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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-6.49%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$187M
AUM Growth
-$28.8M
Cap. Flow
-$21M
Cap. Flow %
-11.28%
Top 10 Hldgs %
36.5%
Holding
983
New
266
Increased
108
Reduced
113
Closed
401

Top Buys

Rank Stock Value
1
TMX
Terminix Global Holdings, Inc.
TMX
+$18.6M
2
BABA icon
Alibaba
BABA
+$11.8M
3
PTON icon
Peloton Interactive
PTON
+$7.98M
4
BYRN icon
Byrna Technologies
BYRN
+$7.35M
5
HOOD icon
Robinhood
HOOD
+$4.63M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.4M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.12M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$6.58M
4
BP icon
BP
BP
+$5.52M
5
IONQ icon
IonQ
IONQ
+$4.08M

Sector Composition

Rank Sector Weight
1 Financials 19.64%
2 Industrials 19.14%
3 Technology 13.86%
4 Consumer Discretionary 13.43%
5 Communication Services 8.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOS icon
826
CALL
Xos
XOS
$36.5M
– –
-13
Closed -$1K
XOS icon
827
Xos
XOS
$36.5M
– –
-1,167
Closed -$162K
YORW icon
828
York Water
YORW
$527M
– –
-4,100
Closed -$179K
LFWD icon
829
ReWalk Robotics
LFWD
$21.3M
$0 ﹤0.01%
1
– –
PRKS icon
830
United Parks & Resorts
PRKS
$2B
– –
-1,210
Closed -$66K
SGI
831
Somnigroup International
SGI
$13.7B
– –
-1,497
Closed -$69K
CTEV
832
Claritev Corp
CTEV
$606M
$0 ﹤0.01%
3
– –
CTV
833
DELISTED
Innovid Corp.
CTV
– –
-12,070
Closed -$119K
HYB
834
DELISTED
New America High Income Fund, Inc.
HYB
– –
-8,500
Closed -$81K
RVNC
835
DELISTED
Revance Therapeutics, Inc.
RVNC
$0 ﹤0.01%
+15
New +$250
HIE
836
DELISTED
Miller/Howard High Income Equity Fund
HIE
– –
-27,302
Closed -$268K
ME
837
DELISTED
23andMe Holding Co
ME
– –
-1,075
Closed -$194K
SWN
838
DELISTED
Southwestern Energy Company
SWN
– –
-8,470
Closed -$46K
VLD.WS
839
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
– –
-40,708
Closed -$62K
CTR
840
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
– –
-1,750
Closed -$42K
CBH
841
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
– –
-800
Closed -$8K
CVIIW
842
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$0 ﹤0.01%
+100
New +$109
GRIN
843
DELISTED
Grindrod Shipping Holdings Ltd. Ordinary Shares
GRIN
– –
-25,905
Closed -$399K
GAMCU
844
DELISTED
Golden Arrow Merger Corp. Unit
GAMCU
$0 ﹤0.01%
100
– –
CERE
845
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
$0 ﹤0.01%
+15
New +$529
ARYD
846
DELISTED
ARYA Sciences Acquisition Corp IV Class A Odinary Shares
ARYD
– –
-20,000
Closed -$201K
AIF
847
DELISTED
Apollo Tactical Income Fund Inc.
AIF
– –
-5,000
Closed -$79K
AFT
848
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-5,000
Closed -$79K
FSD
849
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
– –
-35,613
Closed -$565K
HLTH
850
DELISTED
Cue Health Inc. Common Stock
HLTH
– –
-1,600
Closed -$18K
32 33
34
35 36

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FNY Investment Advisers's Q4 2021 Portfolio in Review

As of Q4 2021, FNY Investment Advisers held 983 positions worth $187M, down 13% from $215M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

FNY Investment Advisers withdrew a net $21M in Q4 2021, closing 401 positions and reducing 113 holdings. Its most notable exit was Ardagh Group S.A. Class A Common Shares, an estimated $7.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 14% a quarter earlier, followed by Industrials and Technology.

Against the trend, FNY Investment Advisers opened a new position in Terminix Global Holdings, Inc. worth $20.6M.

  • FNY Investment Advisers's largest Q4 2021 buy was Terminix Global Holdings, Inc.: 456,216 shares worth $20.6M.
  • FNY Investment Advisers added most to Byrna Technologies in Q4 2021, an estimated $7.35M increase.
  • FNY Investment Advisers's biggest Q4 2021 reduction was Alphabet (Google) Class A, cutting an estimated $10.4M.
  • FNY Investment Advisers fully exited Ardagh Group S.A. Class A Common Shares in Q4 2021, selling an estimated $7.12M.
  • FNY Investment Advisers's ten largest holdings make up 36% of its $187M portfolio in Q4 2021.
  • FNY Investment Advisers opened 266 new positions and closed 401 in Q4 2021.
  • FNY Investment Advisers's portfolio value fell 13% quarter-over-quarter to $187M.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.