FNY Investment Advisers’s ClearBridge MLP and Midstream Total Return Fund Inc. CTR Stock Holding History

FNY Investment Advisers’s Portfolio CTR Stock Details CTR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-1,750	Closed	-$42K	–	855
2021 Q3	$42K	Sell	1,750 -250	-13%	-$5.89K	0.02%	380
2021 Q2	$50K	Buy	2,000 +512	+34%	+$12.1K	0.02%	420
2021 Q1	$29K	Sell	1,488 -1,912	-56%	-$34.8K	0.01%	489
2020 Q4	$49K	Buy	+3,400	New	+$44.8K	0.01%	393

Other funds holding CTR

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Quantedge Capital Singapore $183M AUM 37.27% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

FNY Investment Advisers's CTR Position: Q4 2021 in Review

FNY Investment Advisers sold out of ClearBridge MLP and Midstream Total Return Fund Inc. (CTR) in Q4 2021, closing a stake of 1,750 shares — an estimated $42K sold.

FNY Investment Advisers first reported a position in CTR in Q4 2020 and held it in 4 quarters. The position peaked at $50K in Q2 2021. 43 funds tracked by Wall St. Rank hold CTR as of Q4 2021.

FNY Investment Advisers reported no remaining ClearBridge MLP and Midstream Total Return Fund Inc. position as of Q4 2021 after selling out during the quarter.
FNY Investment Advisers sold 1,750 ClearBridge MLP and Midstream Total Return Fund Inc. shares in Q4 2021, an estimated $42K.
FNY Investment Advisers first reported a position in ClearBridge MLP and Midstream Total Return Fund Inc. in Q4 2020 and held it in 4 quarters.
FNY Investment Advisers's ClearBridge MLP and Midstream Total Return Fund Inc. position peaked at $50K in Q2 2021.
43 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Total Return Fund Inc. as of Q4 2021.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.