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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-6.49%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$187M
AUM Growth
-$28.8M
Cap. Flow
-$21M
Cap. Flow %
-11.28%
Top 10 Hldgs %
36.5%
Holding
983
New
266
Increased
108
Reduced
113
Closed
401

Top Buys

Rank Stock Value
1
TMX
Terminix Global Holdings, Inc.
TMX
+$18.6M
2
BABA icon
Alibaba
BABA
+$11.8M
3
PTON icon
Peloton Interactive
PTON
+$7.98M
4
BYRN icon
Byrna Technologies
BYRN
+$7.35M
5
HOOD icon
Robinhood
HOOD
+$4.63M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.4M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.12M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$6.58M
4
BP icon
BP
BP
+$5.52M
5
IONQ icon
IonQ
IONQ
+$4.08M

Sector Composition

Rank Sector Weight
1 Financials 19.64%
2 Industrials 19.14%
3 Technology 13.86%
4 Consumer Discretionary 13.43%
5 Communication Services 8.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRA icon
626
BlackRock Floating Rate Income Strategies Fund
FRA
$392M
– –
-10,800
Closed -$144K
FRO icon
627
Frontline
FRO
$8.81B
$0 ﹤0.01%
+100
New +$798
FTI icon
628
TechnipFMC
FTI
$29.5B
– –
-10,000
Closed -$75K
FUND
629
Sprott Focus Trust
FUND
$317M
– –
-17,930
Closed -$147K
GAIN icon
630
Gladstone Investment Corp
GAIN
$654M
– –
-1,500
Closed -$20K
GBDC icon
631
Golub Capital BDC
GBDC
$3.4B
– –
-3,250
Closed -$51K
GCV
632
Gabelli Convertible and Income Securities Fund
GCV
$95.3M
– –
-5,800
Closed -$35K
GDYN icon
633
Grid Dynamics Holdings
GDYN
$632M
– –
-665
Closed -$19K
GFI icon
634
Gold Fields
GFI
$36.4B
– –
-246,119
Closed -$2M
GGZ
635
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$128M
– –
-8,936
Closed -$142K
GHY
636
PGIM Global High Yield Fund
GHY
$483M
– –
-8,914
Closed -$137K
GM icon
637
CALL
General Motors
GM
$76.1B
– –
-650
Closed -$34K
GME icon
638
GameStop
GME
$8.32B
– –
-4
Closed -$182
GOGO icon
639
Gogo Inc
GOGO
$383M
– –
-9,000
Closed -$155K
GRFS
640
Grifois
GRFS
$5.4B
– –
-29,019
Closed -$423K
GSBD icon
641
Goldman Sachs BDC
GSBD
$1.08B
– –
-1,750
Closed -$32K
HFRO
642
Highland Opportunities and Income Fund
HFRO
$398M
– –
-3,500
Closed -$37K
HGLB
643
Highland Global Allocation Fund
HGLB
$178M
– –
-13,200
Closed -$119K
HIPO icon
644
CALL
Hippo Holdings
HIPO
$868M
– –
-60
Closed -$7K
HIPO icon
645
Hippo Holdings
HIPO
$868M
– –
-2,400
Closed -$280K
HIPO icon
646
PUT
Hippo Holdings
HIPO
$868M
– –
-10
Closed -$1K
HIO
647
Western Asset High Income Opportunity Fund
HIO
$340M
– –
-35,000
Closed -$181K
HPE icon
648
CALL
Hewlett Packard
HPE
$77.8B
– –
-200
Closed -$2K
HPE icon
649
Hewlett Packard
HPE
$77.8B
– –
-13,500
Closed -$192K
HPS
650
John Hancock Preferred Income Fund III
HPS
$463M
– –
-5,600
Closed -$104K
24 25
26
27 28

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KWM
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CC
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SL
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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q4 2021 Portfolio in Review

As of Q4 2021, FNY Investment Advisers held 983 positions worth $187M, down 13% from $215M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

FNY Investment Advisers withdrew a net $21M in Q4 2021, closing 401 positions and reducing 113 holdings. Its most notable exit was Ardagh Group S.A. Class A Common Shares, an estimated $7.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 14% a quarter earlier, followed by Industrials and Technology.

Against the trend, FNY Investment Advisers opened a new position in Terminix Global Holdings, Inc. worth $20.6M.

  • FNY Investment Advisers's largest Q4 2021 buy was Terminix Global Holdings, Inc.: 456,216 shares worth $20.6M.
  • FNY Investment Advisers added most to Byrna Technologies in Q4 2021, an estimated $7.35M increase.
  • FNY Investment Advisers's biggest Q4 2021 reduction was Alphabet (Google) Class A, cutting an estimated $10.4M.
  • FNY Investment Advisers fully exited Ardagh Group S.A. Class A Common Shares in Q4 2021, selling an estimated $7.12M.
  • FNY Investment Advisers's ten largest holdings make up 36% of its $187M portfolio in Q4 2021.
  • FNY Investment Advisers opened 266 new positions and closed 401 in Q4 2021.
  • FNY Investment Advisers's portfolio value fell 13% quarter-over-quarter to $187M.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.