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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.79B
AUM Growth
-$94.7M
Cap. Flow
+$51.5M
Cap. Flow %
1.36%
Top 10 Hldgs %
28.54%
Holding
1,943
New
165
Increased
409
Reduced
407
Closed
129

Top Buys

Rank Stock Value
1
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$60.5M
2
SMOT icon
VanEck Morningstar SMID Moat ETF
SMOT
+$43.2M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$38.3M
4
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$34.4M
5
TBJL icon
Innovator 20+ Year Treasury Bond 9 Buffer ETF July
TBJL
+$28.3M

Top Sells

Rank Stock Value
1
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$74.3M
2
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$69.7M
3
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$61.4M
4
BJUN icon
Innovator US Equity Buffer ETF June
BJUN
+$49.2M
5
IGTR
Innovator Gradient Tactical Rotation Strategy ETF
IGTR
+$29.5M

Sector Composition

Rank Sector Weight
1 Financials 10%
2 Technology 8.73%
3 Healthcare 7.22%
4 Consumer Discretionary 4.98%
5 Consumer Staples 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
851
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.68B
$7.8K ﹤0.01%
7
– –
BMRN icon
852
BioMarin Pharmaceuticals
BMRN
$11.9B
$7.79K ﹤0.01%
88
– –
GEMD icon
853
Goldman Sachs Access Emerging Markets USD Bond ETF
GEMD
$37.5M
$7.78K ﹤0.01%
203
+20
+11% +$790
MTZ icon
854
MasTec
MTZ
$23.1B
$7.77K ﹤0.01%
108
– –
FDL icon
855
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.88B
$7.76K ﹤0.01%
232
– –
VOOV icon
856
Vanguard S&P 500 Value ETF
VOOV
$6.66B
$7.73K ﹤0.01%
+52
New +$8.12K
XLP icon
857
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$7.64K ﹤0.01%
111
+10
+10% +$732
BOH icon
858
Bank of Hawaii
BOH
$3.13B
$7.6K ﹤0.01%
153
– –
EA icon
859
Electronic Arts
EA
$52.4B
$7.58K ﹤0.01%
63
– –
BCO icon
860
Brink's
BCO
$5.07B
$7.55K ﹤0.01%
104
– –
MRGR icon
861
ProShares Merger ETF
MRGR
$15.9M
$7.55K ﹤0.01%
190
-33
-15% -$1.29K
HUN icon
862
Huntsman Corp
HUN
$2.09B
$7.48K ﹤0.01%
306
– –
BLDR icon
863
Builders FirstSource
BLDR
$7.51B
$7.47K ﹤0.01%
60
– –
IONQ icon
864
IonQ
IONQ
$12.5B
$7.44K ﹤0.01%
500
-50
-9% -$785
MLM icon
865
Martin Marietta Materials
MLM
$34.3B
$7.39K ﹤0.01%
18
– –
RIO icon
866
Rio Tinto
RIO
$153B
$7.38K ﹤0.01%
116
+60
+107% +$3.83K
ICSH icon
867
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.06B
$7.3K ﹤0.01%
145
-91
-39% -$4.57K
GALT icon
868
Galectin Therapeutics
GALT
$232M
$7.3K ﹤0.01%
3,800
– –
NB
869
NioCorp Developments
NB
$582M
$7.26K ﹤0.01%
2,000
+283
+16% +$1.2K
TDF
870
Templeton Dragon Fund
TDF
$272M
$7.26K ﹤0.01%
+850
New +$7.74K
FBRT
871
Franklin BSP Realty Trust
FBRT
$580M
$7.26K ﹤0.01%
548
-1,136
-67% -$15.8K
KGC icon
872
Kinross Gold
KGC
$28.2B
$7.21K ﹤0.01%
1,582
+1,400
+769% +$6.86K
ITA icon
873
iShares US Aerospace & Defense ETF
ITA
$14.1B
$7.21K ﹤0.01%
68
– –
RMI
874
RiverNorth Opportunistic Municipal Income Fund
RMI
$97.2M
$7.18K ﹤0.01%
+500
New +$7.97K
FBND icon
875
Fidelity Total Bond ETF
FBND
$27.2B
$7.14K ﹤0.01%
+164
New +$7.33K
33 34
35
36 37

Similar funds

DS
DRW Securities Chicago, Illinois $7.21B AUM 20.54% 1-Year Est. Return
GLF
Groupe la Francaise Paris, France $7.29B AUM 37.28% 1-Year Est. Return
CFG
Citizens Financial Group Providence, Rhode Island $7.19B AUM 23.93% 1-Year Est. Return
FPP
Findlay Park Partners London, United Kingdom $7.17B AUM 17.27% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return
DKCM
Davidson Kempner Capital Management New York $7.33B AUM 56.47% 1-Year Est. Return
UB
UMB Bank Kansas City, Missouri $7.16B AUM 20.88% 1-Year Est. Return
TSC
Two Seas Capital Rye, New York $7.15B AUM 169.27% 1-Year Est. Return

Gradient Investments's Q3 2023 Portfolio in Review

As of Q3 2023, Gradient Investments held 1,943 positions worth $3.79B, down 2.4% from $3.88B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Gradient Investments's Q3 2023 filing shows 165 new, 409 increased, 407 reduced and 129 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M. The largest sale was Invesco S&P 500 GARP ETF, an estimated $74.3M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 9.7% a quarter earlier, followed by Technology and Healthcare.

  • Gradient Investments's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M.
  • Gradient Investments added most to Innovator US Equity Buffer ETF July in Q3 2023, an estimated $60.5M increase.
  • Gradient Investments's biggest Q3 2023 reduction was Invesco S&P 500 GARP ETF, cutting an estimated $74.3M.
  • Gradient Investments fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $1.55M.
  • Gradient Investments's ten largest holdings make up 29% of its $3.79B portfolio in Q3 2023.
  • Gradient Investments opened 165 new positions and closed 129 in Q3 2023.
  • Gradient Investments's portfolio value fell 2.4% quarter-over-quarter to $3.79B.

Based on Gradient Investments's 13F filing for Q3 2023, filed 27 Oct 2023.