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FFA

Founders Financial Alliance Portfolio holdings

AUM $555M
1-Year Est. Return 22.31%
This Fund
S&P 500
This Quarter Est. Return
+10.59%
1 Year Est. Return
+22.31%
3 Year Est. Return
+72.48%
5 Year Est. Return
+87.56%
10 Year Est. Return
–
AUM
$249M
AUM Growth
+$34.7M
Cap. Flow
+$15M
Cap. Flow %
6.05%
Top 10 Hldgs %
28.43%
Holding
491
New
36
Increased
195
Reduced
106
Closed
9

Top Buys

Rank Stock Value
1
SLY
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
+$1.98M
2
UNH icon
UnitedHealth
UNH
+$928K
3
NVDA icon
NVIDIA
NVDA
+$682K
4
AAPL icon
Apple
AAPL
+$556K
5
AVGO icon
Broadcom
AVGO
+$549K

Top Sells

Rank Stock Value
1
DRSK icon
Aptus Defined Risk ETF
DRSK
+$794K
2
T icon
AT&T
T
+$440K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$371K
4
NWL icon
Newell Brands
NWL
+$267K
5
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$265K

Sector Composition

Rank Sector Weight
1 Technology 21.45%
2 Financials 10.57%
3 Healthcare 7.08%
4 Consumer Discretionary 6.81%
5 Consumer Staples 5.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.89T
$23.2M 9.32%
130,503
+3,515
+3% +$556K
MSFT icon
2
Microsoft
MSFT
$2.84T
$9.75M 3.92%
28,986
+1,321
+5% +$428K
FBNC icon
3
First Bancorp
FBNC
$2.6B
$7.54M 3.03%
164,820
-361
-0.2% -$16.9K
DUK icon
4
Duke Energy
DUK
$102B
$5.02M 2.02%
47,883
+612
+1% +$62K
AMZN icon
5
Amazon
AMZN
$2.5T
$5.01M 2.01%
30,040
+2,000
+7% +$342K
NVDA icon
6
NVIDIA
NVDA
$5.01T
$4.91M 1.97%
166,890
+24,790
+17% +$682K
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$4.64M 1.87%
9,772
-809
-8% -$371K
IWF icon
8
iShares Russell 1000 Growth ETF
IWF
$122B
$3.55M 1.43%
46,520
-2,092
-4% -$155K
LOW icon
9
Lowe's Companies
LOW
$116B
$3.54M 1.43%
13,707
+354
+3% +$84.2K
JPM icon
10
JPMorgan Chase
JPM
$939B
$3.53M 1.42%
22,318
+526
+2% +$86.4K
JNJ icon
11
Johnson & Johnson
JNJ
$635B
$3.1M 1.25%
18,106
+396
+2% +$64.8K
DIS icon
12
Walt Disney
DIS
$165B
$2.68M 1.08%
17,328
+87
+0.5% +$14.1K
ABBV icon
13
AbbVie
ABBV
$458B
$2.57M 1.03%
18,959
+2,148
+13% +$254K
AVGO icon
14
Broadcom
AVGO
$1.82T
$2.53M 1.02%
38,010
+9,760
+35% +$549K
IWD icon
15
iShares Russell 1000 Value ETF
IWD
$82B
$2.44M 0.98%
14,541
-536
-4% -$87.8K
META icon
16
Meta Platforms (Facebook)
META
$1.51T
$2.34M 0.94%
6,964
+1,169
+20% +$388K
NEE icon
17
NextEra Energy
NEE
$187B
$2.28M 0.92%
24,459
+146
+0.6% +$12.6K
GOOGL icon
18
Alphabet (Google) Class A
GOOGL
$3.91T
$2.23M 0.9%
15,380
-140
-0.9% -$20.2K
LQD icon
19
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$2.16M 0.87%
16,311
-1,190
-7% -$158K
MO icon
20
Altria Group
MO
$122B
$2.15M 0.87%
45,464
+790
+2% +$36.2K
PG icon
21
Procter & Gamble
PG
$343B
$2.07M 0.83%
12,637
-41
-0.3% -$6.09K
PM icon
22
Philip Morris
PM
$301B
$2.06M 0.83%
21,658
-69
-0.3% -$6.45K
T icon
23
AT&T
T
$165B
$2.05M 0.83%
110,517
-23,562
-18% -$440K
IVV icon
24
iShares Core S&P 500 ETF
IVV
$876B
$2.04M 0.82%
4,268
+19
+0.4% +$8.76K
SLY
25
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$1.99M 0.8%
19,997
+19,991
+333,183% +$1.98M
1
2 3 4 5

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CCA
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HWM
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SIM
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TC
Truvestments Capital Sarasota, Florida $554M AUM 32.49% 1-Year Est. Return
TAWM
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TPA
Trivium Point Advisory Westport, Connecticut $553M AUM 26.47% 1-Year Est. Return
CA
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CAM
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Founders Financial Alliance's Q4 2021 Portfolio in Review

As of Q4 2021, Founders Financial Alliance held 491 positions worth $249M, up 16% from $214M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Founders Financial Alliance deployed $15M of net new capital in Q4 2021, opening 36 new positions and adding to 195 existing holdings. Its largest new stake was Seagate: 5,335 shares worth $603K.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was AT&T, an estimated $440K trimmed.

  • Founders Financial Alliance's largest Q4 2021 buy was Seagate: 5,335 shares worth $603K.
  • Founders Financial Alliance added most to SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q4 2021, an estimated $1.98M increase.
  • Founders Financial Alliance's biggest Q4 2021 reduction was AT&T, cutting an estimated $440K.
  • Founders Financial Alliance fully exited Aptus Defined Risk ETF in Q4 2021, selling an estimated $794K.
  • Founders Financial Alliance's ten largest holdings make up 28% of its $249M portfolio in Q4 2021.
  • Founders Financial Alliance opened 36 new positions and closed 9 in Q4 2021.
  • Founders Financial Alliance's portfolio value rose 16% quarter-over-quarter to $249M.

Based on Founders Financial Alliance's 13F filing for Q4 2021, filed 14 Feb 2022.