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GI

Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.79B
AUM Growth
-$94.7M
Cap. Flow
+$51.5M
Cap. Flow %
1.36%
Top 10 Hldgs %
28.54%
Holding
1,943
New
165
Increased
409
Reduced
407
Closed
129

Top Buys

Rank Stock Value
1
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$60.5M
2
SMOT icon
VanEck Morningstar SMID Moat ETF
SMOT
+$43.2M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$38.3M
4
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$34.4M
5
TBJL icon
Innovator 20+ Year Treasury Bond 9 Buffer ETF July
TBJL
+$28.3M

Top Sells

Rank Stock Value
1
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$74.3M
2
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$69.7M
3
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$61.4M
4
BJUN icon
Innovator US Equity Buffer ETF June
BJUN
+$49.2M
5
IGTR
Innovator Gradient Tactical Rotation Strategy ETF
IGTR
+$29.5M

Sector Composition

Rank Sector Weight
1 Financials 10%
2 Technology 8.73%
3 Healthcare 7.22%
4 Consumer Discretionary 4.98%
5 Consumer Staples 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYK icon
301
Stryker
SYK
$133B
$230K 0.01%
842
+100
+13% +$28.7K
IJH icon
302
iShares Core S&P Mid-Cap ETF
IJH
$123B
$230K 0.01%
4,610
-1,435
-24% -$75.2K
SPFI icon
303
South Plains Financial
SPFI
$855M
$229K 0.01%
8,672
– –
NKE icon
304
Nike
NKE
$63.9B
$229K 0.01%
2,392
+708
+42% +$72.8K
AZO icon
305
AutoZone
AZO
$50.9B
$224K 0.01%
88
– –
CEFA icon
306
Global X S&P Catholic Values Developed ex-US ETF
CEFA
$55.2M
$223K 0.01%
8,341
+1,961
+31% +$55K
XLE icon
307
State Street Energy Select Sector SPDR ETF
XLE
$38.3B
$222K 0.01%
4,908
-384
-7% -$16.8K
RF icon
308
Regions Financial
RF
$26.7B
$221K 0.01%
12,877
+173
+1% +$3.28K
MO icon
309
Altria Group
MO
$125B
$219K 0.01%
5,209
-3,134
-38% -$138K
VWO icon
310
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$219K 0.01%
5,584
+1,881
+51% +$76.8K
SRLN icon
311
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$212K 0.01%
5,058
-6
-0.1% -$251
FNDF icon
312
Schwab Fundamental International Large Company Index ETF
FNDF
$24.4B
$212K 0.01%
6,685
+434
+7% +$14.1K
DTE icon
313
DTE Energy
DTE
$30.4B
$207K 0.01%
2,090
-350
-14% -$37.7K
NOC icon
314
Northrop Grumman
NOC
$78B
$206K 0.01%
469
-133
-22% -$58.4K
AGG icon
315
iShares Core US Aggregate Bond ETF
AGG
$138B
$203K 0.01%
2,161
+152
+8% +$14.6K
SPTM icon
316
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$201K 0.01%
3,830
+2,821
+280% +$154K
FUMB icon
317
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
$192K 0.01%
9,661
+7,724
+399% +$154K
VEA icon
318
Vanguard FTSE Developed Markets ETF
VEA
$225B
$192K 0.01%
4,400
-188
-4% -$8.6K
QCOM icon
319
Qualcomm
QCOM
$172B
$192K 0.01%
1,728
-56
-3% -$6.5K
SMMU icon
320
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
$190K 0.01%
3,890
+790
+25% +$39K
HYD icon
321
VanEck High Yield Muni ETF
HYD
$4.45B
$188K 0.01%
3,840
+853
+29% +$43.2K
IWR icon
322
iShares Russell Mid-Cap ETF
IWR
$56.5B
$188K 0.01%
2,713
+77
+3% +$5.62K
NNN icon
323
NNN REIT
NNN
$9.37B
$185K ﹤0.01%
5,230
+66
+1% +$2.65K
DFUS
324
Dimensional US Equity ETF
DFUS
$20.7B
$183K ﹤0.01%
3,937
– –
LTC
325
LTC Properties
LTC
$2.14B
$183K ﹤0.01%
5,701
+65
+1% +$2.15K
11 12
13
14 15

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FPP
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Gradient Investments's Q3 2023 Portfolio in Review

As of Q3 2023, Gradient Investments held 1,943 positions worth $3.79B, down 2.4% from $3.88B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Gradient Investments's Q3 2023 filing shows 165 new, 409 increased, 407 reduced and 129 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M. The largest sale was Invesco S&P 500 GARP ETF, an estimated $74.3M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 9.7% a quarter earlier, followed by Technology and Healthcare.

  • Gradient Investments's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M.
  • Gradient Investments added most to Innovator US Equity Buffer ETF July in Q3 2023, an estimated $60.5M increase.
  • Gradient Investments's biggest Q3 2023 reduction was Invesco S&P 500 GARP ETF, cutting an estimated $74.3M.
  • Gradient Investments fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $1.55M.
  • Gradient Investments's ten largest holdings make up 29% of its $3.79B portfolio in Q3 2023.
  • Gradient Investments opened 165 new positions and closed 129 in Q3 2023.
  • Gradient Investments's portfolio value fell 2.4% quarter-over-quarter to $3.79B.

Based on Gradient Investments's 13F filing for Q3 2023, filed 27 Oct 2023.