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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$229M
AUM Growth
-$25.1M
Cap. Flow
-$14.7M
Cap. Flow %
-6.42%
Top 10 Hldgs %
30.06%
Holding
523
New
15
Increased
85
Reduced
229
Closed
48

Top Buys

Rank Stock Value
1
GSBD icon
Goldman Sachs BDC
GSBD
+$336K
2
ETN icon
Eaton
ETN
+$274K
3
DUK icon
Duke Energy
DUK
+$260K
4
PNNT
Pennant Park Investment Corp
PNNT
+$232K
5
PCF
High Income Securities Fund
PCF
+$232K

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$599K
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$590K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$512K
4
SO icon
Southern Company
SO
+$366K
5
AMZN icon
Amazon
AMZN
+$358K

Sector Composition

Rank Sector Weight
1 Technology 22.61%
2 Financials 9.2%
3 Healthcare 6.84%
4 Consumer Discretionary 5.98%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FYT icon
251
First Trust Small Cap Value AlphaDEX Fund
FYT
$199M
$131K 0.06%
2,791
– –
FITB
252
Fifth Third Bancorp
FITB
$51.8B
$130K 0.06%
+5,129
New +$138K
PDP icon
253
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
$128K 0.06%
1,661
– –
FNY icon
254
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$600M
$126K 0.06%
2,084
– –
FNK icon
255
First Trust Mid Cap Value AlphaDEX Fund
FNK
$231M
$126K 0.06%
2,831
– –
FTXL icon
256
First Trust Nasdaq Semiconductor ETF
FTXL
$1.32B
$124K 0.05%
+1,831
New +$129K
FTXG icon
257
First Trust Nasdaq Food & Beverage ETF
FTXG
$18.2M
$123K 0.05%
5,186
+410
+9% +$10.5K
SPMD icon
258
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$122K 0.05%
2,784
+550
+25% +$25.3K
GOVT icon
259
iShares US Treasury Bond ETF
GOVT
$43.6B
$119K 0.05%
5,417
-1,044
-16% -$23.5K
IYG icon
260
iShares US Financial Services ETF
IYG
$2.21B
$119K 0.05%
2,313
– –
SOXX icon
261
iShares Semiconductor ETF
SOXX
$44.8B
$118K 0.05%
747
– –
IVW icon
262
iShares S&P 500 Growth ETF
IVW
$77.4B
$117K 0.05%
1,708
– –
FYC icon
263
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.4B
$116K 0.05%
2,065
– –
HYD icon
264
VanEck High Yield Muni ETF
HYD
$4.4B
$115K 0.05%
2,336
-22
-0.9% -$1.11K
XLC icon
265
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$109K 0.05%
1,667
+1
+0.1% +$67
SPEM icon
266
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$109K 0.05%
+3,233
New +$112K
XLY icon
267
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$107K 0.05%
1,326
-34
-3% -$2.87K
VDE icon
268
Vanguard Energy ETF
VDE
$10.3B
$106K 0.05%
837
+3
+0.4% +$367
NEA icon
269
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
$103K 0.04%
10,615
+73
+0.7% +$767
ITOT icon
270
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$102K 0.04%
1,081
-4
-0.4% -$393
IEUR icon
271
iShares Core MSCI Europe ETF
IEUR
$9.14B
$99.3K 0.04%
2,000
– –
VNQ icon
272
Vanguard Real Estate ETF
VNQ
$38.6B
$98.6K 0.04%
1,303
+1
+0.1% +$82
PHK
273
PIMCO High Income Fund
PHK
$878M
$94.8K 0.04%
+21,456
New +$105K
MUB icon
274
iShares National Muni Bond ETF
MUB
$45.8B
$92.1K 0.04%
898
– –
XT icon
275
iShares Future Exponential Technologies ETF
XT
$3.99B
$91.9K 0.04%
1,760
– –
9 10
11
12 13

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q3 2023 Portfolio in Review

As of Q3 2023, Founders Financial Alliance held 523 positions worth $229M, down 9.9% from $254M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Founders Financial Alliance withdrew a net $14.7M in Q3 2023, closing 48 positions and reducing 229 holdings. Its most notable exit was Annaly Capital Management, an estimated $599K position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 23% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Founders Financial Alliance opened a new position in Goldman Sachs BDC worth $340K.

  • Founders Financial Alliance's largest Q3 2023 buy was Goldman Sachs BDC: 23,325 shares worth $340K.
  • Founders Financial Alliance added most to Eaton in Q3 2023, an estimated $274K increase.
  • Founders Financial Alliance's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $590K.
  • Founders Financial Alliance fully exited Annaly Capital Management in Q3 2023, selling an estimated $599K.
  • Founders Financial Alliance's ten largest holdings make up 30% of its $229M portfolio in Q3 2023.
  • Founders Financial Alliance opened 15 new positions and closed 48 in Q3 2023.
  • Founders Financial Alliance's portfolio value fell 9.9% quarter-over-quarter to $229M.

Based on Founders Financial Alliance's 13F filing for Q3 2023, filed 13 Nov 2023.