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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
+3.4%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$317M
AUM Growth
+$51M
Cap. Flow
+$42.7M
Cap. Flow %
13.46%
Top 10 Hldgs %
40.78%
Holding
658
New
132
Increased
137
Reduced
92
Closed
110

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$10.7M
2
SDIV icon
Global X SuperDividend ETF
SDIV
+$7.1M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$4.92M
4
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$4.36M
5
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$3.95M

Top Sells

Rank Stock Value
1
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$5.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$5.1M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.83M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.8M
5
FMER
FIRSTMERIT CORP
FMER
+$1.48M

Sector Composition

Rank Sector Weight
1 Real Estate 3.51%
2 Communication Services 3.17%
3 Industrials 3.03%
4 Consumer Staples 2.92%
5 Healthcare 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRI icon
526
First Trust S&P REIT Index Fund
FRI
$195M
– –
-52
Closed -$1K
FUND
527
Sprott Focus Trust
FUND
$293M
– –
-151
Closed -$1K
FVD icon
528
First Trust Value Line Dividend Fund
FVD
$8.29B
– –
-99
Closed -$2K
FXD icon
529
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
– –
-39
Closed -$1K
FXG icon
530
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
– –
-33
Closed -$1K
FXH icon
531
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
– –
-26
Closed -$1K
FXO icon
532
First Trust Financials AlphaDEX Fund
FXO
$1.12B
– –
-54
Closed -$1K
FXR icon
533
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
– –
-44
Closed -$1K
FXU icon
534
First Trust Utilities AlphaDEX Fund
FXU
$840M
– –
-51
Closed -$1K
FXZ icon
535
First Trust Materials AlphaDEX Fund
FXZ
$378M
– –
-35
Closed -$1K
GAB icon
536
Gabelli Equity Trust
GAB
$1.74B
– –
-2,110
Closed -$13K
GGN
537
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
– –
-709
Closed -$7K
GNRC icon
538
Generac Holdings
GNRC
$11.9B
$0 ﹤0.01%
10
– –
GUT
539
Gabelli Utility Trust
GUT
$576M
– –
-1,026
Closed -$6K
HAIN icon
540
Hain Celestial
HAIN
$47.8M
$0 ﹤0.01%
12
– –
HAL icon
541
Halliburton
HAL
$27.9B
– –
-12
Closed -$1K
HOG icon
542
Harley-Davidson
HOG
$2.68B
– –
-10
Closed -$1K
HOLX
543
DELISTED
Hologic
HOLX
– –
-340
Closed -$7K
HON icon
544
Honeywell
HON
$77.1B
– –
-9
Closed -$1K
HR icon
545
Healthcare Realty
HR
$7.42B
– –
-657
Closed -$15K
PPLI
546
People Inc
PPLI
$3.1B
– –
-252
Closed -$2K
IDA icon
547
Idacorp
IDA
$8.23B
$0 ﹤0.01%
10
– –
IGR
548
CBRE Global Real Estate Income Fund
IGR
$712M
– –
-825
Closed -$7K
IIM icon
549
Invesco Value Municipal Income Trust
IIM
$583M
– –
-367
Closed -$5K
IQI icon
550
Invesco Quality Municipal Securities
IQI
$526M
– –
-331
Closed -$4K
20 21
22
23 24

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Gradient Investments's Q3 2013 Portfolio in Review

As of Q3 2013, Gradient Investments held 658 positions worth $317M, up 19% from $266M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Gradient Investments deployed $42.7M of net new capital in Q3 2013, opening 132 new positions and adding to 137 existing holdings. Its largest new stake was Invesco Senior Loan ETF: 430,422 shares worth $10.6M.

By sector, the portfolio is most concentrated in Real Estate at 3.5% of assets, up from 2.9% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was WisdomTree US AI Enhanced Value Fund, an estimated $5.6M trimmed.

  • Gradient Investments's largest Q3 2013 buy was Invesco Senior Loan ETF: 430,422 shares worth $10.6M.
  • Gradient Investments added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $4.92M increase.
  • Gradient Investments's biggest Q3 2013 reduction was WisdomTree US AI Enhanced Value Fund, cutting an estimated $5.6M.
  • Gradient Investments fully exited GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS) in Q3 2013, selling an estimated $1.26M.
  • Gradient Investments's ten largest holdings make up 41% of its $317M portfolio in Q3 2013.
  • Gradient Investments opened 132 new positions and closed 110 in Q3 2013.
  • Gradient Investments's portfolio value rose 19% quarter-over-quarter to $317M.

Based on Gradient Investments's 13F filing for Q3 2013, filed 15 Oct 2013.