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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
-16.64%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$44.1B
AUM Growth
-$14.4B
(-25%)
Cap. Flow
-$2.9B
Cap. Flow
% of AUM
-6.57%
Top 10 Holdings %
Top 10 Hldgs %
10.79%
Holding
2,482
New
101
Increased
824
Reduced
1,414
Closed
140
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Health Care AlphaDEX Fund
FXH
|
+$386M |
| 2 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$160M |
| 3 |
Newmont
NEM
|
+$104M |
| 4 |
Monster Beverage
MNST
|
+$87.8M |
| 5 |
Groupon
GRPN
|
+$82.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Financials AlphaDEX Fund
FXO
|
+$582M |
| 2 |
First Trust NASDAQ-100 Technology Index Fund
QTEC
|
+$200M |
| 3 |
First Trust Technology AlphaDEX Fund
FXL
|
+$177M |
| 4 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$161M |
| 5 |
First Trust Utilities AlphaDEX Fund
FXU
|
+$154M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 27.93% |
| 2 | Healthcare | 12.7% |
| 3 | Financials | 10.7% |
| 4 | Communication Services | 9.67% |
| 5 | Industrials | 7.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2151
Chesapeake Utilities
CPK
$3.26B
| $232K | ﹤0.01% |
2,701
-18,157
| -87% | -$1.69M |
|
|
SBBX
2152
DELISTED
SB One Bancorp Common Stock
SBBX
| $232K | ﹤0.01% |
13,666
-2,651
| -16% | -$57.5K |
|
2153
Camden National
CAC
$924M
| $231K | ﹤0.01% |
7,345
-1,158
| -14% | -$48.7K |
|
|
CVGW
2154
DELISTED
Calavo Growers
CVGW
| $231K | ﹤0.01% |
3,997
+244
| +7% | +$17.2K |
|
2155
Origin Bancorp
OBK
$1.66B
| $231K | ﹤0.01% |
11,388
-1,799
| -14% | -$56.2K |
|
2156
Avient
AVNT
$3.45B
| $230K | ﹤0.01% |
12,106
-12,029
| -50% | -$337K |
|
|
GES
2157
DELISTED
Guess Inc
GES
| $229K | ﹤0.01% |
33,756
+1,737
| +5% | +$30.2K |
|
|
AAT
2158
American Assets Trust
AAT
$1.49B
| $228K | ﹤0.01% |
9,112
-13,838
| -60% | -$560K |
|
2159
Matthews International
MATW
$864M
| $228K | ﹤0.01% |
9,422
-37,750
| -80% | -$1.2M |
|
2160
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $227K | ﹤0.01% |
1,700
-2,400
| -59% | -$309K |
|
2161
Weyco Group
WEYS
$364M
| $227K | ﹤0.01% |
11,240
-2,180
| -16% | -$48.9K |
|
|
TRTX
2162
TPG RE Finance Trust
TRTX
$666M
| $226K | ﹤0.01% |
41,157
-41,782
| -50% | -$722K |
|
2163
ENI
E
$76B
| $224K | ﹤0.01% |
11,307
-1,690
| -13% | -$42.9K |
|
|
SBT
2164
DELISTED
Sterling Bancorp, Inc. Common Stock
SBT
| $224K | ﹤0.01% |
52,209
-9,259
| -15% | -$60.2K |
|
|
STEL
2165
DELISTED
Stellar Bancorp
STEL
| $222K | ﹤0.01% |
12,510
-2,046
| -14% | -$53.5K |
|
|
DENN
2166
DELISTED
Denny's
DENN
| $221K | ﹤0.01% |
28,804
-117,004
| -80% | -$1.99M |
|
2167
Equinor
EQNR
$95.9B
| $221K | ﹤0.01% |
18,112
+3,075
| +20% | +$49.7K |
|
2168
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
| $221K | ﹤0.01% |
4,430
+1,004
| +29% | +$69.6K |
|
2169
AstraZeneca
AZN
$263B
| $219K | ﹤0.01% |
2,449
-425
| -15% | -$40K |
|
2170
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
| $219K | ﹤0.01% |
5,320
-7
| -0.1% | -$395 |
|
|
HTBK
2171
DELISTED
Heritage Commerce
HTBK
| $219K | ﹤0.01% |
28,547
-4,421
| -13% | -$46.8K |
|
2172
Live Oak Bancshares
LOB
$1.95B
| $219K | ﹤0.01% |
17,539
-2,772
| -14% | -$43.9K |
|
|
NXGN
2173
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
| $219K | ﹤0.01% |
20,932
-552
| -3% | -$7.12K |
|
|
LMNX
2174
DELISTED
Luminex Corp
LMNX
| $219K | ﹤0.01% |
+7,955
| New | +$195K |
|
|
ASXC
2175
DELISTED
Asensus Surgical, Inc.
ASXC
| $218K | ﹤0.01% |
618,481
+64,425
| +12% | +$67.3K |
|
Similar funds
DAM
First Trust Advisors's Q1 2020 Portfolio in Review
As of Q1 2020, First Trust Advisors held 2,482 positions worth $44.1B, down 25% from $58.6B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
First Trust Advisors withdrew a net $2.9B in Q1 2020, closing 140 positions and reducing 1,414 holdings. Its most notable exit was First Trust Financials AlphaDEX Fund, an estimated $582M position sold in full.
By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Financials.
Against the trend, First Trust Advisors opened a new position in First Trust Health Care AlphaDEX Fund worth $351M.
- First Trust Advisors's largest Q1 2020 buy was First Trust Health Care AlphaDEX Fund: 4,750,190 shares worth $351M.
- First Trust Advisors added most to First Trust Enhanced Short Maturity ETF in Q1 2020, an estimated $160M increase.
- First Trust Advisors's biggest Q1 2020 reduction was First Trust NASDAQ-100 Technology Index Fund, cutting an estimated $200M.
- First Trust Advisors fully exited First Trust Financials AlphaDEX Fund in Q1 2020, selling an estimated $582M.
- First Trust Advisors's ten largest holdings make up 11% of its $44.1B portfolio in Q1 2020.
- First Trust Advisors opened 101 new positions and closed 140 in Q1 2020.
- First Trust Advisors's portfolio value fell 25% quarter-over-quarter to $44.1B.
Based on First Trust Advisors's 13F filing for Q1 2020, filed 6 May 2020.