 reduced and 129 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M. The largest sale was Invesco S&P 500 GARP ETF, an estimated $74.3M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 9.7% a quarter earlier, followed by Technology and Healthcare.

  • Gradient Investments's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M.
  • Gradient Investments added most to Innovator US Equity Buffer ETF July in Q3 2023, an estimated $60.5M increase.
  • Gradient Investments's biggest Q3 2023 reduction was Invesco S&P 500 GARP ETF, cutting an estimated $74.3M.
  • Gradient Investments fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $1.55M.
  • Gradient Investments's ten largest holdings make up 29% of its $3.79B portfolio in Q3 2023.
  • Gradient Investments opened 165 new positions and closed 129 in Q3 2023.
  • Gradient Investments's portfolio value fell 2.4% quarter-over-quarter to $3.79B.

Based on Gradient Investments's 13F filing for Q3 2023, filed 27 Oct 2023.