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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-15.05%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$1.86B
AUM Growth
-$389M
Cap. Flow
+$12.4M
Cap. Flow %
0.67%
Top 10 Hldgs %
40.92%
Holding
1,333
New
150
Increased
345
Reduced
274
Closed
115

Top Buys

Rank Stock Value
1
DFEB icon
FT Vest US Equity Deep Buffer ETF February
DFEB
+$35M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$20.8M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$14M
4
WM icon
Waste Management
WM
+$11.5M
5
SLB icon
SLB Ltd
SLB
+$10.7M

Top Sells

Rank Stock Value
1
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$37.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$30.9M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$29.5M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17.3M
5
MBB icon
iShares MBS ETF
MBB
+$15.7M

Sector Composition

Rank Sector Weight
1 Healthcare 6.64%
2 Technology 5.73%
3 Financials 5.61%
4 Consumer Discretionary 4.44%
5 Industrials 3.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WRAP icon
826
Wrap Technologies
WRAP
$103M
$4K ﹤0.01%
1,000
– –
XRX icon
827
Xerox
XRX
$386M
$4K ﹤0.01%
237
-610
-72% -$19.4K
ORAN
828
DELISTED
Orange
ORAN
$4K ﹤0.01%
325
– –
WRK
829
DELISTED
WestRock Company
WRK
$4K ﹤0.01%
133
-31
-19% -$1.11K
CAMP
830
DELISTED
CalAmp Corp.
CAMP
$4K ﹤0.01%
39
– –
SPLK
831
DELISTED
Splunk Inc
SPLK
$4K ﹤0.01%
30
+2
+7% +$294
NUM
832
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$4K ﹤0.01%
+300
New +$4.18K
ADI icon
833
Analog Devices
ADI
$179B
$3K ﹤0.01%
32
-6
-16% -$656
AIVL icon
834
WisdomTree US AI Enhanced Value Fund
AIVL
$428M
$3K ﹤0.01%
50
– –
AVK
835
Advent Convertible and Income Fund
AVK
$547M
$3K ﹤0.01%
+256
New +$3.56K
BGB
836
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
$3K ﹤0.01%
275
– –
BJRI icon
837
BJ's Restaurants
BJRI
$1.42B
$3K ﹤0.01%
+180
New +$5.78K
BKLN icon
838
Invesco Senior Loan ETF
BKLN
$6.97B
$3K ﹤0.01%
161
-319
-66% -$6.95K
BMO icon
839
Bank of Montreal
BMO
$126B
$3K ﹤0.01%
66
-250
-79% -$16.9K
CBRL icon
840
Cracker Barrel
CBRL
$1.26B
$3K ﹤0.01%
38
– –
CCJ icon
841
Cameco
CCJ
$37.6B
$3K ﹤0.01%
400
– –
CEW
842
WisdomTree Emerging Currency Strategy Fund
CEW
$15.8M
$3K ﹤0.01%
168
– –
DHR icon
843
Danaher
DHR
$137B
$3K ﹤0.01%
28
+19
+211% +$2.56K
ERIC icon
844
Ericsson
ERIC
$32.2B
$3K ﹤0.01%
400
+200
+100% +$1.64K
FEM icon
845
First Trust Emerging Markets AlphaDEX Fund
FEM
$739M
$3K ﹤0.01%
151
– –
FL
846
DELISTED
Foot Locker
FL
$3K ﹤0.01%
146
– –
FLRN icon
847
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.08B
$3K ﹤0.01%
96
– –
FXD icon
848
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$269M
$3K ﹤0.01%
99
– –
GDV icon
849
Gabelli Dividend & Income Trust
GDV
$2.6B
$3K ﹤0.01%
200
– –
HAL icon
850
Halliburton
HAL
$26.9B
$3K ﹤0.01%
465
+154
+50% +$2.68K
32 33
34
35 36

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Gradient Investments's Q1 2020 Portfolio in Review

As of Q1 2020, Gradient Investments held 1,333 positions worth $1.86B, down 17% from $2.25B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Gradient Investments's Q1 2020 filing shows 150 new, 345 increased, 274 reduced and 115 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M. The largest sale was Innovator US Equity Power Buffer ETF August, an estimated $37.7M.

By sector, the portfolio is most concentrated in Healthcare at 6.6% of assets, up from 5.9% a quarter earlier, followed by Technology and Financials.

  • Gradient Investments's largest Q1 2020 buy was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M.
  • Gradient Investments added most to State Street SPDR Portfolio Mortgage Backed Bond ETF in Q1 2020, an estimated $20.8M increase.
  • Gradient Investments's biggest Q1 2020 reduction was Innovator US Equity Power Buffer ETF August, cutting an estimated $37.7M.
  • Gradient Investments fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q1 2020, selling an estimated $251K.
  • Gradient Investments's ten largest holdings make up 41% of its $1.86B portfolio in Q1 2020.
  • Gradient Investments opened 150 new positions and closed 115 in Q1 2020.
  • Gradient Investments's portfolio value fell 17% quarter-over-quarter to $1.86B.

Based on Gradient Investments's 13F filing for Q1 2020, filed 7 Apr 2020.