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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+10.59%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$249M
AUM Growth
+$34.7M
Cap. Flow
+$15M
Cap. Flow %
6.05%
Top 10 Hldgs %
28.43%
Holding
491
New
36
Increased
195
Reduced
106
Closed
9

Top Buys

Rank Stock Value
1
SLY
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
+$1.98M
2
UNH icon
UnitedHealth
UNH
+$928K
3
NVDA icon
NVIDIA
NVDA
+$682K
4
AAPL icon
Apple
AAPL
+$556K
5
AVGO icon
Broadcom
AVGO
+$549K

Top Sells

Rank Stock Value
1
DRSK icon
Aptus Defined Risk ETF
DRSK
+$794K
2
T icon
AT&T
T
+$440K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$371K
4
NWL icon
Newell Brands
NWL
+$267K
5
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$265K

Sector Composition

Rank Sector Weight
1 Technology 21.45%
2 Financials 10.57%
3 Healthcare 7.08%
4 Consumer Discretionary 6.81%
5 Consumer Staples 5.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDV
251
iShares Core High Dividend ETF
HDV
$15B
$185K 0.07%
9,180
-60
-0.6% -$1.18K
USB icon
252
US Bancorp
USB
$100B
$185K 0.07%
3,295
-461
-12% -$27.3K
PID icon
253
Invesco International Dividend Achievers ETF
PID
$915M
$182K 0.07%
9,847
+1,490
+18% +$27K
EFA icon
254
iShares MSCI EAFE ETF
EFA
$79.8B
$180K 0.07%
2,282
+9
+0.4% +$713
HBAN icon
255
Huntington Bancshares
HBAN
$35.6B
$180K 0.07%
11,686
– –
AGNC icon
256
AGNC Investment
AGNC
$12.8B
$172K 0.07%
11,434
+849
+8% +$13.5K
HYD icon
257
VanEck High Yield Muni ETF
HYD
$4.4B
$172K 0.07%
2,755
– –
FXL icon
258
First Trust Technology AlphaDEX Fund
FXL
$2.78B
$171K 0.07%
1,298
+17
+1% +$2.23K
DGRW icon
259
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$170K 0.07%
2,577
– –
IVW icon
260
iShares S&P 500 Growth ETF
IVW
$77.4B
$167K 0.07%
1,996
– –
XLC icon
261
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$166K 0.07%
2,135
+2
+0.1% +$158
XAR icon
262
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.53B
$163K 0.07%
1,402
+16
+1% +$1.9K
NEA icon
263
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
$161K 0.06%
+10,316
New +$157K
EFV icon
264
iShares MSCI EAFE Value ETF
EFV
$30B
$157K 0.06%
3,111
+667
+27% +$34.1K
FNY icon
265
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$600M
$155K 0.06%
2,084
– –
HEFA icon
266
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.75B
$155K 0.06%
4,397
-79
-2% -$2.79K
FYC icon
267
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.4B
$154K 0.06%
2,065
– –
IYG icon
268
iShares US Financial Services ETF
IYG
$2.21B
$152K 0.06%
2,364
+267
+13% +$17.4K
FTXR icon
269
First Trust Nasdaq Transportation ETF
FTXR
$1.05B
$149K 0.06%
4,318
+67
+2% +$2.27K
TNA icon
270
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.45B
$149K 0.06%
+1,755
New +$159K
EFAS icon
271
Global X MSCI SuperDividend EAFE ETF
EFAS
$54M
$148K 0.06%
9,441
-2,787
-23% -$43.1K
FYT icon
272
First Trust Small Cap Value AlphaDEX Fund
FYT
$199M
$148K 0.06%
2,791
– –
AOA icon
273
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
$144K 0.06%
1,979
-310
-14% -$22.3K
BSV icon
274
Vanguard Short-Term Bond ETF
BSV
$45.6B
$143K 0.06%
1,772
-1,088
-38% -$88.5K
SOXX icon
275
iShares Semiconductor ETF
SOXX
$44.8B
$142K 0.06%
783
+111
+17% +$18.6K
9 10
11
12 13

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q4 2021 Portfolio in Review

As of Q4 2021, Founders Financial Alliance held 491 positions worth $249M, up 16% from $214M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Founders Financial Alliance deployed $15M of net new capital in Q4 2021, opening 36 new positions and adding to 195 existing holdings. Its largest new stake was Seagate: 5,335 shares worth $603K.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was AT&T, an estimated $440K trimmed.

  • Founders Financial Alliance's largest Q4 2021 buy was Seagate: 5,335 shares worth $603K.
  • Founders Financial Alliance added most to SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q4 2021, an estimated $1.98M increase.
  • Founders Financial Alliance's biggest Q4 2021 reduction was AT&T, cutting an estimated $440K.
  • Founders Financial Alliance fully exited Aptus Defined Risk ETF in Q4 2021, selling an estimated $794K.
  • Founders Financial Alliance's ten largest holdings make up 28% of its $249M portfolio in Q4 2021.
  • Founders Financial Alliance opened 36 new positions and closed 9 in Q4 2021.
  • Founders Financial Alliance's portfolio value rose 16% quarter-over-quarter to $249M.

Based on Founders Financial Alliance's 13F filing for Q4 2021, filed 14 Feb 2022.