We are live on ! Find out more
GI

Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.79B
AUM Growth
-$94.7M
Cap. Flow
+$51.5M
Cap. Flow %
1.36%
Top 10 Hldgs %
28.54%
Holding
1,943
New
165
Increased
409
Reduced
407
Closed
129

Top Buys

Rank Stock Value
1
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$60.5M
2
SMOT icon
VanEck Morningstar SMID Moat ETF
SMOT
+$43.2M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$38.3M
4
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$34.4M
5
TBJL icon
Innovator 20+ Year Treasury Bond 9 Buffer ETF July
TBJL
+$28.3M

Top Sells

Rank Stock Value
1
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$74.3M
2
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$69.7M
3
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$61.4M
4
BJUN icon
Innovator US Equity Buffer ETF June
BJUN
+$49.2M
5
IGTR
Innovator Gradient Tactical Rotation Strategy ETF
IGTR
+$29.5M

Sector Composition

Rank Sector Weight
1 Financials 10%
2 Technology 8.73%
3 Healthcare 7.22%
4 Consumer Discretionary 4.98%
5 Consumer Staples 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMN icon
626
Eastman Chemical
EMN
$7.7B
$26.2K ﹤0.01%
342
– –
ROST icon
627
Ross Stores
ROST
$80.3B
$26.2K ﹤0.01%
232
-9
-4% -$1.03K
DFEN icon
628
Direxion Daily Aerospace & Defense Bull 3X ETF
DFEN
$387M
$25.8K ﹤0.01%
1,724
– –
MCR
629
DELISTED
MFS Charter Income Trust
MCR
$25.7K ﹤0.01%
4,400
– –
PAAS icon
630
Pan American Silver
PAAS
$17.7B
$25.6K ﹤0.01%
1,771
+62
+4% +$970
BAX icon
631
Baxter International
BAX
$12.8B
$25.6K ﹤0.01%
679
– –
VNQ icon
632
Vanguard Real Estate ETF
VNQ
$39.9B
$25.6K ﹤0.01%
338
-114
-25% -$9.4K
IPAC icon
633
iShares Core MSCI Pacific ETF
IPAC
$2.6B
$25.4K ﹤0.01%
456
– –
NI icon
634
NiSource
NI
$21.9B
$25.1K ﹤0.01%
1,018
– –
FNDX icon
635
Schwab Fundamental US Large Company Index ETF
FNDX
$26.7B
$25.1K ﹤0.01%
1,344
+1,299
+2,887% +$25.1K
PDI icon
636
PIMCO Dynamic Income Fund
PDI
$7.39B
$25.1K ﹤0.01%
1,450
– –
SR icon
637
Spire
SR
$4.92B
$24.9K ﹤0.01%
440
– –
GOVT icon
638
iShares US Treasury Bond ETF
GOVT
$43.8B
$24.7K ﹤0.01%
1,121
+446
+66% +$10K
ADT icon
639
ADT
ADT
$5.41B
$24.5K ﹤0.01%
4,085
– –
VSS icon
640
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.1B
$24.4K ﹤0.01%
230
– –
FEZ icon
641
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$24.3K ﹤0.01%
579
-114
-16% -$5.09K
PVI icon
642
Invesco Floating Rate Municipal Income ETF
PVI
$32.2M
$24K ﹤0.01%
966
+773
+401% +$19.2K
ASA
643
ASA Gold and Precious Metals
ASA
$919M
$23.9K ﹤0.01%
+1,796
New +$26.5K
MIO
644
DELISTED
Pioneer Municipal High Income Opportunities Fund
MIO
$23.9K ﹤0.01%
+2,500
New +$26.2K
IEP icon
645
Icahn Enterprises
IEP
$5.24B
$23.7K ﹤0.01%
1,200
-555
-32% -$14K
QQQM icon
646
Invesco NASDAQ 100 ETF
QQQM
$93.7B
$23.7K ﹤0.01%
161
+153
+1,913% +$23.3K
SCHE icon
647
Schwab Emerging Markets Equity ETF
SCHE
$12.2B
$23.4K ﹤0.01%
979
+838
+594% +$20.8K
ACWX icon
648
iShares MSCI ACWI ex US ETF
ACWX
$11.2B
$23.4K ﹤0.01%
498
– –
SMBC icon
649
Southern Missouri Bancorp
SMBC
$869M
$23.2K ﹤0.01%
600
– –
SOFI icon
650
SoFi Technologies
SOFI
$19.2B
$23.2K ﹤0.01%
2,900
+2,500
+625% +$22K
24 25
26
27 28

Similar funds

DS
DRW Securities Chicago, Illinois $7.21B AUM 20.54% 1-Year Est. Return
GLF
Groupe la Francaise Paris, France $7.29B AUM 37.28% 1-Year Est. Return
SIMG
Stephens Investment Management Group Houston, Texas $7.3B AUM 41.96% 1-Year Est. Return
CFG
Citizens Financial Group Providence, Rhode Island $7.19B AUM 23.93% 1-Year Est. Return
FPP
Findlay Park Partners London, United Kingdom $7.17B AUM 17.27% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return
DKCM
Davidson Kempner Capital Management New York $7.33B AUM 56.47% 1-Year Est. Return
UB
UMB Bank Kansas City, Missouri $7.16B AUM 20.88% 1-Year Est. Return

Gradient Investments's Q3 2023 Portfolio in Review

As of Q3 2023, Gradient Investments held 1,943 positions worth $3.79B, down 2.4% from $3.88B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Gradient Investments's Q3 2023 filing shows 165 new, 409 increased, 407 reduced and 129 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M. The largest sale was Invesco S&P 500 GARP ETF, an estimated $74.3M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 9.7% a quarter earlier, followed by Technology and Healthcare.

  • Gradient Investments's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M.
  • Gradient Investments added most to Innovator US Equity Buffer ETF July in Q3 2023, an estimated $60.5M increase.
  • Gradient Investments's biggest Q3 2023 reduction was Invesco S&P 500 GARP ETF, cutting an estimated $74.3M.
  • Gradient Investments fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $1.55M.
  • Gradient Investments's ten largest holdings make up 29% of its $3.79B portfolio in Q3 2023.
  • Gradient Investments opened 165 new positions and closed 129 in Q3 2023.
  • Gradient Investments's portfolio value fell 2.4% quarter-over-quarter to $3.79B.

Based on Gradient Investments's 13F filing for Q3 2023, filed 27 Oct 2023.