FNY Investment Advisers’s DoubleLine Yield Opportunities Fund DLY Stock Holding History

FNY Investment Advisers’s Portfolio DLY Stock Details DLY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-5,871	Closed	-$112K	–	607
2021 Q3	$112K	Buy	5,871 +1,871	+47%	+$36.9K	0.05%	213
2021 Q2	$80K	Sell	4,000 -3,696	-48%	-$72.9K	0.03%	319
2021 Q1	$147K	Sell	7,696 -1,604	-17%	-$30.7K	0.05%	234
2020 Q4	$172K	Buy	+9,300	New	+$167K	0.05%	215

Other funds holding DLY

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

PFA

Pettinga Financial Advisors Evansville, Indiana $624M AUM 24.87% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LGWM

Litman Gregory Wealth Management Larkspur, California $1.37B AUM 16.95% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return

FNY Investment Advisers's DLY Position: Q4 2021 in Review

FNY Investment Advisers sold out of DoubleLine Yield Opportunities Fund (DLY) in Q4 2021, closing a stake of 5,871 shares — an estimated $112K sold.

FNY Investment Advisers first reported a position in DLY in Q4 2020 and held it in 4 quarters. The position peaked at $172K in Q4 2020. 50 funds tracked by Wall St. Rank hold DLY as of Q4 2021.

FNY Investment Advisers reported no remaining DoubleLine Yield Opportunities Fund position as of Q4 2021 after selling out during the quarter.
FNY Investment Advisers sold 5,871 DoubleLine Yield Opportunities Fund shares in Q4 2021, an estimated $112K.
FNY Investment Advisers first reported a position in DoubleLine Yield Opportunities Fund in Q4 2020 and held it in 4 quarters.
FNY Investment Advisers's DoubleLine Yield Opportunities Fund position peaked at $172K in Q4 2020.
50 funds tracked by Wall St. Rank held DoubleLine Yield Opportunities Fund as of Q4 2021.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.