FNY Investment Advisers’s DoubleLine Opportunistic Credit Fund DBL Stock Holding History

FNY Investment Advisers’s Portfolio DBL Stock Details DBL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-1,500	Closed	-$29K	–	600
2021 Q3	$29K	Buy	+1,500	New	+$29.7K	0.01%	446
2021 Q1	–	Sell	-5,063	Closed	-$99K	–	830
2020 Q4	$99K	Buy	+5,063	New	+$97.5K	0.03%	287
2020 Q1	–	Sell	-12,583	Closed	-$259K	–	522
2019 Q4	$259K	Sell	12,583 -1,920	-13%	-$39.7K	0.08%	193
2019 Q3	$300K	Sell	14,503 -4,701	-24%	-$97.3K	0.09%	123
2019 Q2	$401K	Buy	19,204 +2,801	+17%	+$57.1K	0.12%	103
2019 Q1	$331K	Buy	+16,403	New	+$322K	0.11%	115

Other funds holding DBL

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

CRC

Catawba River Capital Lake Wylie, South Carolina $208M AUM 27.6% 1-Year Est. Return

Family Management New York $834M AUM 20.83% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

SWM

Spire Wealth Management Mclean, Virginia $3.31B AUM 38.78% 1-Year Est. Return

HKAM

Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

FNY Investment Advisers's DBL Position: Q4 2021 in Review

FNY Investment Advisers sold out of DoubleLine Opportunistic Credit Fund (DBL) in Q4 2021, closing a stake of 1,500 shares — an estimated $29K sold.

FNY Investment Advisers first reported a position in DBL in Q1 2019 and held it in 6 quarters. The position peaked at $401K in Q2 2019. 69 funds tracked by Wall St. Rank hold DBL as of Q4 2021.

FNY Investment Advisers reported no remaining DoubleLine Opportunistic Credit Fund position as of Q4 2021 after selling out during the quarter.
FNY Investment Advisers sold 1,500 DoubleLine Opportunistic Credit Fund shares in Q4 2021, an estimated $29K.
FNY Investment Advisers first reported a position in DoubleLine Opportunistic Credit Fund in Q1 2019 and held it in 6 quarters.
FNY Investment Advisers's DoubleLine Opportunistic Credit Fund position peaked at $401K in Q2 2019.
69 funds tracked by Wall St. Rank held DoubleLine Opportunistic Credit Fund as of Q4 2021.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.