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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-5.41%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$705M
AUM Growth
-$25.5M
Cap. Flow
+$18.5M
Cap. Flow %
2.62%
Top 10 Hldgs %
41.64%
Holding
754
New
105
Increased
138
Reduced
168
Closed
98

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$54.4M
2
COMT icon
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
+$9.47M
3
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$7.58M
4
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$5.23M
5
VIAB
Viacom Inc. Class B
VIAB
+$3.68M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$44.7M
2
CMDT
iShares Commodity Optimized Trust
CMDT
+$15.6M
3
GME icon
GameStop
GME
+$4.24M
4
UBSI icon
United Bankshares
UBSI
+$4.03M
5
ED icon
Consolidated Edison
ED
+$3.85M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Industrials 3.3%
3 Real Estate 2.83%
4 Healthcare 2.46%
5 Utilities 2.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM.WS.A
576
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$1K ﹤0.01%
63
– –
CRC
577
DELISTED
California Resources Corporation
CRC
$1K ﹤0.01%
40
– –
UTIW
578
DELISTED
UTI WORLDWIDE INC
UTIW
$1K ﹤0.01%
141
– –
LRE
579
DELISTED
LRR ENERGY LP
LRE
$1K ﹤0.01%
218
– –
BBL
580
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$1K ﹤0.01%
47
– –
UN
581
DELISTED
Unilever NV New York Registry Shares
UN
$1K ﹤0.01%
15
– –
ESNC
582
DELISTED
EnSync Inc
ESNC
$1K ﹤0.01%
+2,000
New +$1.38K
WWAV
583
DELISTED
The WhiteWave Foods Company
WWAV
$1K ﹤0.01%
15
– –
TWC
584
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$1K ﹤0.01%
4
– –
AA icon
585
Alcoa
AA
$11.7B
$0 ﹤0.01%
+4
New +$94
ACCO icon
586
Acco Brands
ACCO
$369M
– –
-10
Closed –
AIG icon
587
American International
AIG
$41.9B
$0 ﹤0.01%
4
-14
-78% -$856
ALLY icon
588
Ally Financial
ALLY
$13.1B
$0 ﹤0.01%
+5
New +$109
AMP icon
589
Ameriprise Financial
AMP
$46.8B
$0 ﹤0.01%
+1
New +$118
AMZN icon
590
Amazon
AMZN
$2.5T
– –
-500
Closed -$11K
ARMK icon
591
Aramark
ARMK
$15B
$0 ﹤0.01%
+1
New +$23
AVT icon
592
Avnet
AVT
$7.33B
– –
-2
Closed –
AXON
593
Axon Enterprise
AXON
$40.5B
– –
-400
Closed -$13K
BBWI icon
594
Bath & Body Works
BBWI
$4.01B
– –
-17
Closed -$1K
BCE icon
595
BCE
BCE
$19.9B
– –
-22
Closed -$1K
BMO icon
596
Bank of Montreal
BMO
$125B
$0 ﹤0.01%
2
– –
BSV icon
597
Vanguard Short-Term Bond ETF
BSV
$44.6B
– –
-150
Closed -$12K
BSX icon
598
Boston Scientific
BSX
$65.8B
– –
-80
Closed -$1K
BWEN icon
599
Broadwind
BWEN
$113M
$0 ﹤0.01%
+10
New +$33
BWX icon
600
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
– –
-86
Closed -$2K
22 23
24
25 26

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FPP
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KWM
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UB
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Gradient Investments's Q3 2015 Portfolio in Review

As of Q3 2015, Gradient Investments held 754 positions worth $705M, down 3.5% from $730M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Gradient Investments's Q3 2015 filing shows 105 new, 138 increased, 168 reduced and 98 closed positions. Its largest new stake was iShares GSCI Commodity Dynamic Roll Strategy ETF: 276,307 shares worth $8.9M. The largest sale was iShares MSCI EAFE ETF, an estimated $44.7M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.8% a quarter earlier, followed by Industrials and Real Estate.

  • Gradient Investments's largest Q3 2015 buy was iShares GSCI Commodity Dynamic Roll Strategy ETF: 276,307 shares worth $8.9M.
  • Gradient Investments added most to Invesco S&P 500 Low Volatility ETF in Q3 2015, an estimated $54.4M increase.
  • Gradient Investments's biggest Q3 2015 reduction was iShares MSCI EAFE ETF, cutting an estimated $44.7M.
  • Gradient Investments fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.05M.
  • Gradient Investments's ten largest holdings make up 42% of its $705M portfolio in Q3 2015.
  • Gradient Investments opened 105 new positions and closed 98 in Q3 2015.
  • Gradient Investments's portfolio value fell 3.5% quarter-over-quarter to $705M.

Based on Gradient Investments's 13F filing for Q3 2015, filed 14 Oct 2015.