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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-15.05%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$1.86B
AUM Growth
-$389M
Cap. Flow
+$12.4M
Cap. Flow %
0.67%
Top 10 Hldgs %
40.92%
Holding
1,333
New
150
Increased
345
Reduced
274
Closed
115

Top Buys

Rank Stock Value
1
DFEB icon
FT Vest US Equity Deep Buffer ETF February
DFEB
+$35M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$20.8M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$14M
4
WM icon
Waste Management
WM
+$11.5M
5
SLB icon
SLB Ltd
SLB
+$10.7M

Top Sells

Rank Stock Value
1
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$37.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$30.9M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$29.5M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17.3M
5
MBB icon
iShares MBS ETF
MBB
+$15.7M

Sector Composition

Rank Sector Weight
1 Healthcare 6.64%
2 Technology 5.73%
3 Financials 5.61%
4 Consumer Discretionary 4.44%
5 Industrials 3.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XEL icon
276
Xcel Energy
XEL
$48.8B
$98K 0.01%
1,633
-156
-9% -$10.2K
WTFC icon
277
Wintrust Financial
WTFC
$10.8B
$97K 0.01%
2,955
– –
QCOM icon
278
Qualcomm
QCOM
$160B
$96K 0.01%
1,423
+112
+9% +$9.18K
UNP icon
279
Union Pacific
UNP
$172B
$96K 0.01%
679
-11,595
-94% -$1.92M
PSX icon
280
Phillips 66
PSX
$84.4B
$95K 0.01%
1,774
+1,354
+322% +$110K
VWO icon
281
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$95K 0.01%
2,825
+1,972
+231% +$80.4K
HFRO
282
Highland Opportunities and Income Fund
HFRO
$407M
$94K 0.01%
10,998
-119
-1% -$1.39K
ENB icon
283
Enbridge
ENB
$121B
$93K 0.01%
3,204
+1,328
+71% +$49.2K
MS icon
284
Morgan Stanley
MS
$330B
$93K 0.01%
2,742
+873
+47% +$41.1K
BKI
285
DELISTED
Black Knight, Inc. Common Stock
BKI
$91K ﹤0.01%
1,570
– –
PDEC icon
286
Innovator US Equity Power Buffer ETF December
PDEC
$980M
$89K ﹤0.01%
3,740
– –
WPC icon
287
W.P. Carey
WPC
$16.9B
$89K ﹤0.01%
1,566
– –
YUM icon
288
Yum! Brands
YUM
$43.3B
$89K ﹤0.01%
1,292
+14
+1% +$1.31K
FFEB icon
289
FT Vest US Equity Buffer ETF February
FFEB
$1.38B
$88K ﹤0.01%
+3,396
New +$90.7K
GIS icon
290
General Mills
GIS
$19.4B
$86K ﹤0.01%
1,622
+743
+85% +$39.2K
SLV icon
291
iShares Silver Trust
SLV
$28.6B
$86K ﹤0.01%
6,608
-298
-4% -$4.68K
F icon
292
Ford
F
$59.3B
$85K ﹤0.01%
17,567
+3,440
+24% +$25.8K
IWM icon
293
iShares Russell 2000 ETF
IWM
$80.2B
$85K ﹤0.01%
743
– –
VUG icon
294
Vanguard Morningstar Growth ETF
VUG
$218B
$85K ﹤0.01%
3,252
+1,074
+49% +$32.2K
IJH icon
295
iShares Core S&P Mid-Cap ETF
IJH
$122B
$84K ﹤0.01%
2,930
-660
-18% -$24.5K
VEA icon
296
Vanguard FTSE Developed Markets ETF
VEA
$230B
$84K ﹤0.01%
2,520
+614
+32% +$24.6K
RTX icon
297
RTX Corp
RTX
$289B
$83K ﹤0.01%
1,397
-114
-8% -$9.65K
DOC icon
298
Healthpeak Properties
DOC
$15.2B
$81K ﹤0.01%
3,409
+1
+0% +$33
BSCK
299
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$78K ﹤0.01%
3,733
-836
-18% -$17.7K
TFC icon
300
Truist Financial
TFC
$63.5B
$77K ﹤0.01%
2,511
-849
-25% -$40.1K
10 11
12
13 14

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Gradient Investments's Q1 2020 Portfolio in Review

As of Q1 2020, Gradient Investments held 1,333 positions worth $1.86B, down 17% from $2.25B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Gradient Investments's Q1 2020 filing shows 150 new, 345 increased, 274 reduced and 115 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M. The largest sale was Innovator US Equity Power Buffer ETF August, an estimated $37.7M.

By sector, the portfolio is most concentrated in Healthcare at 6.6% of assets, up from 5.9% a quarter earlier, followed by Technology and Financials.

  • Gradient Investments's largest Q1 2020 buy was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M.
  • Gradient Investments added most to State Street SPDR Portfolio Mortgage Backed Bond ETF in Q1 2020, an estimated $20.8M increase.
  • Gradient Investments's biggest Q1 2020 reduction was Innovator US Equity Power Buffer ETF August, cutting an estimated $37.7M.
  • Gradient Investments fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q1 2020, selling an estimated $251K.
  • Gradient Investments's ten largest holdings make up 41% of its $1.86B portfolio in Q1 2020.
  • Gradient Investments opened 150 new positions and closed 115 in Q1 2020.
  • Gradient Investments's portfolio value fell 17% quarter-over-quarter to $1.86B.

Based on Gradient Investments's 13F filing for Q1 2020, filed 7 Apr 2020.