FNY Investment Advisers’s Apollo Tactical Income Fund Inc. AIF Stock Holding History

FNY Investment Advisers’s Portfolio AIF Stock Details AIF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-5,000	Closed	-$79K	–	862
2021 Q3	$79K	Sell	5,000 -4,100	-45%	-$64K	0.04%	263
2021 Q2	$142K	Buy	9,100 +799	+10%	+$12.2K	0.06%	233
2021 Q1	$123K	Buy	8,301 +3,568	+75%	+$52.2K	0.05%	273
2020 Q4	$68K	Buy	+4,733	New	+$63.4K	0.02%	339
2020 Q1	–	Sell	-9,677	Closed	-$146K	–	889
2019 Q4	$146K	Buy	9,677 +5,648	+140%	+$83.7K	0.05%	304
2019 Q3	$61K	Buy	+4,029	New	+$60K	0.02%	383
2019 Q2	–	Sell	-3,411	Closed	-$50K	–	1179
2019 Q1	$50K	Buy	+3,411	New	+$49.5K	0.02%	335

Other funds holding AIF

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 12.96% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

FNY Investment Advisers's AIF Position: Q4 2021 in Review

FNY Investment Advisers sold out of Apollo Tactical Income Fund Inc. (AIF) in Q4 2021, closing a stake of 5,000 shares — an estimated $79K sold.

FNY Investment Advisers first reported a position in AIF in Q1 2019 and held it in 7 quarters. The position peaked at $146K in Q4 2019. 44 funds tracked by Wall St. Rank hold AIF as of Q4 2021.

FNY Investment Advisers reported no remaining Apollo Tactical Income Fund Inc. position as of Q4 2021 after selling out during the quarter.
FNY Investment Advisers sold 5,000 Apollo Tactical Income Fund Inc. shares in Q4 2021, an estimated $79K.
FNY Investment Advisers first reported a position in Apollo Tactical Income Fund Inc. in Q1 2019 and held it in 7 quarters.
FNY Investment Advisers's Apollo Tactical Income Fund Inc. position peaked at $146K in Q4 2019.
44 funds tracked by Wall St. Rank held Apollo Tactical Income Fund Inc. as of Q4 2021.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.