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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-15.05%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$1.86B
AUM Growth
-$389M
Cap. Flow
+$12.4M
Cap. Flow %
0.67%
Top 10 Hldgs %
40.92%
Holding
1,333
New
150
Increased
345
Reduced
274
Closed
115

Top Buys

Rank Stock Value
1
DFEB icon
FT Vest US Equity Deep Buffer ETF February
DFEB
+$35M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$20.8M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$14M
4
WM icon
Waste Management
WM
+$11.5M
5
SLB icon
SLB Ltd
SLB
+$10.7M

Top Sells

Rank Stock Value
1
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$37.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$30.9M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$29.5M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17.3M
5
MBB icon
iShares MBS ETF
MBB
+$15.7M

Sector Composition

Rank Sector Weight
1 Healthcare 6.64%
2 Technology 5.73%
3 Financials 5.61%
4 Consumer Discretionary 4.44%
5 Industrials 3.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHV icon
751
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$6K ﹤0.01%
+55
New +$6.09K
TEF
752
DELISTED
Telefonica
TEF
$6K ﹤0.01%
1,495
– –
VMO icon
753
Invesco Municipal Opportunity Trust
VMO
$653M
$6K ﹤0.01%
549
– –
VO icon
754
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$6K ﹤0.01%
192
– –
WIP icon
755
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$471M
$6K ﹤0.01%
119
– –
XLP icon
756
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$6K ﹤0.01%
114
-59
-34% -$3.58K
ZTR
757
Virtus Total Return Fund
ZTR
$341M
$6K ﹤0.01%
859
– –
CXO
758
DELISTED
CONCHO RESOURCES INC.
CXO
$6K ﹤0.01%
142
– –
ALC icon
759
Alcon
ALC
$33.6B
$5K ﹤0.01%
90
+10
+13% +$575
ARKK icon
760
ARK Innovation ETF
ARKK
$5.64B
$5K ﹤0.01%
116
– –
BCO icon
761
Brink's
BCO
$4.88B
$5K ﹤0.01%
104
– –
BLD
762
DELISTED
TopBuild
BLD
$5K ﹤0.01%
75
– –
CC icon
763
Chemours
CC
$2.5B
$5K ﹤0.01%
599
– –
CODI icon
764
Compass Diversified
CODI
$759M
$5K ﹤0.01%
409
– –
DGX icon
765
Quest Diagnostics
DGX
$25.7B
$5K ﹤0.01%
65
– –
DOV icon
766
Dover
DOV
$27.6B
$5K ﹤0.01%
58
-21
-27% -$2.23K
ECC
767
Eagle Point Credit Company
ECC
$509M
$5K ﹤0.01%
+750
New +$9.82K
EFV icon
768
iShares MSCI EAFE Value ETF
EFV
$28.8B
$5K ﹤0.01%
133
+29
+28% +$1.29K
EMLC icon
769
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.79B
$5K ﹤0.01%
184
– –
FAF icon
770
First American
FAF
$7.66B
$5K ﹤0.01%
129
+3
+2% +$171
FDL icon
771
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.75B
$5K ﹤0.01%
232
– –
FNB icon
772
FNB Corp
FNB
$6.73B
$5K ﹤0.01%
624
-130
-17% -$1.37K
FTA icon
773
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$5K ﹤0.01%
148
– –
FVD icon
774
First Trust Value Line Dividend Fund
FVD
$8.32B
$5K ﹤0.01%
181
– –
GGN
775
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$769M
$5K ﹤0.01%
+1,999
New +$7.66K
29 30
31
32 33

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CFG
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FPP
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KWM
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DKCM
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UB
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TSC
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Gradient Investments's Q1 2020 Portfolio in Review

As of Q1 2020, Gradient Investments held 1,333 positions worth $1.86B, down 17% from $2.25B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Gradient Investments's Q1 2020 filing shows 150 new, 345 increased, 274 reduced and 115 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M. The largest sale was Innovator US Equity Power Buffer ETF August, an estimated $37.7M.

By sector, the portfolio is most concentrated in Healthcare at 6.6% of assets, up from 5.9% a quarter earlier, followed by Technology and Financials.

  • Gradient Investments's largest Q1 2020 buy was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M.
  • Gradient Investments added most to State Street SPDR Portfolio Mortgage Backed Bond ETF in Q1 2020, an estimated $20.8M increase.
  • Gradient Investments's biggest Q1 2020 reduction was Innovator US Equity Power Buffer ETF August, cutting an estimated $37.7M.
  • Gradient Investments fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q1 2020, selling an estimated $251K.
  • Gradient Investments's ten largest holdings make up 41% of its $1.86B portfolio in Q1 2020.
  • Gradient Investments opened 150 new positions and closed 115 in Q1 2020.
  • Gradient Investments's portfolio value fell 17% quarter-over-quarter to $1.86B.

Based on Gradient Investments's 13F filing for Q1 2020, filed 7 Apr 2020.