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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+5.57%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.5B
AUM Growth
+$1.74B
(+5.5%)
Cap. Flow
+$484M
Cap. Flow
% of AUM
1.45%
Top 10 Holdings %
Top 10 Hldgs %
14.81%
Holding
2,486
New
216
Increased
1,148
Reduced
933
Closed
185
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Post Holdings
POST
|
+$116M |
| 2 |
Energizer
ENR
|
+$110M |
| 3 |
THS
Treehouse Foods
THS
|
+$109M |
| 4 |
FBZ
First Trust Brazil AlphaDEX Fund
FBZ
|
+$87.6M |
| 5 |
First Trust Latin America AlphaDEX Fund
FLN
|
+$86.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Japan AlphaDEX Fund
FJP
|
+$91.2M |
| 2 |
RAD
Rite Aid Corporation
RAD
|
+$85M |
| 3 |
First Trust United Kingdom AlphaDEX Fund
FKU
|
+$82.7M |
| 4 |
Sprouts Farmers Market
SFM
|
+$71.8M |
| 5 |
Archer Daniels Midland
ADM
|
+$71.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Consumer Staples | 10.03% |
| 3 | Consumer Discretionary | 9.72% |
| 4 | Communication Services | 9.38% |
| 5 | Healthcare | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.84B
| $746M | 2.23% |
9,142,149
-362,019
| -4% | -$28.2M |
|
2
First Trust Energy AlphaDEX Fund
FXN
$397M
| $656M | 1.96% |
42,551,081
-1,673,348
| -4% | -$24.8M |
|
3
First Trust Utilities AlphaDEX Fund
FXU
$838M
| $631M | 1.88% |
24,317,252
-960,327
| -4% | -$25.6M |
|
4
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$259M
| $627M | 1.87% |
17,791,024
-700,839
| -4% | -$24.9M |
|
5
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
| $626M | 1.87% |
13,491,095
-532,336
| -4% | -$25.5M |
|
6
Amazon
AMZN
$2.51T
| $462M | 1.38% |
11,036,640
+860,440
| +8% | +$32.9M |
|
7
Meta Platforms (Facebook)
META
$1.54T
| $453M | 1.35% |
3,532,343
-133,440
| -4% | -$16.6M |
|
8
AT&T
T
$157B
| $283M | 0.84% |
9,222,740
+336,266
| +4% | +$10.6M |
|
9
Verizon
VZ
$183B
| $253M | 0.76% |
4,867,657
+218,200
| +5% | +$11.7M |
|
10
Alphabet (Google) Class A
GOOGL
$3.89T
| $225M | 0.67% |
5,585,400
-24,780
| -0.4% | -$969K |
|
11
Cisco
CSCO
$444B
| $221M | 0.66% |
6,975,324
+599,921
| +9% | +$18.5M |
|
12
PayPal
PYPL
$49.4B
| $209M | 0.63% |
5,111,630
+484,122
| +10% | +$18.6M |
|
13
Salesforce
CRM
$129B
| $198M | 0.59% |
2,775,547
+475,786
| +21% | +$37.1M |
|
14
Intel
INTC
$504B
| $194M | 0.58% |
5,146,727
+157,047
| +3% | +$5.56M |
|
15
Netflix
NFLX
$287B
| $193M | 0.58% |
19,586,970
+1,175,570
| +6% | +$11.2M |
|
|
16
Alphabet (Google) Class C
GOOG
$3.89T
| $193M | 0.58% |
4,963,460
+379,560
| +8% | +$14.4M |
|
17
IBM
IBM
$195B
| $178M | 0.53% |
1,168,930
+109,491
| +10% | +$16.6M |
|
18
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
| $173M | 0.52% |
3,566,239
+97,036
| +3% | +$4.71M |
|
|
YHOO
19
DELISTED
Yahoo Inc
YHOO
| $168M | 0.5% |
3,897,506
+115,257
| +3% | +$4.73M |
|
20
Altria Group
MO
$120B
| $165M | 0.49% |
2,602,573
+222,668
| +9% | +$14.8M |
|
21
eBay
EBAY
$48.5B
| $163M | 0.49% |
4,958,539
-320,639
| -6% | -$9.68M |
|
22
Kraft Heinz
KHC
$30.1B
| $162M | 0.48% |
1,810,563
+384,534
| +27% | +$34M |
|
23
Pfizer
PFE
$143B
| $145M | 0.43% |
4,512,083
+619,110
| +16% | +$20.7M |
|
24
Qualcomm
QCOM
$180B
| $137M | 0.41% |
1,994,566
+70,926
| +4% | +$4.31M |
|
25
Procter & Gamble
PG
$342B
| $136M | 0.41% |
1,518,124
+3,749
| +0.2% | +$326K |
|
Similar funds
DAM
First Trust Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, First Trust Advisors held 2,486 positions worth $33.5B, up 5.5% from $31.8B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Trust Advisors's Q3 2016 filing shows 216 new, 1,148 increased, 933 reduced and 185 closed positions. Its largest new stake was Treehouse Foods: 1,132,288 shares worth $98.7M. The largest sale was First Trust Japan AlphaDEX Fund, an estimated $91.2M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.
- First Trust Advisors's largest Q3 2016 buy was Treehouse Foods: 1,132,288 shares worth $98.7M.
- First Trust Advisors added most to Post Holdings in Q3 2016, an estimated $116M increase.
- First Trust Advisors's biggest Q3 2016 reduction was Rite Aid Corporation, cutting an estimated $85M.
- First Trust Advisors fully exited First Trust Japan AlphaDEX Fund in Q3 2016, selling an estimated $91.2M.
- First Trust Advisors's ten largest holdings make up 15% of its $33.5B portfolio in Q3 2016.
- First Trust Advisors opened 216 new positions and closed 185 in Q3 2016.
- First Trust Advisors's portfolio value rose 5.5% quarter-over-quarter to $33.5B.
Based on First Trust Advisors's 13F filing for Q3 2016, filed 1 Nov 2016.