FNY Investment Advisers’s John Hancock Preferred Income Fund III HPS Stock Holding History

FNY Investment Advisers’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-5,600	Closed	-$104K	–	665
2021 Q3	$104K	Buy	5,600 +3,100	+124%	+$59.4K	0.05%	226
2021 Q2	$48K	Sell	2,500 -1,868	-43%	-$35K	0.02%	433
2021 Q1	$79K	Buy	4,368 +1,245	+40%	+$21.2K	0.03%	357
2020 Q4	$53K	Buy	+3,123	New	+$51.8K	0.01%	375
2020 Q1	–	Sell	-9,143	Closed	-$176K	–	609
2019 Q4	$176K	Buy	+9,143	New	+$175K	0.05%	263

Other funds holding HPS

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CreativeOne Wealth Overland Park, Kansas $4.31B AUM 19.42% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

FNY Investment Advisers's HPS Position: Q4 2021 in Review

FNY Investment Advisers sold out of John Hancock Preferred Income Fund III (HPS) in Q4 2021, closing a stake of 5,600 shares — an estimated $104K sold.

FNY Investment Advisers first reported a position in HPS in Q4 2019 and held it in 5 quarters. The position peaked at $176K in Q4 2019. 58 funds tracked by Wall St. Rank hold HPS as of Q4 2021.

FNY Investment Advisers reported no remaining John Hancock Preferred Income Fund III position as of Q4 2021 after selling out during the quarter.
FNY Investment Advisers sold 5,600 John Hancock Preferred Income Fund III shares in Q4 2021, an estimated $104K.
FNY Investment Advisers first reported a position in John Hancock Preferred Income Fund III in Q4 2019 and held it in 5 quarters.
FNY Investment Advisers's John Hancock Preferred Income Fund III position peaked at $176K in Q4 2019.
58 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q4 2021.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.