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DLY

DoubleLine Yield Opportunities Fund

50 hedge funds and large institutions have $223M invested in DoubleLine Yield Opportunities Fund in 2021 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

122% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 9

28% more funds holding

Funds holding: 3950 (+11)

27% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 11

12% more capital invested

Capital invested by funds: $200M → $223M (+$23.6M)

3.11% more ownership

Funds ownership: 21.79%24.9% (+3.1%)

Holders
50
Holders Change
+11
Holders Change %
+28.21%
% of All Funds
0.77%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.03%
New
20
Increased
14
Reduced
11
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$54.8M -$1.51M -79,116 -3%
UBS Group
2
UBS Group
Switzerland
$43.3M +$5.78M +302,727 +15%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$17.2M -$1.24M -65,045 -7%
PCM
4
Penserra Capital Management
California
$12.2M +$172K +9,015 +1%
PAIM
5
Punch & Associates Investment Management
Minnesota
$11.7M +$2.15M +112,881 +22%
PFA
6
Pettinga Financial Advisors
Indiana
$10.7M +$177K +9,272 +2%
Wells Fargo
7
Wells Fargo
California
$7.3M -$3.93M -206,001 -35%
LGWM
8
Litman Gregory Wealth Management
California
$7.18M -$168K -8,785 -2%
Cohen & Steers
9
Cohen & Steers
New York
$6.31M +$493K +25,853 +8%
Rockefeller Capital Management
10
Rockefeller Capital Management
New York
$6.15M -$583K -30,585 -9%
Allspring Global Investments
11
Allspring Global Investments
North Carolina
$5.93M +$6.05M +317,376 New
SIA
12
Sit Investment Associates
Minnesota
$5.36M +$5.46M +286,385 New
PMAM
13
Penn Mutual Asset Management
Pennsylvania
$3.74M +$2.52M +132,229 +196%
Bank of America
14
Bank of America
North Carolina
$3.25M +$191K +10,017 +6%
Lido Advisors
15
Lido Advisors
California
$2.79M -$210K -11,029 -7%
GA
16
GraniteShares Advisors
New York
$2.61M +$2.66M +139,414 New
FM
17
Family Management
New York
$2.6M -$292K -15,313 -10%
LCM
18
Landscape Capital Management
New Jersey
$2.25M +$2.3M +120,389 New
Invesco
19
Invesco
Georgia
$2.03M +$1.01M +53,107 +95%
SFS
20
Shaker Financial Services
Virginia
$1.78M +$1.82M +95,247 New
LSC
21
Logan Stone Capital
Illinois
$1.62M +$1.65M +86,502 New
Stifel Financial
22
Stifel Financial
Missouri
$1.54M +$312K +16,374 +25%
RVPG
23
Relative Value Partners Group
$1.36M +$1.39M +72,712 New
EW
24
Evoke Wealth
California
$1.18M +$935 +49 +0.1%
IFG
25
Independent Financial Group
California
$1.1M +$1.12M +58,700 New

DLY Hedge Fund Activity: Q4 2021 in Review

50 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in DoubleLine Yield Opportunities Fund (DLY) for Q4 2021, worth a combined $223M — up 12% from $200M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new DLY positions and 9 closed out — a net gain of 11 holders — while 14 added to existing stakes and 11 trimmed.

The largest buyer was UBS Group, adding an estimated $5.78M. The largest seller was Wells Fargo, cutting an estimated $3.93M.

  • 50 institutional investors held DoubleLine Yield Opportunities Fund (DLY) as of Q4 2021, up from 39 in Q3 2021.
  • Funds reported $223M of DoubleLine Yield Opportunities Fund stock for Q4 2021, up 12% quarter-over-quarter.
  • 20 funds opened new DoubleLine Yield Opportunities Fund positions in Q4 2021 and 9 closed out, a net change of +11 holders.
  • The largest DoubleLine Yield Opportunities Fund buyer in Q4 2021 was UBS Group, an estimated $5.78M added.
  • The largest DoubleLine Yield Opportunities Fund seller in Q4 2021 was Wells Fargo, an estimated $3.93M sold.

Based on aggregated 13F filings for Q4 2021.