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DLY

DoubleLine Yield Opportunities Fund

36 hedge funds and large institutions have $167M invested in DoubleLine Yield Opportunities Fund in 2021 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

44% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 9

25% more capital invested

Capital invested by funds: $134M → $167M (+$33.7M)

16% more funds holding

Funds holding: 3136 (+5)

2.53% more ownership

Funds ownership: 15.72%18.25% (+2.5%)

Holders
36
Holders Change
+5
Holders Change %
+16.13%
% of All Funds
0.63%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
10
Increased
13
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$51M +$11.3M +589,876 +28%
UBS Group
2
UBS Group
Switzerland
$28.7M +$1.28M +66,877 +5%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$16.6M +$2.63M +137,388 +19%
PCM
4
Penserra Capital Management
California
$12.1M +$12.1M +631,498 New
Wells Fargo
5
Wells Fargo
California
$9.5M +$1.14M +59,419 +14%
PAIM
6
Punch & Associates Investment Management
Minnesota
$8.74M +$3.39M +177,278 +63%
Bank of America
7
Bank of America
North Carolina
$6.7M -$1M -52,359 -13%
LGWM
8
Litman Gregory Wealth Management
California
$6.59M +$904K +47,250 +16%
PFA
9
Pettinga Financial Advisors
Indiana
$5.52M +$1.09M +57,021 +25%
PMAM
10
Penn Mutual Asset Management
Pennsylvania
$4.79M
FM
11
Family Management
New York
$2.96M +$342K +17,894 +13%
RVPG
12
Relative Value Partners Group
$2.49M -$17.4K -910 -0.7%
UR
13
USCA RIA
Texas
$1.78M +$94.7K +4,950 +6%
JG
14
Jefferies Group
New York
$1.34M +$17.3K +905 +1%
EW
15
Evoke Wealth
California
$1.15M -$212K -11,069 -16%
DADC
16
D.A. Davidson & Co
Montana
$1.05M +$1.05M +55,000 New
MIG
17
Mariner Investment Group
New York
$1.04M -$222K -11,597 -18%
RCM
18
Robinson Capital Management
Michigan
$994K
WS
19
Wedbush Securities
California
$865K -$22.5K -1,175 -3%
Stifel Financial
20
Stifel Financial
Missouri
$789K -$121K -6,334 -13%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$480K +$480K +25,079 New
OIA
22
Optimum Investment Advisors
Illinois
$341K +$34.5K +1,804 +11%
KPWS
23
Kestra Private Wealth Services
Texas
$226K +$226K +11,791 New
BRWM
24
B. Riley Wealth Management
Tennessee
$213K +$213K +11,114 New
TCA
25
Transcend Capital Advisors
New Jersey
$200K

DLY Hedge Fund Activity: Q1 2021 in Review

36 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in DoubleLine Yield Opportunities Fund (DLY) for Q1 2021, worth a combined $167M — up 25% from $134M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DLY positions and 5 closed out — a net gain of 5 holders — while 13 added to existing stakes and 9 trimmed.

The largest buyer was Penserra Capital Management, opening a new position worth an estimated $12.1M. The largest seller was Millennium Management, exiting entirely with an estimated $4.85M sold.

  • 36 institutional investors held DoubleLine Yield Opportunities Fund (DLY) as of Q1 2021, up from 31 in Q4 2020.
  • Funds reported $167M of DoubleLine Yield Opportunities Fund stock for Q1 2021, up 25% quarter-over-quarter.
  • 10 funds opened new DoubleLine Yield Opportunities Fund positions in Q1 2021 and 5 closed out, a net change of +5 holders.
  • The largest DoubleLine Yield Opportunities Fund buyer in Q1 2021 was Penserra Capital Management, an estimated $12.1M added.
  • The largest DoubleLine Yield Opportunities Fund seller in Q1 2021 was Millennium Management, an estimated $4.85M sold.

Based on aggregated 13F filings for Q1 2021.