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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-0.17%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.57B
AUM Growth
+$152M
Cap. Flow
+$202M
Cap. Flow %
5.67%
Top 10 Hldgs %
36.92%
Holding
1,304
New
89
Increased
273
Reduced
293
Closed
87

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$389M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$155M
3
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$93.4M
4
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$70.8M
5
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$41.5M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$475M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$82.1M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$65.7M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$64.8M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$39.8M

Sector Composition

Rank Sector Weight
1 Financials 8.03%
2 Technology 7.83%
3 Healthcare 5.28%
4 Industrials 4.91%
5 Consumer Discretionary 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWY icon
301
iShares Russell Top 200 Growth ETF
IWY
$15.6B
$157K ﹤0.01%
1,026
-80
-7% -$12.6K
VBK icon
302
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$157K ﹤0.01%
562
+26
+5% +$7.44K
UAL icon
303
United Airlines
UAL
$40.2B
$156K ﹤0.01%
3,274
-1,000
-23% -$47.1K
VTI icon
304
Vanguard Total Stock Market ETF
VTI
$656B
$156K ﹤0.01%
701
+254
+57% +$57.9K
AAL icon
305
American Airlines Group
AAL
$10.2B
$154K ﹤0.01%
7,529
– –
ARCC icon
306
Ares Capital
ARCC
$13.7B
$154K ﹤0.01%
7,579
+7,079
+1,416% +$142K
BND icon
307
Vanguard Total Bond Market
BND
$158B
$154K ﹤0.01%
1,804
-338
-16% -$29.2K
EDIV icon
308
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$153K ﹤0.01%
5,171
-42
-0.8% -$1.25K
ETY icon
309
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.26B
$153K ﹤0.01%
11,000
– –
SPSB icon
310
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$153K ﹤0.01%
4,906
-359
-7% -$11.2K
BABA icon
311
Alibaba
BABA
$276B
$152K ﹤0.01%
1,026
+20
+2% +$3.64K
ORCL icon
312
Oracle
ORCL
$346B
$152K ﹤0.01%
1,749
– –
FDX icon
313
FedEx
FDX
$74B
$149K ﹤0.01%
680
-2
-0.3% -$543
DE icon
314
Deere & Co
DE
$173B
$148K ﹤0.01%
443
+85
+24% +$30.6K
GE icon
315
GE Aerospace
GE
$377B
$148K ﹤0.01%
2,302
+52
+2% +$3.34K
PXH icon
316
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.9B
$148K ﹤0.01%
6,631
– –
RSPF icon
317
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$311M
$147K ﹤0.01%
2,399
-1,077,924
-100% -$65.7M
BALL icon
318
Ball Corp
BALL
$17.8B
$145K ﹤0.01%
1,611
– –
EVRI
319
DELISTED
Everi Holdings
EVRI
$145K ﹤0.01%
6,000
– –
BSCP
320
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$143K ﹤0.01%
6,434
-1,914
-23% -$42.7K
IJH icon
321
iShares Core S&P Mid-Cap ETF
IJH
$123B
$141K ﹤0.01%
2,680
+350
+15% +$18.8K
BB icon
322
BlackBerry
BB
$4.74B
$140K ﹤0.01%
14,338
-12
-0.1% -$126
EXG icon
323
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
$140K ﹤0.01%
14,000
– –
FBT icon
324
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.85B
$140K ﹤0.01%
844
-28
-3% -$4.78K
NLY icon
325
Annaly Capital Management
NLY
$17.4B
$140K ﹤0.01%
4,164
+3,375
+428% +$116K
11 12
13
14 15

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Gradient Investments's Q3 2021 Portfolio in Review

As of Q3 2021, Gradient Investments held 1,304 positions worth $3.57B, up 4.4% from $3.42B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Gradient Investments deployed $202M of net new capital in Q3 2021, opening 89 new positions and adding to 273 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF July: 2,220,920 shares worth $70.1M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 6.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $475M trimmed.

  • Gradient Investments's largest Q3 2021 buy was Innovator US Equity Buffer ETF July: 2,220,920 shares worth $70.1M.
  • Gradient Investments added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $389M increase.
  • Gradient Investments's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $475M.
  • Gradient Investments fully exited First Trust Technology AlphaDEX Fund in Q3 2021, selling an estimated $94K.
  • Gradient Investments's ten largest holdings make up 37% of its $3.57B portfolio in Q3 2021.
  • Gradient Investments opened 89 new positions and closed 87 in Q3 2021.
  • Gradient Investments's portfolio value rose 4.4% quarter-over-quarter to $3.57B.

Based on Gradient Investments's 13F filing for Q3 2021, filed 18 Oct 2021.