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GI

Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.79B
AUM Growth
-$94.7M
Cap. Flow
+$51.5M
Cap. Flow %
1.36%
Top 10 Hldgs %
28.54%
Holding
1,943
New
165
Increased
409
Reduced
407
Closed
129

Top Buys

Rank Stock Value
1
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$60.5M
2
SMOT icon
VanEck Morningstar SMID Moat ETF
SMOT
+$43.2M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$38.3M
4
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$34.4M
5
TBJL icon
Innovator 20+ Year Treasury Bond 9 Buffer ETF July
TBJL
+$28.3M

Top Sells

Rank Stock Value
1
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$74.3M
2
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$69.7M
3
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$61.4M
4
BJUN icon
Innovator US Equity Buffer ETF June
BJUN
+$49.2M
5
IGTR
Innovator Gradient Tactical Rotation Strategy ETF
IGTR
+$29.5M

Sector Composition

Rank Sector Weight
1 Financials 10%
2 Technology 8.73%
3 Healthcare 7.22%
4 Consumer Discretionary 4.98%
5 Consumer Staples 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTHI icon
726
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.36B
$15.4K ﹤0.01%
756
– –
AWR icon
727
American States Water
AWR
$3.48B
$15.3K ﹤0.01%
195
– –
VB icon
728
Vanguard Small-Cap ETF
VB
$79.2B
$15.1K ﹤0.01%
80
+4
+5% +$797
TAK icon
729
Takeda Pharmaceutical
TAK
$56.6B
$15.1K ﹤0.01%
978
+500
+105% +$7.74K
FAS icon
730
Direxion Daily Financial Bull 3x ETF
FAS
$2.46B
$15.1K ﹤0.01%
257
– –
VGSH icon
731
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$15K ﹤0.01%
260
+182
+233% +$10.5K
CHTR icon
732
Charter Communications
CHTR
$17.1B
$15K ﹤0.01%
34
-1
-3% -$416
FTGC icon
733
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.97B
$14.9K ﹤0.01%
620
– –
PGX icon
734
Invesco Preferred ETF
PGX
$3.8B
$14.9K ﹤0.01%
1,358
+1,345
+10,346% +$15K
PLUG icon
735
Plug Power
PLUG
$2.66B
$14.8K ﹤0.01%
1,950
-121
-6% -$1.18K
CMG icon
736
Chipotle Mexican Grill
CMG
$43.8B
$14.7K ﹤0.01%
400
– –
CION icon
737
CION Investment
CION
$301M
$14.5K ﹤0.01%
1,372
– –
BFEB icon
738
Innovator US Equity Buffer ETF February
BFEB
$251M
$14.5K ﹤0.01%
434
-410,561
-100% -$14.1M
SPXV icon
739
ProShares S&P 500 ex-Health Care ETF
SPXV
$38.9M
$14.3K ﹤0.01%
+318
New +$14.9K
FANG icon
740
Diamondback Energy
FANG
$55.8B
$14.2K ﹤0.01%
92
+6
+7% +$885
NET icon
741
Cloudflare
NET
$94B
$14.1K ﹤0.01%
223
+200
+870% +$12.8K
TTD icon
742
Trade Desk
TTD
$8.99B
$13.9K ﹤0.01%
178
+65
+58% +$5.25K
PEO
743
Adams Natural Resources Fund
PEO
$735M
$13.9K ﹤0.01%
+624
New +$13.5K
RSPN icon
744
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.08B
$13.8K ﹤0.01%
361
-29
-7% -$1.17K
VGK icon
745
Vanguard FTSE Europe ETF
VGK
$30B
$13.8K ﹤0.01%
238
+14
+6% +$853
SLYG icon
746
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.01B
$13.8K ﹤0.01%
188
+168
+840% +$13K
LMBS icon
747
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$13.7K ﹤0.01%
290
-702
-71% -$33.4K
EJAN icon
748
Innovator Emerging Markets Power Buffer ETF January
EJAN
$143M
$13.7K ﹤0.01%
500
-464,502
-100% -$13.2M
FTCS icon
749
First Trust Capital Strength ETF
FTCS
$8.09B
$13.6K ﹤0.01%
185
– –
IQLT icon
750
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$13.4K ﹤0.01%
398
+375
+1,630% +$13.2K
28 29
30
31 32

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GLF
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SIMG
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CFG
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FPP
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KWM
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DKCM
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UB
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Gradient Investments's Q3 2023 Portfolio in Review

As of Q3 2023, Gradient Investments held 1,943 positions worth $3.79B, down 2.4% from $3.88B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Gradient Investments's Q3 2023 filing shows 165 new, 409 increased, 407 reduced and 129 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M. The largest sale was Invesco S&P 500 GARP ETF, an estimated $74.3M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 9.7% a quarter earlier, followed by Technology and Healthcare.

  • Gradient Investments's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M.
  • Gradient Investments added most to Innovator US Equity Buffer ETF July in Q3 2023, an estimated $60.5M increase.
  • Gradient Investments's biggest Q3 2023 reduction was Invesco S&P 500 GARP ETF, cutting an estimated $74.3M.
  • Gradient Investments fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $1.55M.
  • Gradient Investments's ten largest holdings make up 29% of its $3.79B portfolio in Q3 2023.
  • Gradient Investments opened 165 new positions and closed 129 in Q3 2023.
  • Gradient Investments's portfolio value fell 2.4% quarter-over-quarter to $3.79B.

Based on Gradient Investments's 13F filing for Q3 2023, filed 27 Oct 2023.