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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-0.17%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.57B
AUM Growth
+$152M
Cap. Flow
+$202M
Cap. Flow %
5.67%
Top 10 Hldgs %
36.92%
Holding
1,304
New
89
Increased
273
Reduced
293
Closed
87

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$389M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$155M
3
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$93.4M
4
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$70.8M
5
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$41.5M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$475M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$82.1M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$65.7M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$64.8M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$39.8M

Sector Composition

Rank Sector Weight
1 Financials 8.03%
2 Technology 7.83%
3 Healthcare 5.28%
4 Industrials 4.91%
5 Consumer Discretionary 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROK icon
251
Rockwell Automation
ROK
$52.4B
$289K 0.01%
984
– –
BSCL
252
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$289K 0.01%
13,700
-7,031
-34% -$148K
BSJL
253
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$288K 0.01%
12,526
-5,424
-30% -$125K
PSK icon
254
State Street SPDR ICE Preferred Securities ETF
PSK
$692M
$286K 0.01%
6,570
-34
-0.5% -$1.49K
GLD icon
255
SPDR Gold Trust
GLD
$131B
$269K 0.01%
1,637
– –
ZM icon
256
Zoom
ZM
$26.8B
$269K 0.01%
1,028
-50
-5% -$16.9K
PTY icon
257
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$268K 0.01%
14,650
– –
CSCO icon
258
Cisco
CSCO
$456B
$260K 0.01%
4,773
-199
-4% -$11.2K
JMST icon
259
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$259K 0.01%
5,074
+283
+6% +$14.5K
FALN icon
260
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$257K 0.01%
8,520
+1,065
+14% +$32.1K
NVDA icon
261
NVIDIA
NVDA
$4.77T
$256K 0.01%
12,380
+300
+2% +$6.23K
TIP icon
262
iShares TIPS Bond ETF
TIP
$14.5B
$253K 0.01%
1,979
-277,089
-99% -$35.7M
VUG icon
263
Vanguard Growth ETF
VUG
$216B
$252K 0.01%
5,214
-216
-4% -$10.7K
SPLV icon
264
Invesco S&P 500 Low Volatility ETF
SPLV
$7.28B
$241K 0.01%
3,953
-1,092
-22% -$68.8K
NVAX icon
265
Novavax
NVAX
$1.21B
$239K 0.01%
1,152
+58
+5% +$12.8K
SHOP icon
266
Shopify
SHOP
$169B
$239K 0.01%
1,760
+60
+4% +$8.99K
WTFC icon
267
Wintrust Financial
WTFC
$10.9B
$225K 0.01%
2,801
-154
-5% -$11.4K
DTE icon
268
DTE Energy
DTE
$30.4B
$223K 0.01%
1,999
+36
+2% +$4.22K
BSJP
269
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$222K 0.01%
9,026
-2,661
-23% -$65.6K
SDY icon
270
State Street SPDR S&P Dividend ETF
SDY
$22.3B
$221K 0.01%
1,878
+85
+5% +$10.4K
VBR icon
271
Vanguard Small-Cap Value ETF
VBR
$37.7B
$220K 0.01%
1,299
-9
-0.7% -$1.54K
VEA icon
272
Vanguard FTSE Developed Markets ETF
VEA
$225B
$215K 0.01%
4,266
-452
-10% -$23.5K
DDOG icon
273
Datadog
DDOG
$89.3B
$212K 0.01%
1,500
– –
VTV icon
274
Vanguard Value ETF
VTV
$190B
$211K 0.01%
1,556
+152
+11% +$21.2K
CRWD icon
275
CrowdStrike
CRWD
$185B
$210K 0.01%
3,420
– –
9 10
11
12 13

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FPP
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Gradient Investments's Q3 2021 Portfolio in Review

As of Q3 2021, Gradient Investments held 1,304 positions worth $3.57B, up 4.4% from $3.42B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Gradient Investments deployed $202M of net new capital in Q3 2021, opening 89 new positions and adding to 273 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF July: 2,220,920 shares worth $70.1M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 6.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $475M trimmed.

  • Gradient Investments's largest Q3 2021 buy was Innovator US Equity Buffer ETF July: 2,220,920 shares worth $70.1M.
  • Gradient Investments added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $389M increase.
  • Gradient Investments's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $475M.
  • Gradient Investments fully exited First Trust Technology AlphaDEX Fund in Q3 2021, selling an estimated $94K.
  • Gradient Investments's ten largest holdings make up 37% of its $3.57B portfolio in Q3 2021.
  • Gradient Investments opened 89 new positions and closed 87 in Q3 2021.
  • Gradient Investments's portfolio value rose 4.4% quarter-over-quarter to $3.57B.

Based on Gradient Investments's 13F filing for Q3 2021, filed 18 Oct 2021.