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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-6.49%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$187M
AUM Growth
-$28.8M
Cap. Flow
-$21M
Cap. Flow %
-11.28%
Top 10 Hldgs %
36.5%
Holding
983
New
266
Increased
108
Reduced
113
Closed
401

Top Buys

Rank Stock Value
1
TMX
Terminix Global Holdings, Inc.
TMX
+$18.6M
2
BABA icon
Alibaba
BABA
+$11.8M
3
PTON icon
Peloton Interactive
PTON
+$7.98M
4
BYRN icon
Byrna Technologies
BYRN
+$7.35M
5
HOOD icon
Robinhood
HOOD
+$4.63M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.4M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.12M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$6.58M
4
BP icon
BP
BP
+$5.52M
5
IONQ icon
IonQ
IONQ
+$4.08M

Sector Composition

Rank Sector Weight
1 Financials 19.64%
2 Industrials 19.14%
3 Technology 13.86%
4 Consumer Discretionary 13.43%
5 Communication Services 8.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPZ
576
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$268M
– –
-1,500
Closed -$30K
CRM icon
577
Salesforce
CRM
$158B
– –
-13,293
Closed -$3.6M
CSWC icon
578
Capital Southwest
CSWC
$1.6B
– –
-2,500
Closed -$62K
CTRA
579
PUT
DELISTED
Coterra Energy
CTRA
– –
-4,400
Closed -$95K
CUBE icon
580
CubeSmart
CUBE
$9.33B
– –
-1,328
Closed -$64K
CUK
581
DELISTED
Carnival PLC
CUK
– –
-50
Closed -$1K
CWAN
582
DELISTED
Clearwater Analytics
CWAN
– –
-1,650
Closed -$42K
CX icon
583
Cemex
CX
$16.2B
$0 ﹤0.01%
+44
New +$287
MYSE
584
Myseum.AI Inc
MYSE
$13.5M
– –
-211
Closed -$28K
DBL
585
DoubleLine Opportunistic Credit Fund
DBL
$281M
– –
-1,500
Closed -$29K
DDOG icon
586
Datadog
DDOG
$86.4B
– –
-1,000
Closed -$141K
DE icon
587
CALL
Deere & Co
DE
$168B
– –
-138
Closed -$46K
DELL icon
588
CALL
Dell
DELL
$307B
– –
-99
Closed -$5K
DELL icon
589
PUT
Dell
DELL
$307B
– –
-395
Closed -$20K
DEO icon
590
Diageo
DEO
$51.9B
– –
-11,030
Closed -$2.13M
DFP
591
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$428M
– –
-2,100
Closed -$60K
DLY
592
DoubleLine Yield Opportunities Fund
DLY
$689M
– –
-5,871
Closed -$112K
DOO
593
Bombardier Recreational Products
DOO
$4.67B
– –
-794
Closed -$73K
DQ
594
Daqo New Energy
DQ
$993M
$0 ﹤0.01%
+15
New +$872
DSL
595
DoubleLine Income Solutions Fund
DSL
$1.23B
– –
-6,000
Closed -$106K
DSU icon
596
BlackRock Debt Strategies Fund
DSU
$600M
– –
-5,000
Closed -$57K
DYAI icon
597
Dyadic International
DYAI
$31.3M
– –
-83,500
Closed -$464K
EA
598
DELISTED
Electronic Arts
EA
– –
-3,650
Closed -$519K
EAD
599
Allspring Income Opportunities Fund
EAD
$381M
– –
-19,000
Closed -$167K
ECC
600
Eagle Point Credit Company
ECC
$509M
– –
-3,674
Closed -$50K
22 23
24
25 26

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BCH
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RFA
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FNY Investment Advisers's Q4 2021 Portfolio in Review

As of Q4 2021, FNY Investment Advisers held 983 positions worth $187M, down 13% from $215M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

FNY Investment Advisers withdrew a net $21M in Q4 2021, closing 401 positions and reducing 113 holdings. Its most notable exit was Ardagh Group S.A. Class A Common Shares, an estimated $7.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 14% a quarter earlier, followed by Industrials and Technology.

Against the trend, FNY Investment Advisers opened a new position in Terminix Global Holdings, Inc. worth $20.6M.

  • FNY Investment Advisers's largest Q4 2021 buy was Terminix Global Holdings, Inc.: 456,216 shares worth $20.6M.
  • FNY Investment Advisers added most to Byrna Technologies in Q4 2021, an estimated $7.35M increase.
  • FNY Investment Advisers's biggest Q4 2021 reduction was Alphabet (Google) Class A, cutting an estimated $10.4M.
  • FNY Investment Advisers fully exited Ardagh Group S.A. Class A Common Shares in Q4 2021, selling an estimated $7.12M.
  • FNY Investment Advisers's ten largest holdings make up 36% of its $187M portfolio in Q4 2021.
  • FNY Investment Advisers opened 266 new positions and closed 401 in Q4 2021.
  • FNY Investment Advisers's portfolio value fell 13% quarter-over-quarter to $187M.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.