We are live on ! Find out more
FFA

Founders Financial Alliance Portfolio holdings

AUM $555M
1-Year Est. Return 22.31%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+22.31%
3 Year Est. Return
+72.48%
5 Year Est. Return
+87.56%
10 Year Est. Return
–
AUM
$214M
AUM Growth
-$6.12M
Cap. Flow
-$4.49M
Cap. Flow %
-2.1%
Top 10 Hldgs %
27.78%
Holding
488
New
10
Increased
186
Reduced
109
Closed
33

Top Buys

Rank Stock Value
1
ARKW icon
ARK Web x.0 ETF
ARKW
+$961K
2
GOF icon
Guggenheim Strategic Opportunities Fund
GOF
+$592K
3
DIVO icon
Amplify CWP Enhanced Dividend Income ETF
DIVO
+$590K
4
EVT icon
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
+$439K
5
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$373K

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$708K
2
TWTR
Twitter, Inc.
TWTR
+$547K
3
AIA icon
iShares Asia 50 ETF
AIA
+$543K
4
AVGO icon
Broadcom
AVGO
+$487K
5
VRTX icon
Vertex Pharmaceuticals
VRTX
+$477K

Sector Composition

Rank Sector Weight
1 Technology 18.19%
2 Financials 11.72%
3 Consumer Discretionary 6.69%
4 Consumer Staples 6.47%
5 Communication Services 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.89T
$18M 8.4%
126,988
+337
+0.3% +$49.6K
MSFT icon
2
Microsoft
MSFT
$2.84T
$7.8M 3.65%
27,665
-725
-3% -$211K
FBNC icon
3
First Bancorp
FBNC
$2.6B
$7.1M 3.32%
165,181
+404
+0.2% +$16.4K
DUK icon
4
Duke Energy
DUK
$102B
$4.61M 2.16%
47,271
-313
-0.7% -$32.4K
AMZN icon
5
Amazon
AMZN
$2.5T
$4.61M 2.15%
28,040
-2,040
-7% -$352K
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$4.54M 2.12%
10,581
-986
-9% -$435K
JPM icon
7
JPMorgan Chase
JPM
$939B
$3.57M 1.67%
21,792
+596
+3% +$93.4K
IWF icon
8
iShares Russell 1000 Growth ETF
IWF
$122B
$3.33M 1.56%
48,612
+1,092
+2% +$77.2K
NVDA icon
9
NVIDIA
NVDA
$5.01T
$2.94M 1.38%
142,100
-14,500
-9% -$301K
DIS icon
10
Walt Disney
DIS
$165B
$2.92M 1.36%
17,241
-565
-3% -$101K
JNJ icon
11
Johnson & Johnson
JNJ
$635B
$2.86M 1.34%
17,710
+425
+2% +$72.5K
T icon
12
AT&T
T
$165B
$2.73M 1.28%
134,079
-1,078
-0.8% -$22.6K
LOW icon
13
Lowe's Companies
LOW
$116B
$2.71M 1.27%
13,353
-132
-1% -$26.3K
IWD icon
14
iShares Russell 1000 Value ETF
IWD
$82B
$2.36M 1.1%
15,077
-16
-0.1% -$2.56K
LQD icon
15
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$2.33M 1.09%
17,501
+390
+2% +$52.7K
GOOGL icon
16
Alphabet (Google) Class A
GOOGL
$3.91T
$2.08M 0.97%
15,520
+180
+1% +$24.5K
PM icon
17
Philip Morris
PM
$301B
$2.06M 0.96%
21,727
-258
-1% -$26K
MO icon
18
Altria Group
MO
$122B
$2.03M 0.95%
44,674
+1,347
+3% +$65.1K
META icon
19
Meta Platforms (Facebook)
META
$1.51T
$1.97M 0.92%
5,795
+142
+3% +$51.1K
NEE icon
20
NextEra Energy
NEE
$187B
$1.91M 0.89%
24,313
-568
-2% -$45.8K
HON icon
21
Honeywell
HON
$77.1B
$1.89M 0.89%
9,455
+321
+4% +$68.4K
IVV icon
22
iShares Core S&P 500 ETF
IVV
$876B
$1.83M 0.86%
4,249
-109
-3% -$48.3K
ABBV icon
23
AbbVie
ABBV
$458B
$1.81M 0.85%
16,811
+132
+0.8% +$15.1K
TFC icon
24
Truist Financial
TFC
$63.2B
$1.8M 0.84%
30,776
-53
-0.2% -$2.96K
PG icon
25
Procter & Gamble
PG
$343B
$1.77M 0.83%
12,678
+150
+1% +$21.3K
1
2 3 4 5

Similar funds

CCA
Childress Capital Advisors Houston, Texas $555M AUM 27.99% 1-Year Est. Return
HWM
Heirloom Wealth Management Greenwood Village, Colorado $555M AUM 19.9% 1-Year Est. Return
SIM
Studio Investment Management Chicago, Illinois $555M AUM 15.74% 1-Year Est. Return
TC
Truvestments Capital Sarasota, Florida $554M AUM 32.49% 1-Year Est. Return
TAWM
Three Arch Wealth Management Irvine, California $556M AUM
TPA
Trivium Point Advisory Westport, Connecticut $553M AUM 26.47% 1-Year Est. Return
CA
Crossingbridge Advisors Pleasantville, New York $553M AUM 1.29% 1-Year Est. Return
CAM
Cander Asset Management New York $557M AUM

Founders Financial Alliance's Q3 2021 Portfolio in Review

As of Q3 2021, Founders Financial Alliance held 488 positions worth $214M, down 2.8% from $220M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Founders Financial Alliance's Q3 2021 filing shows 10 new, 186 increased, 109 reduced and 33 closed positions. Its largest new stake was Amplify CWP Enhanced Dividend Income ETF: 16,259 shares worth $568K. The largest sale was UnitedHealth, an estimated $708K.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Founders Financial Alliance's largest Q3 2021 buy was Amplify CWP Enhanced Dividend Income ETF: 16,259 shares worth $568K.
  • Founders Financial Alliance added most to ARK Web x.0 ETF in Q3 2021, an estimated $961K increase.
  • Founders Financial Alliance's biggest Q3 2021 reduction was UnitedHealth, cutting an estimated $708K.
  • Founders Financial Alliance fully exited Twitter, Inc. in Q3 2021, selling an estimated $547K.
  • Founders Financial Alliance's ten largest holdings make up 28% of its $214M portfolio in Q3 2021.
  • Founders Financial Alliance opened 10 new positions and closed 33 in Q3 2021.
  • Founders Financial Alliance's portfolio value fell 2.8% quarter-over-quarter to $214M.

Based on Founders Financial Alliance's 13F filing for Q3 2021, filed 15 Nov 2021.