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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-15.05%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$1.86B
AUM Growth
-$389M
Cap. Flow
+$12.4M
Cap. Flow %
0.67%
Top 10 Hldgs %
40.92%
Holding
1,333
New
150
Increased
345
Reduced
274
Closed
115

Top Buys

Rank Stock Value
1
DFEB icon
FT Vest US Equity Deep Buffer ETF February
DFEB
+$35M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$20.8M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$14M
4
WM icon
Waste Management
WM
+$11.5M
5
SLB icon
SLB Ltd
SLB
+$10.7M

Top Sells

Rank Stock Value
1
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$37.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$30.9M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$29.5M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17.3M
5
MBB icon
iShares MBS ETF
MBB
+$15.7M

Sector Composition

Rank Sector Weight
1 Healthcare 6.64%
2 Technology 5.73%
3 Financials 5.61%
4 Consumer Discretionary 4.44%
5 Industrials 3.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
226
Philip Morris
PM
$299B
$230K 0.01%
3,155
+312
+11% +$25.7K
IBM icon
227
IBM
IBM
$209B
$221K 0.01%
2,083
+3
+0.1% +$379
AEP icon
228
American Electric Power
AEP
$69.5B
$219K 0.01%
2,732
-13
-0.5% -$1.23K
AGN
229
DELISTED
Allergan plc
AGN
$211K 0.01%
1,190
+11
+0.9% +$2.07K
CTVA icon
230
Corteva
CTVA
$59.8B
$202K 0.01%
8,588
-15
-0.2% -$412
VLO icon
231
Valero Energy
VLO
$92.6B
$202K 0.01%
4,455
+3,488
+361% +$253K
CSX icon
232
CSX Corp
CSX
$93B
$199K 0.01%
10,443
+105
+1% +$2.45K
CAT icon
233
Caterpillar
CAT
$373B
$196K 0.01%
1,690
+145
+9% +$18.5K
SYK icon
234
Stryker
SYK
$133B
$191K 0.01%
1,148
+13
+1% +$2.54K
VIG icon
235
Vanguard Dividend Appreciation ETF
VIG
$112B
$189K 0.01%
1,830
+271
+17% +$32.3K
VCSH icon
236
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$187K 0.01%
2,367
-13,624
-85% -$1.1M
BIL icon
237
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$176K 0.01%
1,923
-188,682
-99% -$17.3M
MAR icon
238
Marriott International
MAR
$99B
$175K 0.01%
2,339
+9
+0.4% +$1.12K
VTI icon
239
Vanguard Morningstar Total Stock Market ETF
VTI
$657B
$172K 0.01%
1,338
+1,127
+534% +$174K
LTC
240
LTC Properties
LTC
$2.06B
$167K 0.01%
5,398
– –
CHTR icon
241
Charter Communications
CHTR
$16.9B
$156K 0.01%
358
– –
SPYD icon
242
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.65B
$151K 0.01%
6,158
-298,426
-98% -$10.4M
TIP icon
243
iShares TIPS Bond ETF
TIP
$14.5B
$151K 0.01%
1,278
-25
-2% -$2.94K
EELV icon
244
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$436M
$150K 0.01%
8,546
– –
ROK icon
245
Rockwell Automation
ROK
$52.4B
$150K 0.01%
995
+11
+1% +$2.04K
AFL icon
246
Aflac
AFL
$64.8B
$149K 0.01%
4,360
+4,277
+5,153% +$195K
SPYM
247
State Street SPDR Portfolio S&P 500 ETF
SPYM
$160B
$148K 0.01%
4,878
-2,239
-31% -$80.3K
BSRR icon
248
Sierra Bancorp
BSRR
$527M
$145K 0.01%
8,274
-1,718
-17% -$41.7K
PFF icon
249
iShares Preferred and Income Securities ETF
PFF
$13.3B
$143K 0.01%
4,492
-131
-3% -$4.7K
CVBF icon
250
CVB Financial
CVBF
$4B
$137K 0.01%
6,834
– –
8 9
10
11 12

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CFG
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FPP
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KWM
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Gradient Investments's Q1 2020 Portfolio in Review

As of Q1 2020, Gradient Investments held 1,333 positions worth $1.86B, down 17% from $2.25B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Gradient Investments's Q1 2020 filing shows 150 new, 345 increased, 274 reduced and 115 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M. The largest sale was Innovator US Equity Power Buffer ETF August, an estimated $37.7M.

By sector, the portfolio is most concentrated in Healthcare at 6.6% of assets, up from 5.9% a quarter earlier, followed by Technology and Financials.

  • Gradient Investments's largest Q1 2020 buy was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M.
  • Gradient Investments added most to State Street SPDR Portfolio Mortgage Backed Bond ETF in Q1 2020, an estimated $20.8M increase.
  • Gradient Investments's biggest Q1 2020 reduction was Innovator US Equity Power Buffer ETF August, cutting an estimated $37.7M.
  • Gradient Investments fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q1 2020, selling an estimated $251K.
  • Gradient Investments's ten largest holdings make up 41% of its $1.86B portfolio in Q1 2020.
  • Gradient Investments opened 150 new positions and closed 115 in Q1 2020.
  • Gradient Investments's portfolio value fell 17% quarter-over-quarter to $1.86B.

Based on Gradient Investments's 13F filing for Q1 2020, filed 7 Apr 2020.