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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+2.97%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$268M
AUM Growth
-$98.4M
Cap. Flow
-$90.4M
Cap. Flow %
-33.7%
Top 10 Hldgs %
25.96%
Holding
1,195
New
377
Increased
173
Reduced
186
Closed
400

Top Buys

Rank Stock Value
1
BEEM icon
Beam Global
BEEM
+$7.55M
2
ORGN
Origin Materials
ORGN
+$6.8M
3
GRND icon
Grindr
GRND
+$6.72M
4
AMZN icon
Amazon
AMZN
+$6.71M
5
GB
Global Blue Group Holding
GB
+$6.05M

Top Sells

Rank Stock Value
1
KNSL icon
Kinsale Capital Group
KNSL
+$16.8M
2
BABA icon
Alibaba
BABA
+$15.6M
3
XLNX
Xilinx Inc
XLNX
+$12.8M
4
BP icon
BP
BP
+$10.4M
5
RYAAY icon
Ryanair
RYAAY
+$9.57M

Sector Composition

Rank Sector Weight
1 Financials 19.68%
2 Technology 18.35%
3 Consumer Discretionary 12.64%
4 Industrials 12.52%
5 Healthcare 6.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHY
276
Credit Suisse High Yield Credit Fund
DHY
$242M
$117K 0.04%
48,719
+4,568
+10% +$10.7K
DYN icon
277
Dyne Therapeutics
DYN
$5.02B
$116K 0.04%
+7,500
New +$145K
OUSTZ
278
DELISTED
Ouster Inc Warrants
OUSTZ
$116K 0.04%
+55,700
New +$139K
ENPC
279
DELISTED
Executive Network Partnering Corporation
ENPC
$116K 0.04%
12,000
+11,500
+2,300% +$115K
MFIC icon
280
MidCap Financial Investment
MFIC
$793M
$115K 0.04%
8,438
+4,438
+111% +$58.6K
LTCH
281
DELISTED
Latch, Inc. Common Stock
LTCH
$115K 0.04%
+10,638
New +$139K
HL icon
282
Hecla Mining
HL
$12.1B
$113K 0.04%
+20,000
New +$122K
DIAX
283
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$111K 0.04%
+6,883
New +$106K
DLCAU
284
DELISTED
Deep Lake Capital Acquisition Corp. Unit
DLCAU
$111K 0.04%
+11,100
New +$116K
EFR
285
Eaton Vance Senior Floating-Rate Fund
EFR
$319M
$108K 0.04%
7,866
+216
+3% +$2.91K
NVTS icon
286
Navitas Semiconductor
NVTS
$3.7B
$108K 0.04%
+10,900
New +$116K
PDX
287
PIMCO Dynamic Income Strategy Fund
PDX
$969M
$106K 0.04%
10,245
-1,571
-13% -$15.2K
BKKT icon
288
Bakkt Inc
BKKT
$324M
$105K 0.04%
+325
New +$121K
DMO
289
Western Asset Mortgage Opportunity Fund
DMO
$121M
$104K 0.04%
7,133
-3,717
-34% -$53.7K
GLRE icon
290
Greenlight Captial
GLRE
$504M
$103K 0.04%
11,900
-3,100
-21% -$25.4K
FFC
291
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$784M
$102K 0.04%
+4,369
New +$98.4K
TYG
292
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$102K 0.04%
4,181
+1,181
+39% +$27.7K
CVIIU
293
DELISTED
Churchill Capital Corp VII Units
CVIIU
$102K 0.04%
+10,250
New +$106K
ACP
294
abrdn Income Credit Strategies Fund
ACP
$644M
$101K 0.04%
8,809
-1,603
-15% -$17.8K
AIO
295
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$915M
$101K 0.04%
+3,811
New +$105K
FRA icon
296
BlackRock Floating Rate Income Strategies Fund
FRA
$392M
$101K 0.04%
7,839
-2,400
-23% -$30.6K
TALK icon
297
Talkspace
TALK
$871M
$101K 0.04%
10,200
-388,466
-97% -$4.22M
GDX icon
298
VanEck Gold Miners ETF
GDX
$27.9B
$100K 0.04%
3,100
-4,694
-60% -$160K
RMI
299
RiverNorth Opportunistic Municipal Income Fund
RMI
$101M
$100K 0.04%
4,569
+2,593
+131% +$56K
BCSF icon
300
Bain Capital Specialty
BCSF
$817M
$99K 0.04%
+6,750
New +$93K
10 11
12
13 14

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ACP
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KWM
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CC
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SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q1 2021 Portfolio in Review

As of Q1 2021, FNY Investment Advisers held 1,195 positions worth $268M, down 27% from $367M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

FNY Investment Advisers withdrew a net $90.4M in Q1 2021, closing 400 positions and reducing 186 holdings. Its most notable exit was Kinsale Capital Group, an estimated $16.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 15% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in Beam Global worth $6.22M.

  • FNY Investment Advisers's largest Q1 2021 buy was Beam Global: 143,487 shares worth $6.22M.
  • FNY Investment Advisers added most to Origin Materials in Q1 2021, an estimated $6.8M increase.
  • FNY Investment Advisers's biggest Q1 2021 reduction was Xilinx Inc, cutting an estimated $12.8M.
  • FNY Investment Advisers fully exited Kinsale Capital Group in Q1 2021, selling an estimated $16.8M.
  • FNY Investment Advisers's ten largest holdings make up 26% of its $268M portfolio in Q1 2021.
  • FNY Investment Advisers opened 377 new positions and closed 400 in Q1 2021.
  • FNY Investment Advisers's portfolio value fell 27% quarter-over-quarter to $268M.

Based on FNY Investment Advisers's 13F filing for Q1 2021, filed 12 Apr 2021.