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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.79B
AUM Growth
-$94.7M
Cap. Flow
+$51.5M
Cap. Flow %
1.36%
Top 10 Hldgs %
28.54%
Holding
1,943
New
165
Increased
409
Reduced
407
Closed
129

Top Buys

Rank Stock Value
1
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$60.5M
2
SMOT icon
VanEck Morningstar SMID Moat ETF
SMOT
+$43.2M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$38.3M
4
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$34.4M
5
TBJL icon
Innovator 20+ Year Treasury Bond 9 Buffer ETF July
TBJL
+$28.3M

Top Sells

Rank Stock Value
1
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$74.3M
2
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$69.7M
3
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$61.4M
4
BJUN icon
Innovator US Equity Buffer ETF June
BJUN
+$49.2M
5
IGTR
Innovator Gradient Tactical Rotation Strategy ETF
IGTR
+$29.5M

Sector Composition

Rank Sector Weight
1 Financials 10%
2 Technology 8.73%
3 Healthcare 7.22%
4 Consumer Discretionary 4.98%
5 Consumer Staples 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYX icon
826
NCR Voyix
VYX
$1.18B
$9.12K ﹤0.01%
551
– –
LEO
827
BNY Mellon Strategic Municipals
LEO
$387M
$9.06K ﹤0.01%
1,700
– –
KDP icon
828
Keurig Dr Pepper
KDP
$42.3B
$9.03K ﹤0.01%
286
– –
NEM icon
829
Newmont
NEM
$95.7B
$8.97K ﹤0.01%
243
-1,049
-81% -$42.7K
VHT icon
830
Vanguard Health Care ETF
VHT
$18.6B
$8.93K ﹤0.01%
38
+4
+12% +$975
COKE icon
831
Coca-Cola Consolidated
COKE
$12.8B
$8.91K ﹤0.01%
140
– –
XLY icon
832
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$8.7K ﹤0.01%
108
– –
EUFN icon
833
iShares MSCI Europe Financials ETF
EUFN
$4B
$8.64K ﹤0.01%
457
– –
RIG icon
834
Transocean
RIG
$5.48B
$8.62K ﹤0.01%
1,050
– –
DGRO icon
835
iShares Core Dividend Growth ETF
DGRO
$43.1B
$8.42K ﹤0.01%
170
– –
ALEX
836
DELISTED
Alexander & Baldwin
ALEX
$8.37K ﹤0.01%
500
– –
ARKK icon
837
ARK Innovation ETF
ARKK
$5.67B
$8.33K ﹤0.01%
210
+2
+1% +$88
HACK icon
838
Amplify Cybersecurity ETF
HACK
$2.62B
$8.32K ﹤0.01%
161
– –
B
839
Barrick Mining
B
$60.8B
$8.31K ﹤0.01%
571
-227
-28% -$3.72K
ILMN icon
840
Illumina
ILMN
$29.3B
$8.24K ﹤0.01%
62
– –
MORT icon
841
VanEck Mortgage REIT Income ETF
MORT
$368M
$8.24K ﹤0.01%
724
– –
FIXD icon
842
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$8.16K ﹤0.01%
194
+1
+0.5% +$43
NGG icon
843
National Grid
NGG
$79.6B
$8.12K ﹤0.01%
142
-9
-6% -$544
CROX icon
844
Crocs
CROX
$6.63B
$8.03K ﹤0.01%
91
-2
-2% -$206
DHI icon
845
D.R. Horton
DHI
$42B
$7.95K ﹤0.01%
74
– –
VFH icon
846
Vanguard Financials ETF
VFH
$13.5B
$7.95K ﹤0.01%
99
– –
PAA icon
847
Plains All American Pipeline
PAA
$17.5B
$7.89K ﹤0.01%
515
-1,790
-78% -$26.8K
PFLD icon
848
AAM Low Duration Preferred and Income Securities ETF
PFLD
$414M
$7.88K ﹤0.01%
+379
New +$7.94K
MDYG icon
849
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.78B
$7.88K ﹤0.01%
114
+72
+171% +$5.19K
FICO icon
850
Fair Isaac
FICO
$32.4B
$7.82K ﹤0.01%
9
– –
32 33
34
35 36

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CFG
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FPP
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KWM
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Gradient Investments's Q3 2023 Portfolio in Review

As of Q3 2023, Gradient Investments held 1,943 positions worth $3.79B, down 2.4% from $3.88B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Gradient Investments's Q3 2023 filing shows 165 new, 409 increased, 407 reduced and 129 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M. The largest sale was Invesco S&P 500 GARP ETF, an estimated $74.3M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 9.7% a quarter earlier, followed by Technology and Healthcare.

  • Gradient Investments's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M.
  • Gradient Investments added most to Innovator US Equity Buffer ETF July in Q3 2023, an estimated $60.5M increase.
  • Gradient Investments's biggest Q3 2023 reduction was Invesco S&P 500 GARP ETF, cutting an estimated $74.3M.
  • Gradient Investments fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $1.55M.
  • Gradient Investments's ten largest holdings make up 29% of its $3.79B portfolio in Q3 2023.
  • Gradient Investments opened 165 new positions and closed 129 in Q3 2023.
  • Gradient Investments's portfolio value fell 2.4% quarter-over-quarter to $3.79B.

Based on Gradient Investments's 13F filing for Q3 2023, filed 27 Oct 2023.