FNY Investment Advisers’s Apollo Senior Floating Rate Fund Inc. AFT Stock Holding History

FNY Investment Advisers’s Portfolio AFT Stock Details AFT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-5,000	Closed	-$79K	–	863
2021 Q3	$79K	Sell	5,000 -3,000	-38%	-$47.2K	0.04%	264
2021 Q2	$126K	Sell	8,000 -3,696	-32%	-$56.7K	0.05%	247
2021 Q1	$173K	Buy	11,696 +7,631	+188%	+$112K	0.06%	209
2020 Q4	$58K	Buy	+4,065	New	+$54.6K	0.02%	364
2020 Q1	–	Sell	-12,416	Closed	-$187K	–	890
2019 Q4	$187K	Sell	12,416 -796	-6%	-$11.7K	0.06%	255
2019 Q3	$195K	Buy	+13,212	New	+$196K	0.06%	181

Other funds holding AFT

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

NCM

Next Capital Management New York $370M AUM 13.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

FNY Investment Advisers's AFT Position: Q4 2021 in Review

FNY Investment Advisers sold out of Apollo Senior Floating Rate Fund Inc. (AFT) in Q4 2021, closing a stake of 5,000 shares — an estimated $79K sold.

FNY Investment Advisers first reported a position in AFT in Q3 2019 and held it in 6 quarters. The position peaked at $195K in Q3 2019. 42 funds tracked by Wall St. Rank hold AFT as of Q4 2021.

FNY Investment Advisers reported no remaining Apollo Senior Floating Rate Fund Inc. position as of Q4 2021 after selling out during the quarter.
FNY Investment Advisers sold 5,000 Apollo Senior Floating Rate Fund Inc. shares in Q4 2021, an estimated $79K.
FNY Investment Advisers first reported a position in Apollo Senior Floating Rate Fund Inc. in Q3 2019 and held it in 6 quarters.
FNY Investment Advisers's Apollo Senior Floating Rate Fund Inc. position peaked at $195K in Q3 2019.
42 funds tracked by Wall St. Rank held Apollo Senior Floating Rate Fund Inc. as of Q4 2021.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.