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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
+3.4%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$317M
AUM Growth
+$51M
Cap. Flow
+$42.7M
Cap. Flow %
13.46%
Top 10 Hldgs %
40.78%
Holding
658
New
132
Increased
137
Reduced
92
Closed
110

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$10.7M
2
SDIV icon
Global X SuperDividend ETF
SDIV
+$7.1M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$4.92M
4
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$4.36M
5
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$3.95M

Top Sells

Rank Stock Value
1
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$5.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$5.1M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.83M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.8M
5
FMER
FIRSTMERIT CORP
FMER
+$1.48M

Sector Composition

Rank Sector Weight
1 Real Estate 3.51%
2 Communication Services 3.17%
3 Industrials 3.03%
4 Consumer Staples 2.92%
5 Healthcare 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDEN
626
DELISTED
ELIZABETH ARDEN INC
RDEN
$0 ﹤0.01%
10
– –
IBME
627
DELISTED
ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF
IBME
– –
-600
Closed -$16K
TAL
628
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
– –
-64
Closed -$3K
TE
629
DELISTED
TECO ENERGY INC
TE
$0 ﹤0.01%
+19
New +$324
JHP
630
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$0 ﹤0.01%
50
– –
ALU
631
DELISTED
Alcatel-Lucent
ALU
$0 ﹤0.01%
73
– –
MW
632
DELISTED
THE MENS WAREHOUSE INC
MW
$0 ﹤0.01%
8
– –
IBMD
633
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
– –
-300
Closed -$16K
ANN
634
DELISTED
ANN INC
ANN
$0 ﹤0.01%
12
– –
EGRW
635
DELISTED
ISHARES MSCI EMERGING MARKETS GROWTH ETF
EGRW
– –
-150
Closed -$8K
BRLI
636
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
– –
-3,184
Closed -$92K
DTV
637
DELISTED
DIRECTV COM STK (DE)
DTV
$0 ﹤0.01%
4
– –
AOL
638
DELISTED
AOL INC COMMON STOCK
AOL
$0 ﹤0.01%
1
– –
ENTR
639
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
$0 ﹤0.01%
38
– –
APL
640
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
– –
-65
Closed -$2K
SUSS
641
DELISTED
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
$0 ﹤0.01%
6
– –
MUAC
642
DELISTED
ISHARES TR 2014 AMT-FREE MUN TERM ETF
MUAC
– –
-300
Closed -$16K
FIO
643
DELISTED
FUSION-IO INC COM
FIO
– –
-5,268
Closed -$75K
GA
644
DELISTED
GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS)
GA
– –
-157,179
Closed -$1.26M
TYY
645
DELISTED
TORTOISE ENERGY CAPITAL CORP
TYY
– –
-704
Closed -$24K
LSI
646
DELISTED
LSI CORPORATION
LSI
$0 ﹤0.01%
21
– –
NYX
647
DELISTED
NYSE EURONEXT INC
NYX
– –
-78
Closed -$3K
STP
648
DELISTED
SUNTECH POWER HOLDINGS CO., LTD
STP
– –
-100
Closed –
NTSP
649
DELISTED
NETSPEND HLDGS INC COM STK
NTSP
– –
-47
Closed -$1K
HOT
650
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-8
Closed -$1K
23 24 25
26
27

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Gradient Investments's Q3 2013 Portfolio in Review

As of Q3 2013, Gradient Investments held 658 positions worth $317M, up 19% from $266M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Gradient Investments deployed $42.7M of net new capital in Q3 2013, opening 132 new positions and adding to 137 existing holdings. Its largest new stake was Invesco Senior Loan ETF: 430,422 shares worth $10.6M.

By sector, the portfolio is most concentrated in Real Estate at 3.5% of assets, up from 2.9% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was WisdomTree US AI Enhanced Value Fund, an estimated $5.6M trimmed.

  • Gradient Investments's largest Q3 2013 buy was Invesco Senior Loan ETF: 430,422 shares worth $10.6M.
  • Gradient Investments added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $4.92M increase.
  • Gradient Investments's biggest Q3 2013 reduction was WisdomTree US AI Enhanced Value Fund, cutting an estimated $5.6M.
  • Gradient Investments fully exited GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS) in Q3 2013, selling an estimated $1.26M.
  • Gradient Investments's ten largest holdings make up 41% of its $317M portfolio in Q3 2013.
  • Gradient Investments opened 132 new positions and closed 110 in Q3 2013.
  • Gradient Investments's portfolio value rose 19% quarter-over-quarter to $317M.

Based on Gradient Investments's 13F filing for Q3 2013, filed 15 Oct 2013.