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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
+3.4%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$317M
AUM Growth
+$51M
Cap. Flow
+$42.7M
Cap. Flow %
13.46%
Top 10 Hldgs %
40.78%
Holding
658
New
132
Increased
137
Reduced
92
Closed
110

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$10.7M
2
SDIV icon
Global X SuperDividend ETF
SDIV
+$7.1M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$4.92M
4
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$4.36M
5
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$3.95M

Top Sells

Rank Stock Value
1
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$5.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$5.1M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.83M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.8M
5
FMER
FIRSTMERIT CORP
FMER
+$1.48M

Sector Composition

Rank Sector Weight
1 Real Estate 3.51%
2 Communication Services 3.17%
3 Industrials 3.03%
4 Consumer Staples 2.92%
5 Healthcare 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
326
UnitedHealth
UNH
$382B
$6K ﹤0.01%
84
– –
NUVA
327
DELISTED
NuVasive, Inc.
NUVA
$6K ﹤0.01%
225
– –
TWX
328
DELISTED
Time Warner Inc
TWX
$6K ﹤0.01%
96
– –
WR
329
DELISTED
Westar Energy Inc
WR
$6K ﹤0.01%
+200
New +$6.39K
LNCO
330
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$6K ﹤0.01%
+190
New +$5.51K
DO
331
DELISTED
Diamond Offshore Drilling
DO
$6K ﹤0.01%
100
– –
ADBE icon
332
Adobe
ADBE
$89.5B
$5K ﹤0.01%
89
– –
AWK icon
333
American Water Works
AWK
$26.3B
$5K ﹤0.01%
+110
New +$4.55K
FITB
334
Fifth Third Bancorp
FITB
$52B
$5K ﹤0.01%
280
– –
IHE icon
335
iShares US Pharmaceuticals ETF
IHE
$1.47B
$5K ﹤0.01%
132
-375
-74% -$13.2K
NGG icon
336
National Grid
NGG
$82.7B
$5K ﹤0.01%
+86
New +$4.85K
NI icon
337
NiSource
NI
$22.4B
$5K ﹤0.01%
+453
New +$5.36K
TJX icon
338
TJX Companies
TJX
$170B
$5K ﹤0.01%
180
– –
UTG icon
339
Reaves Utility Income Fund
UTG
$3.69B
$5K ﹤0.01%
+204
New +$4.98K
XHS icon
340
State Street SPDR S&P Health Care Services ETF
XHS
$205M
$5K ﹤0.01%
110
– –
NTG
341
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$5K ﹤0.01%
+20
New +$5.68K
YHOO
342
DELISTED
Yahoo Inc
YHOO
$5K ﹤0.01%
157
– –
AFL icon
343
Aflac
AFL
$63.9B
$4K ﹤0.01%
126
– –
AGNC icon
344
AGNC Investment
AGNC
$12.3B
$4K ﹤0.01%
160
– –
AMAT icon
345
Applied Materials
AMAT
$426B
$4K ﹤0.01%
227
– –
AMGN icon
346
Amgen
AMGN
$203B
$4K ﹤0.01%
34
– –
AZN icon
347
AstraZeneca
AZN
$263B
$4K ﹤0.01%
+78
New +$3.92K
CMCSA icon
348
Comcast
CMCSA
$79.1B
$4K ﹤0.01%
184
-1,476
-89% -$32.1K
CRH icon
349
CRH
CRH
$66.7B
$4K ﹤0.01%
+160
New +$3.53K
CVS icon
350
CVS Health
CVS
$137B
$4K ﹤0.01%
77
– –
12 13
14
15 16

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Gradient Investments's Q3 2013 Portfolio in Review

As of Q3 2013, Gradient Investments held 658 positions worth $317M, up 19% from $266M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Gradient Investments deployed $42.7M of net new capital in Q3 2013, opening 132 new positions and adding to 137 existing holdings. Its largest new stake was Invesco Senior Loan ETF: 430,422 shares worth $10.6M.

By sector, the portfolio is most concentrated in Real Estate at 3.5% of assets, up from 2.9% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was WisdomTree US AI Enhanced Value Fund, an estimated $5.6M trimmed.

  • Gradient Investments's largest Q3 2013 buy was Invesco Senior Loan ETF: 430,422 shares worth $10.6M.
  • Gradient Investments added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $4.92M increase.
  • Gradient Investments's biggest Q3 2013 reduction was WisdomTree US AI Enhanced Value Fund, cutting an estimated $5.6M.
  • Gradient Investments fully exited GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS) in Q3 2013, selling an estimated $1.26M.
  • Gradient Investments's ten largest holdings make up 41% of its $317M portfolio in Q3 2013.
  • Gradient Investments opened 132 new positions and closed 110 in Q3 2013.
  • Gradient Investments's portfolio value rose 19% quarter-over-quarter to $317M.

Based on Gradient Investments's 13F filing for Q3 2013, filed 15 Oct 2013.