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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-0.17%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.57B
AUM Growth
+$152M
Cap. Flow
+$202M
Cap. Flow %
5.67%
Top 10 Hldgs %
36.92%
Holding
1,304
New
89
Increased
273
Reduced
293
Closed
87

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$389M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$155M
3
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$93.4M
4
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$70.8M
5
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$41.5M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$475M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$82.1M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$65.7M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$64.8M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$39.8M

Sector Composition

Rank Sector Weight
1 Financials 8.03%
2 Technology 7.83%
3 Healthcare 5.28%
4 Industrials 4.91%
5 Consumer Discretionary 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGG icon
226
National Grid
NGG
$81.3B
$438K 0.01%
8,299
-386
-4% -$22.1K
SCHM icon
227
Schwab US Mid-Cap ETF
SCHM
$14.5B
$436K 0.01%
17,055
-144
-0.8% -$3.76K
K
228
DELISTED
Kellanova
K
$434K 0.01%
7,225
– –
AMD icon
229
Advanced Micro Devices
AMD
$741B
$432K 0.01%
4,202
-1,178
-22% -$120K
CMA
230
DELISTED
Comerica
CMA
$431K 0.01%
5,360
+11
+0.2% +$792
PHG icon
231
Philips
PHG
$24.8B
$429K 0.01%
11,678
+17
+0.1% +$646
LNC icon
232
Lincoln National
LNC
$8.19B
$428K 0.01%
6,231
– –
SO icon
233
Southern Company
SO
$109B
$419K 0.01%
6,766
+173
+3% +$11.1K
MO icon
234
Altria Group
MO
$125B
$418K 0.01%
9,173
-314
-3% -$15.2K
NDAQ icon
235
Nasdaq
NDAQ
$53.6B
$415K 0.01%
6,447
– –
EXC icon
236
Exelon
EXC
$48.4B
$402K 0.01%
11,655
-2,826
-20% -$96.6K
IBM icon
237
IBM
IBM
$214B
$397K 0.01%
2,988
-30
-1% -$4.01K
WEC icon
238
WEC Energy
WEC
$37B
$340K 0.01%
3,851
– –
HDV
239
iShares Core High Dividend ETF
HDV
$14.7B
$329K 0.01%
17,470
+3,540
+25% +$68.5K
SPYV icon
240
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$328K 0.01%
8,408
-2,056,411
-100% -$82.1M
PEG icon
241
Public Service Enterprise Group
PEG
$39.3B
$326K 0.01%
5,348
-25
-0.5% -$1.56K
CTVA icon
242
Corteva
CTVA
$59.5B
$325K 0.01%
7,714
-63
-0.8% -$2.73K
CSX icon
243
CSX Corp
CSX
$94.2B
$320K 0.01%
10,744
-158
-1% -$5.06K
NIO icon
244
NIO
NIO
$11.7B
$319K 0.01%
8,951
-300
-3% -$12.3K
CAR icon
245
Avis
CAR
$5.88B
$311K 0.01%
2,668
– –
MEC icon
246
Mayville Engineering Co
MEC
$709M
$308K 0.01%
16,382
– –
MS icon
247
Morgan Stanley
MS
$333B
$308K 0.01%
3,162
+380
+14% +$37.6K
VLO icon
248
Valero Energy
VLO
$88.7B
$308K 0.01%
4,369
-107
-2% -$7.12K
DFUS
249
Dimensional US Equity ETF
DFUS
$20.7B
$305K 0.01%
6,459
– –
MAR icon
250
Marriott International
MAR
$101B
$298K 0.01%
2,014
– –
8 9
10
11 12

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Gradient Investments's Q3 2021 Portfolio in Review

As of Q3 2021, Gradient Investments held 1,304 positions worth $3.57B, up 4.4% from $3.42B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Gradient Investments deployed $202M of net new capital in Q3 2021, opening 89 new positions and adding to 273 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF July: 2,220,920 shares worth $70.1M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 6.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $475M trimmed.

  • Gradient Investments's largest Q3 2021 buy was Innovator US Equity Buffer ETF July: 2,220,920 shares worth $70.1M.
  • Gradient Investments added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $389M increase.
  • Gradient Investments's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $475M.
  • Gradient Investments fully exited First Trust Technology AlphaDEX Fund in Q3 2021, selling an estimated $94K.
  • Gradient Investments's ten largest holdings make up 37% of its $3.57B portfolio in Q3 2021.
  • Gradient Investments opened 89 new positions and closed 87 in Q3 2021.
  • Gradient Investments's portfolio value rose 4.4% quarter-over-quarter to $3.57B.

Based on Gradient Investments's 13F filing for Q3 2021, filed 18 Oct 2021.