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FFA

Founders Financial Alliance Portfolio holdings

AUM $555M
1-Year Est. Return 22.31%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+22.31%
3 Year Est. Return
+72.48%
5 Year Est. Return
+87.56%
10 Year Est. Return
–
AUM
$229M
AUM Growth
-$25.1M
Cap. Flow
-$14.7M
Cap. Flow %
-6.42%
Top 10 Hldgs %
30.06%
Holding
523
New
15
Increased
85
Reduced
229
Closed
48

Top Buys

Rank Stock Value
1
GSBD icon
Goldman Sachs BDC
GSBD
+$336K
2
ETN icon
Eaton
ETN
+$274K
3
DUK icon
Duke Energy
DUK
+$260K
4
PNNT
Pennant Park Investment Corp
PNNT
+$232K
5
PCF
High Income Securities Fund
PCF
+$232K

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$599K
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$590K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$512K
4
SO icon
Southern Company
SO
+$366K
5
AMZN icon
Amazon
AMZN
+$358K

Sector Composition

Rank Sector Weight
1 Technology 22.61%
2 Financials 9.2%
3 Healthcare 6.84%
4 Consumer Discretionary 5.98%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.89T
$22.5M 9.85%
131,692
+218
+0.2% +$40K
MSFT icon
2
Microsoft
MSFT
$2.84T
$9.63M 4.21%
30,492
-189
-0.6% -$62.5K
NVDA icon
3
NVIDIA
NVDA
$5.01T
$7.54M 3.3%
173,430
-2,470
-1% -$111K
FBNC icon
4
First Bancorp
FBNC
$2.6B
$5M 2.18%
177,724
+3,727
+2% +$114K
DUK icon
5
Duke Energy
DUK
$102B
$4.84M 2.11%
54,802
+2,833
+5% +$260K
AMZN icon
6
Amazon
AMZN
$2.5T
$4.29M 1.87%
33,719
-2,675
-7% -$358K
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$3.94M 1.72%
9,207
-64
-0.7% -$28.5K
JPST icon
8
JPMorgan Ultra-Short Income ETF
JPST
$40B
$3.74M 1.63%
74,492
+2,854
+4% +$143K
BBHY icon
9
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$614M
$3.66M 1.6%
83,382
+2,011
+2% +$89.3K
JPM icon
10
JPMorgan Chase
JPM
$939B
$3.64M 1.59%
25,089
-1,106
-4% -$166K
IWF icon
11
iShares Russell 1000 Growth ETF
IWF
$122B
$3.1M 1.36%
46,664
-8
-0% -$552
AVGO icon
12
Broadcom
AVGO
$1.82T
$2.98M 1.3%
35,840
-1,220
-3% -$106K
ABBV icon
13
AbbVie
ABBV
$458B
$2.88M 1.26%
19,328
-691
-3% -$101K
CVX icon
14
Chevron
CVX
$388B
$2.86M 1.25%
16,990
-1,338
-7% -$216K
JNJ icon
15
Johnson & Johnson
JNJ
$635B
$2.7M 1.18%
17,344
-1,251
-7% -$206K
GOOGL icon
16
Alphabet (Google) Class A
GOOGL
$3.91T
$2.58M 1.13%
19,739
-1,190
-6% -$154K
XOM icon
17
ExxonMobil
XOM
$651B
$2.57M 1.12%
21,825
-328
-1% -$36K
LOW icon
18
Lowe's Companies
LOW
$116B
$2.53M 1.1%
12,157
-356
-3% -$80.1K
SPSM icon
19
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$2.5M 1.09%
67,788
+264
+0.4% +$10.3K
DIA icon
20
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$2.47M 1.08%
7,374
-4
-0.1% -$1.39K
XLE icon
21
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$2.46M 1.08%
54,530
+162
+0.3% +$7.09K
DIVO icon
22
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.41B
$2.45M 1.07%
70,593
-4,740
-6% -$171K
GCOW icon
23
Pacer Global Cash Cows Dividend ETF
GCOW
$3.33B
$2.31M 1.01%
70,965
+4,375
+7% +$147K
MO icon
24
Altria Group
MO
$122B
$2.22M 0.97%
52,795
+2,463
+5% +$109K
IWD icon
25
iShares Russell 1000 Value ETF
IWD
$82B
$2.21M 0.97%
14,586
– –
1
2 3 4 5

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HWM
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SIM
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TC
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TAWM
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TPA
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CA
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Founders Financial Alliance's Q3 2023 Portfolio in Review

As of Q3 2023, Founders Financial Alliance held 523 positions worth $229M, down 9.9% from $254M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Founders Financial Alliance withdrew a net $14.7M in Q3 2023, closing 48 positions and reducing 229 holdings. Its most notable exit was Annaly Capital Management, an estimated $599K position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 23% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Founders Financial Alliance opened a new position in Goldman Sachs BDC worth $340K.

  • Founders Financial Alliance's largest Q3 2023 buy was Goldman Sachs BDC: 23,325 shares worth $340K.
  • Founders Financial Alliance added most to Eaton in Q3 2023, an estimated $274K increase.
  • Founders Financial Alliance's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $590K.
  • Founders Financial Alliance fully exited Annaly Capital Management in Q3 2023, selling an estimated $599K.
  • Founders Financial Alliance's ten largest holdings make up 30% of its $229M portfolio in Q3 2023.
  • Founders Financial Alliance opened 15 new positions and closed 48 in Q3 2023.
  • Founders Financial Alliance's portfolio value fell 9.9% quarter-over-quarter to $229M.

Based on Founders Financial Alliance's 13F filing for Q3 2023, filed 13 Nov 2023.