We are live on ! Find out more
GI

Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
+5.98%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.94B
AUM Growth
+$375M
Cap. Flow
+$186M
Cap. Flow %
4.73%
Top 10 Hldgs %
37.69%
Holding
1,372
New
155
Increased
361
Reduced
244
Closed
67

Top Buys

Rank Stock Value
1
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$41.9M
2
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$37.3M
3
SMDV icon
ProShares Russell 2000 Dividend Growers ETF
SMDV
+$32.6M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$21.6M
5
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$21.4M

Top Sells

Rank Stock Value
1
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$72.6M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$40.3M
3
BBHY icon
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
+$27.5M
4
COP icon
ConocoPhillips
COP
+$14.8M
5
WM icon
Waste Management
WM
+$13.5M

Sector Composition

Rank Sector Weight
1 Technology 8.89%
2 Financials 7.25%
3 Healthcare 6.2%
4 Industrials 4.73%
5 Consumer Discretionary 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCC icon
301
Ares Capital
ARCC
$13.7B
$162K ﹤0.01%
7,659
+80
+1% +$1.66K
VEU icon
302
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$159K ﹤0.01%
2,595
+1,129
+77% +$69.9K
ORCL icon
303
Oracle
ORCL
$346B
$157K ﹤0.01%
1,798
+49
+3% +$4.6K
BALL icon
304
Ball Corp
BALL
$17.8B
$155K ﹤0.01%
1,611
– –
EOG icon
305
EOG Resources
EOG
$74.4B
$153K ﹤0.01%
1,723
+212
+14% +$19K
D icon
306
Dominion Energy
D
$62.1B
$152K ﹤0.01%
1,937
+487
+34% +$36.6K
BND icon
307
Vanguard Total Bond Market
BND
$158B
$151K ﹤0.01%
1,784
-20
-1% -$1.7K
EDIV icon
308
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$150K ﹤0.01%
5,055
-116
-2% -$3.45K
IVW icon
309
iShares S&P 500 Growth ETF
IVW
$71.9B
$150K ﹤0.01%
1,789
+73
+4% +$5.88K
EXG icon
310
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
$149K ﹤0.01%
14,000
– –
OEF icon
311
iShares S&P 100 ETF
OEF
$19.8B
$148K ﹤0.01%
675
+337
+100% +$71.4K
CVBF icon
312
CVB Financial
CVBF
$4.02B
$146K ﹤0.01%
6,834
– –
FENY icon
313
Fidelity MSCI Energy Index ETF
FENY
$1.94B
$146K ﹤0.01%
9,622
– –
PXH icon
314
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.9B
$145K ﹤0.01%
6,631
– –
PSX icon
315
Phillips 66
PSX
$82.5B
$144K ﹤0.01%
1,981
+16
+0.8% +$1.21K
EFA icon
316
iShares MSCI EAFE ETF
EFA
$76.8B
$143K ﹤0.01%
1,812
+544
+43% +$43.1K
UAL icon
317
United Airlines
UAL
$40.2B
$143K ﹤0.01%
3,274
– –
CHW
318
Calamos Global Dynamic Income Fund
CHW
$531M
$140K ﹤0.01%
14,060
+60
+0.4% +$605
CAR icon
319
Avis
CAR
$5.88B
$139K ﹤0.01%
668
-2,000
-75% -$443K
FBT icon
320
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.85B
$137K ﹤0.01%
844
– –
JMST icon
321
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$137K ﹤0.01%
2,692
-2,382
-47% -$122K
SMH icon
322
VanEck Semiconductor ETF
SMH
$63.8B
$137K ﹤0.01%
890
+202
+29% +$29.2K
XLK icon
323
State Street Technology Select Sector SPDR ETF
XLK
$112B
$137K ﹤0.01%
1,576
+430
+38% +$35.4K
AAL icon
324
American Airlines Group
AAL
$10.2B
$135K ﹤0.01%
7,542
+13
+0.2% +$249
IWD icon
325
iShares Russell 1000 Value ETF
IWD
$82.2B
$135K ﹤0.01%
805
– –
11 12
13
14 15

Similar funds

DS
DRW Securities Chicago, Illinois $7.21B AUM 20.54% 1-Year Est. Return
GLF
Groupe la Francaise Paris, France $7.29B AUM 37.28% 1-Year Est. Return
SIMG
Stephens Investment Management Group Houston, Texas $7.3B AUM 41.96% 1-Year Est. Return
CFG
Citizens Financial Group Providence, Rhode Island $7.19B AUM 23.93% 1-Year Est. Return
FPP
Findlay Park Partners London, United Kingdom $7.17B AUM 17.27% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return
DKCM
Davidson Kempner Capital Management New York $7.33B AUM 56.47% 1-Year Est. Return
UB
UMB Bank Kansas City, Missouri $7.16B AUM 20.88% 1-Year Est. Return

Gradient Investments's Q4 2021 Portfolio in Review

As of Q4 2021, Gradient Investments held 1,372 positions worth $3.94B, up 11% from $3.57B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Gradient Investments deployed $186M of net new capital in Q4 2021, opening 155 new positions and adding to 361 existing holdings. Its largest new stake was LPL Financial: 47,591 shares worth $7.62M.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Innovator US Equity Buffer ETF July, an estimated $72.6M trimmed.

  • Gradient Investments's largest Q4 2021 buy was LPL Financial: 47,591 shares worth $7.62M.
  • Gradient Investments added most to Invesco S&P 500 Equal Weight Industrials ETF in Q4 2021, an estimated $41.9M increase.
  • Gradient Investments's biggest Q4 2021 reduction was Innovator US Equity Buffer ETF July, cutting an estimated $72.6M.
  • Gradient Investments fully exited Invesco BulletShares 2021 Corporate Bond ETF in Q4 2021, selling an estimated $289K.
  • Gradient Investments's ten largest holdings make up 38% of its $3.94B portfolio in Q4 2021.
  • Gradient Investments opened 155 new positions and closed 67 in Q4 2021.
  • Gradient Investments's portfolio value rose 11% quarter-over-quarter to $3.94B.

Based on Gradient Investments's 13F filing for Q4 2021, filed 12 Jan 2022.