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DLY

DoubleLine Yield Opportunities Fund

39 hedge funds and large institutions have $200M invested in DoubleLine Yield Opportunities Fund in 2021 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 19 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

171% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 7

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

7% more capital invested

Capital invested by funds: $187M → $200M (+$12.6M)

3% more funds holding

Funds holding: 3839 (+1)

2.27% more ownership

Funds ownership: 19.52%21.79% (+2.3%)

Holders
39
Holders Change
+1
Holders Change %
+2.63%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
19
Reduced
7
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$57.5M +$1.62M +82,268 +3%
UBS Group
2
UBS Group
Switzerland
$38.5M +$3.68M +186,488 +10%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$18.8M +$688K +34,849 +4%
PCM
4
Penserra Capital Management
California
$12.3M -$4.56M -230,948 -26%
Wells Fargo
5
Wells Fargo
California
$11.4M -$2.19M -110,831 -16%
PFA
6
Pettinga Financial Advisors
Indiana
$10.8M +$3.25M +164,495 +41%
PAIM
7
Punch & Associates Investment Management
Minnesota
$9.77M +$1.01M +51,003 +11%
LGWM
8
Litman Gregory Wealth Management
California
$7.5M +$7.6M +384,763 +4,938%
Rockefeller Capital Management
9
Rockefeller Capital Management
New York
$6.87M +$6.95M +352,196 +4,909%
Cohen & Steers
10
Cohen & Steers
New York
$5.95M +$3.3M +166,993 +116%
Bank of America
11
Bank of America
North Carolina
$3.13M -$3.13M -158,746 -49%
Lido Advisors
12
Lido Advisors
California
$3.06M +$3.16M +160,118 New
FM
13
Family Management
New York
$2.94M -$21.8K -1,102 -0.7%
USCWA
14
U.S. Capital Wealth Advisors
Texas
$1.65M +$1.7M +86,241 New
PMAM
15
Penn Mutual Asset Management
Pennsylvania
$1.29M
Stifel Financial
16
Stifel Financial
Missouri
$1.26M +$605K +30,620 +86%
EW
17
Evoke Wealth
California
$1.21M +$66.9K +3,389 +6%
Invesco
18
Invesco
Georgia
$1.06M -$8.31K -421 -0.8%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$719K +$159K +8,036 +27%
WS
20
Wedbush Securities
California
$629K +$37K +1,875 +6%
Osaic Holdings
21
Osaic Holdings
Arizona
$447K +$303K +15,354 +190%
OIA
22
Optimum Investment Advisors
Illinois
$398K +$19.8K +1,004 +5%
LPL Financial
23
LPL Financial
California
$361K +$29.7K +1,503 +9%
RCM
24
Robinson Capital Management
Michigan
$358K -$650K -32,939 -64%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$357K +$369K +18,685 New

DLY Hedge Fund Activity: Q3 2021 in Review

39 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in DoubleLine Yield Opportunities Fund (DLY) for Q3 2021, worth a combined $200M — up 6.7% from $187M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new DLY positions and 5 closed out — a net gain of 2 holders — while 19 added to existing stakes and 7 trimmed.

The largest buyer was Litman Gregory Wealth Management, adding an estimated $7.6M. The largest seller was Penserra Capital Management, cutting an estimated $4.56M.

  • 39 institutional investors held DoubleLine Yield Opportunities Fund (DLY) as of Q3 2021, up from 38 in Q2 2021.
  • Funds reported $200M of DoubleLine Yield Opportunities Fund stock for Q3 2021, up 6.7% quarter-over-quarter.
  • 7 funds opened new DoubleLine Yield Opportunities Fund positions in Q3 2021 and 5 closed out, a net change of +2 holders.
  • The largest DoubleLine Yield Opportunities Fund buyer in Q3 2021 was Litman Gregory Wealth Management, an estimated $7.6M added.
  • The largest DoubleLine Yield Opportunities Fund seller in Q3 2021 was Penserra Capital Management, an estimated $4.56M sold.

Based on aggregated 13F filings for Q3 2021.