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FFA

Founders Financial Alliance Portfolio holdings

AUM $555M
1-Year Est. Return 22.31%
This Fund
S&P 500
This Quarter Est. Return
-2.09%
1 Year Est. Return
+22.31%
3 Year Est. Return
+72.48%
5 Year Est. Return
+87.56%
10 Year Est. Return
–
AUM
$225M
AUM Growth
-$23.5M
Cap. Flow
-$14.9M
Cap. Flow %
-6.64%
Top 10 Hldgs %
29.78%
Holding
493
New
11
Increased
131
Reduced
149
Closed
53

Top Buys

Rank Stock Value
1
GOF icon
Guggenheim Strategic Opportunities Fund
GOF
+$1.14M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$486K
3
LRCX icon
Lam Research
LRCX
+$486K
4
SLV icon
iShares Silver Trust
SLV
+$416K
5
SLY
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
+$325K

Top Sells

Rank Stock Value
1
ARKW icon
ARK Web x.0 ETF
ARKW
+$1.42M
2
UNH icon
UnitedHealth
UNH
+$840K
3
QQQ icon
Invesco QQQ Trust
QQQ
+$647K
4
META icon
Meta Platforms (Facebook)
META
+$647K
5
STX icon
Seagate
STX
+$603K

Sector Composition

Rank Sector Weight
1 Technology 20.7%
2 Financials 10.71%
3 Healthcare 6.68%
4 Consumer Staples 6.56%
5 Consumer Discretionary 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.89T
$23.1M 10.25%
132,094
+1,591
+1% +$268K
MSFT icon
2
Microsoft
MSFT
$2.84T
$8.55M 3.8%
27,729
-1,257
-4% -$378K
FBNC icon
3
First Bancorp
FBNC
$2.6B
$6.88M 3.06%
164,597
-223
-0.1% -$9.96K
DUK icon
4
Duke Energy
DUK
$102B
$5.49M 2.44%
49,128
+1,245
+3% +$129K
AMZN icon
5
Amazon
AMZN
$2.5T
$4.79M 2.13%
29,360
-680
-2% -$105K
NVDA icon
6
NVIDIA
NVDA
$5.01T
$4.53M 2.01%
165,990
-900
-0.5% -$22.6K
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$4.37M 1.94%
9,669
-103
-1% -$45.9K
IWF icon
8
iShares Russell 1000 Growth ETF
IWF
$122B
$3.23M 1.44%
46,592
+72
+0.2% +$4.92K
JNJ icon
9
Johnson & Johnson
JNJ
$635B
$3.14M 1.39%
17,700
-406
-2% -$69.1K
JPM icon
10
JPMorgan Chase
JPM
$939B
$2.99M 1.33%
21,937
-381
-2% -$56.2K
ABBV icon
11
AbbVie
ABBV
$458B
$2.89M 1.28%
17,801
-1,158
-6% -$168K
CVX icon
12
Chevron
CVX
$388B
$2.77M 1.23%
17,033
+476
+3% +$68.3K
LOW icon
13
Lowe's Companies
LOW
$116B
$2.76M 1.23%
13,660
-47
-0.3% -$10.8K
GOOGL icon
14
Alphabet (Google) Class A
GOOGL
$3.91T
$2.43M 1.08%
17,500
+2,120
+14% +$288K
IWD icon
15
iShares Russell 1000 Value ETF
IWD
$82B
$2.41M 1.07%
14,522
-19
-0.1% -$3.12K
MO icon
16
Altria Group
MO
$122B
$2.35M 1.04%
44,932
-532
-1% -$27.1K
XOM icon
17
ExxonMobil
XOM
$651B
$2.29M 1.02%
27,715
+3,521
+15% +$274K
XLE icon
18
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$2.29M 1.02%
59,856
+1,646
+3% +$57K
SLY
19
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$2.2M 0.98%
23,470
+3,473
+17% +$325K
GOF icon
20
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$2.18M 0.97%
114,614
+60,731
+113% +$1.14M
T icon
21
AT&T
T
$165B
$2.14M 0.95%
119,682
+9,165
+8% +$170K
DIS icon
22
Walt Disney
DIS
$165B
$2.13M 0.95%
15,513
-1,815
-10% -$262K
NEE icon
23
NextEra Energy
NEE
$187B
$2.07M 0.92%
24,404
-55
-0.2% -$4.41K
PM icon
24
Philip Morris
PM
$301B
$2.02M 0.9%
21,561
-97
-0.4% -$9.71K
IVV icon
25
iShares Core S&P 500 ETF
IVV
$876B
$1.92M 0.85%
4,225
-43
-1% -$19.2K
1
2 3 4 5

Similar funds

CCA
Childress Capital Advisors Houston, Texas $555M AUM 27.99% 1-Year Est. Return
HWM
Heirloom Wealth Management Greenwood Village, Colorado $555M AUM 19.9% 1-Year Est. Return
SIM
Studio Investment Management Chicago, Illinois $555M AUM 15.74% 1-Year Est. Return
TC
Truvestments Capital Sarasota, Florida $554M AUM 32.49% 1-Year Est. Return
TAWM
Three Arch Wealth Management Irvine, California $556M AUM
TPA
Trivium Point Advisory Westport, Connecticut $553M AUM 26.47% 1-Year Est. Return
CA
Crossingbridge Advisors Pleasantville, New York $553M AUM 1.29% 1-Year Est. Return
CAM
Cander Asset Management New York $557M AUM

Founders Financial Alliance's Q1 2022 Portfolio in Review

As of Q1 2022, Founders Financial Alliance held 493 positions worth $225M, down 9.5% from $249M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Founders Financial Alliance withdrew a net $14.9M in Q1 2022, closing 53 positions and reducing 149 holdings. Its most notable exit was ARK Web x.0 ETF, an estimated $1.42M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Founders Financial Alliance opened a new position in iShares Silver Trust worth $428K.

  • Founders Financial Alliance's largest Q1 2022 buy was iShares Silver Trust: 18,700 shares worth $428K.
  • Founders Financial Alliance added most to Guggenheim Strategic Opportunities Fund in Q1 2022, an estimated $1.14M increase.
  • Founders Financial Alliance's biggest Q1 2022 reduction was UnitedHealth, cutting an estimated $840K.
  • Founders Financial Alliance fully exited ARK Web x.0 ETF in Q1 2022, selling an estimated $1.42M.
  • Founders Financial Alliance's ten largest holdings make up 30% of its $225M portfolio in Q1 2022.
  • Founders Financial Alliance opened 11 new positions and closed 53 in Q1 2022.
  • Founders Financial Alliance's portfolio value fell 9.5% quarter-over-quarter to $225M.

Based on Founders Financial Alliance's 13F filing for Q1 2022, filed 12 May 2022.