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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-0.17%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.57B
AUM Growth
+$152M
Cap. Flow
+$202M
Cap. Flow %
5.67%
Top 10 Hldgs %
36.92%
Holding
1,304
New
89
Increased
273
Reduced
293
Closed
87

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$389M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$155M
3
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$93.4M
4
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$70.8M
5
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$41.5M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$475M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$82.1M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$65.7M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$64.8M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$39.8M

Sector Composition

Rank Sector Weight
1 Financials 8.03%
2 Technology 7.83%
3 Healthcare 5.28%
4 Industrials 4.91%
5 Consumer Discretionary 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEE icon
26
NextEra Energy
NEE
$187B
$27M 0.76%
344,096
+218,747
+175% +$17.6M
PG icon
27
Procter & Gamble
PG
$343B
$27M 0.76%
192,930
+16,107
+9% +$2.28M
WMT icon
28
Walmart Inc
WMT
$871B
$24.8M 0.69%
532,710
+123,897
+30% +$5.97M
HD icon
29
Home Depot
HD
$332B
$24.7M 0.69%
75,299
+2,886
+4% +$948K
JNJ icon
30
Johnson & Johnson
JNJ
$635B
$23.3M 0.65%
144,363
+18,010
+14% +$3.07M
CVX icon
31
Chevron
CVX
$388B
$22.7M 0.64%
223,817
+12,526
+6% +$1.25M
COP icon
32
ConocoPhillips
COP
$147B
$22.2M 0.62%
326,913
-1,822
-0.6% -$105K
BSCE
33
DELISTED
Invesco BulletShares 2023 USD Emerging Markets Debt ETF
BSCE
$20.8M 0.58%
797,765
+59,718
+8% +$1.56M
BSBE
34
DELISTED
Invesco BulletShares 2022 USD Emerging Markets Debt ETF
BSBE
$20.8M 0.58%
811,587
+61,160
+8% +$1.57M
WM icon
35
Waste Management
WM
$95.9B
$20.6M 0.58%
138,175
-4,879
-3% -$730K
TNL icon
36
Travel + Leisure Co
TNL
$4.54B
$20.6M 0.58%
377,640
+54,213
+17% +$2.97M
SPMB icon
37
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.96B
$20.4M 0.57%
792,714
+138,903
+21% +$3.59M
VZ icon
38
Verizon
VZ
$194B
$19.5M 0.55%
360,898
+47,803
+15% +$2.64M
RTX icon
39
RTX Corp
RTX
$287B
$19.3M 0.54%
224,610
+6,654
+3% +$569K
GOOG icon
40
Alphabet (Google) Class C
GOOG
$3.9T
$19M 0.53%
142,240
-8,880
-6% -$1.22M
BMY icon
41
Bristol-Myers Squibb
BMY
$127B
$18.8M 0.53%
318,464
+66,681
+26% +$4.39M
LMT icon
42
Lockheed Martin
LMT
$134B
$18.3M 0.51%
53,084
+8,827
+20% +$3.19M
UNH icon
43
UnitedHealth
UNH
$382B
$17.9M 0.5%
45,919
+16,005
+54% +$6.63M
BAC icon
44
Bank of America
BAC
$435B
$16.5M 0.46%
389,156
+26,063
+7% +$1.05M
META icon
45
Meta Platforms (Facebook)
META
$1.51T
$15.8M 0.44%
46,461
-206
-0.4% -$74.2K
PANW icon
46
Palo Alto Networks
PANW
$264B
$15.7M 0.44%
196,878
-9,960
-5% -$700K
V icon
47
Visa
V
$677B
$15.2M 0.43%
68,238
+8,500
+14% +$1.99M
PYPL icon
48
PayPal
PYPL
$49.5B
$14.5M 0.41%
55,772
+6,561
+13% +$1.86M
BSX icon
49
Boston Scientific
BSX
$65.8B
$14.4M 0.4%
331,960
+44,627
+16% +$1.97M
ST icon
50
Sensata Technologies
ST
$6.65B
$14.4M 0.4%
262,667
+71,515
+37% +$4.11M
1
2
3 4 5

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Gradient Investments's Q3 2021 Portfolio in Review

As of Q3 2021, Gradient Investments held 1,304 positions worth $3.57B, up 4.4% from $3.42B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Gradient Investments deployed $202M of net new capital in Q3 2021, opening 89 new positions and adding to 273 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF July: 2,220,920 shares worth $70.1M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 6.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $475M trimmed.

  • Gradient Investments's largest Q3 2021 buy was Innovator US Equity Buffer ETF July: 2,220,920 shares worth $70.1M.
  • Gradient Investments added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $389M increase.
  • Gradient Investments's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $475M.
  • Gradient Investments fully exited First Trust Technology AlphaDEX Fund in Q3 2021, selling an estimated $94K.
  • Gradient Investments's ten largest holdings make up 37% of its $3.57B portfolio in Q3 2021.
  • Gradient Investments opened 89 new positions and closed 87 in Q3 2021.
  • Gradient Investments's portfolio value rose 4.4% quarter-over-quarter to $3.57B.

Based on Gradient Investments's 13F filing for Q3 2021, filed 18 Oct 2021.