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DLY

DoubleLine Yield Opportunities Fund

31 hedge funds and large institutions have $134M invested in DoubleLine Yield Opportunities Fund in 2020 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 15 increasing their positions, 3 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 3

300% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 3

65% more capital invested

Capital invested by funds: $81.2M → $134M (+$52.6M)

41% more funds holding

Funds holding: 2231 (+9)

6.07% more ownership

Funds ownership: 9.65%15.72% (+6.1%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
31
Holders Change
+9
Holders Change %
+40.91%
% of All Funds
0.55%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
12
Increased
15
Reduced
3
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$38.4M +$16.6M +927,389 +81%
UBS Group
2
UBS Group
Switzerland
$26.6M +$5.02M +279,756 +24%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$13.5M +$8.19M +456,793 +166%
Wells Fargo
4
Wells Fargo
California
$8.09M +$3.17M +176,568 +68%
Bank of America
5
Bank of America
North Carolina
$7.45M -$3.41M -190,004 -32%
LGWM
6
Litman Gregory Wealth Management
California
$5.5M +$1.61M +89,650 +43%
PAIM
7
Punch & Associates Investment Management
Minnesota
$5.17M +$5.01M +279,435 New
Millennium Management
8
Millennium Management
New York
$4.85M +$4.7M +262,116 New
PMAM
9
Penn Mutual Asset Management
Pennsylvania
$4.63M
PFA
10
Pettinga Financial Advisors
Indiana
$4.29M +$2.37M +132,209 +133%
FM
11
Family Management
New York
$2.53M +$523K +29,159 +27%
RVPG
12
Relative Value Partners Group
$2.42M +$2.35M +130,825 New
UR
13
USCA RIA
Texas
$1.64M +$483K +26,955 +44%
EW
14
Evoke Wealth
California
$1.31M +$217K +12,080 +21%
JG
15
Jefferies Group
New York
$1.28M -$4.23K -236 -0.3%
MIG
16
Mariner Investment Group
New York
$1.22M +$1.18M +66,000 New
RCM
17
Robinson Capital Management
Michigan
$964K +$926K +51,674 New
Stifel Financial
18
Stifel Financial
Missouri
$880K +$13.5K +753 +2%
WS
19
Wedbush Securities
California
$858K +$40.3K +2,250 +5%
OMC
20
Old Mission Capital
Illinois
$484K +$470K +26,200 New
HighTower Advisors
21
HighTower Advisors
Illinois
$397K +$179K +10,000 +87%
OIA
22
Optimum Investment Advisors
Illinois
$296K +$176K +9,804 +158%
Truist Financial
23
Truist Financial
North Carolina
$267K +$305 +17 +0.1%
Osaic Holdings
24
Osaic Holdings
Arizona
$210K -$98.8K -5,508 -33%
TCA
25
Transcend Capital Advisors
New Jersey
$194K +$188K +10,496 New

DLY Hedge Fund Activity: Q4 2020 in Review

31 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in DoubleLine Yield Opportunities Fund (DLY) for Q4 2020, worth a combined $134M — up 65% from $81.2M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new DLY positions and 3 closed out — a net gain of 9 holders — while 15 added to existing stakes and 3 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $16.6M. The largest seller was Bank of America, cutting an estimated $3.41M.

  • 31 institutional investors held DoubleLine Yield Opportunities Fund (DLY) as of Q4 2020, up from 22 in Q3 2020.
  • Funds reported $134M of DoubleLine Yield Opportunities Fund stock for Q4 2020, up 65% quarter-over-quarter.
  • 12 funds opened new DoubleLine Yield Opportunities Fund positions in Q4 2020 and 3 closed out, a net change of +9 holders.
  • The largest DoubleLine Yield Opportunities Fund buyer in Q4 2020 was Morgan Stanley, an estimated $16.6M added.
  • The largest DoubleLine Yield Opportunities Fund seller in Q4 2020 was Bank of America, an estimated $3.41M sold.

Based on aggregated 13F filings for Q4 2020.