We are live on ! Find out more
GI

Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-5.41%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$705M
AUM Growth
-$25.5M
Cap. Flow
+$18.5M
Cap. Flow %
2.62%
Top 10 Hldgs %
41.64%
Holding
754
New
105
Increased
138
Reduced
168
Closed
98

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$54.4M
2
COMT icon
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
+$9.47M
3
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$7.58M
4
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$5.23M
5
VIAB
Viacom Inc. Class B
VIAB
+$3.68M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$44.7M
2
CMDT
iShares Commodity Optimized Trust
CMDT
+$15.6M
3
GME icon
GameStop
GME
+$4.24M
4
UBSI icon
United Bankshares
UBSI
+$4.03M
5
ED icon
Consolidated Edison
ED
+$3.85M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Industrials 3.3%
3 Real Estate 2.83%
4 Healthcare 2.46%
5 Utilities 2.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBLY
726
DELISTED
Mobileye N.V.
MBLY
$0 ﹤0.01%
+1
New +$55
RAI
727
DELISTED
Reynolds American Inc
RAI
$0 ﹤0.01%
+8
New +$332
CST
728
DELISTED
CST Brands, Inc.
CST
– –
-3
Closed –
MJN
729
DELISTED
Mead Johnson Nutrition Company
MJN
$0 ﹤0.01%
+1
New +$82
LOCK
730
DELISTED
LifeLock, Inc.
LOCK
– –
-29,540
Closed -$484K
CSI
731
DELISTED
Cutwater Select Income Fund
CSI
– –
-400
Closed -$7K
GDF
732
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
– –
-202
Closed -$2K
LINE
733
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
– –
-1,267
Closed -$11K
BCS.PRC
734
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
– –
-64
Closed -$2K
JHP
735
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$0 ﹤0.01%
50
– –
IGC.WS
736
DELISTED
INDIA GLOBALIZATION CAPITAL, INC. WTS EXP 3/06/2017
IGC.WS
$0 ﹤0.01%
2,000
– –
ALU
737
DELISTED
Alcatel-Lucent
ALU
– –
-109
Closed –
ALTR
738
DELISTED
Altera Corp
ALTR
– –
-14
Closed -$1K
NLSN
739
DELISTED
Nielsen Holdings plc
NLSN
$0 ﹤0.01%
+1
New +$46
RCPT
740
DELISTED
RECEPTOS INC COM STK (DE)
RCPT
– –
-20
Closed -$4K
IFAS
741
DELISTED
ISHARES ASIA DEVELOPED REAL ESTATE ETF
IFAS
– –
-460
Closed -$14K
SUSQ
742
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
– –
-10,000
Closed -$141K
KRFT
743
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-107
Closed -$9K
EGL
744
DELISTED
Engility Holdings, Inc.
EGL
– –
-1
Closed –
PGH
745
DELISTED
Pengrowth Energy Corporation
PGH
– –
-1,645
Closed -$4K
ESV
746
DELISTED
Ensco Rowan plc
ESV
$0 ﹤0.01%
8
+2
+33% +$138
EMD
747
DELISTED
Western Asset Emerging Markets
EMD
– –
-5,240
Closed -$56K
CA
748
DELISTED
CA, Inc.
CA
$0 ﹤0.01%
7
-17
-71% -$486
MINC
749
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
– –
-112
Closed -$5K
NW.PRC.CL
750
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
– –
-29
Closed -$1K
27 28 29
30
31

Similar funds

DS
DRW Securities Chicago, Illinois $7.21B AUM 20.54% 1-Year Est. Return
GLF
Groupe la Francaise Paris, France $7.29B AUM 37.28% 1-Year Est. Return
SIMG
Stephens Investment Management Group Houston, Texas $7.3B AUM 41.96% 1-Year Est. Return
CFG
Citizens Financial Group Providence, Rhode Island $7.19B AUM 23.93% 1-Year Est. Return
FPP
Findlay Park Partners London, United Kingdom $7.17B AUM 17.27% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return
DKCM
Davidson Kempner Capital Management New York $7.33B AUM 56.47% 1-Year Est. Return
UB
UMB Bank Kansas City, Missouri $7.16B AUM 20.88% 1-Year Est. Return

Gradient Investments's Q3 2015 Portfolio in Review

As of Q3 2015, Gradient Investments held 754 positions worth $705M, down 3.5% from $730M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Gradient Investments's Q3 2015 filing shows 105 new, 138 increased, 168 reduced and 98 closed positions. Its largest new stake was iShares GSCI Commodity Dynamic Roll Strategy ETF: 276,307 shares worth $8.9M. The largest sale was iShares MSCI EAFE ETF, an estimated $44.7M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.8% a quarter earlier, followed by Industrials and Real Estate.

  • Gradient Investments's largest Q3 2015 buy was iShares GSCI Commodity Dynamic Roll Strategy ETF: 276,307 shares worth $8.9M.
  • Gradient Investments added most to Invesco S&P 500 Low Volatility ETF in Q3 2015, an estimated $54.4M increase.
  • Gradient Investments's biggest Q3 2015 reduction was iShares MSCI EAFE ETF, cutting an estimated $44.7M.
  • Gradient Investments fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.05M.
  • Gradient Investments's ten largest holdings make up 42% of its $705M portfolio in Q3 2015.
  • Gradient Investments opened 105 new positions and closed 98 in Q3 2015.
  • Gradient Investments's portfolio value fell 3.5% quarter-over-quarter to $705M.

Based on Gradient Investments's 13F filing for Q3 2015, filed 14 Oct 2015.