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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$857M
AUM Growth
-$13.9M
Cap. Flow
-$9.1M
Cap. Flow %
-1.06%
Top 10 Hldgs %
40.73%
Holding
571
New
62
Increased
76
Reduced
57
Closed
56

Top Buys

Rank Stock Value
1
ADI icon
Analog Devices
ADI
+$2.13M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$1.75M
3
MRNA icon
Moderna
MRNA
+$1.11M
4
CI icon
Cigna
CI
+$992K
5
BN icon
Brookfield
BN
+$952K

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$4.79M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$3.64M
3
MXIM
Maxim Integrated Products
MXIM
+$2.12M
4
DIS icon
Walt Disney
DIS
+$1.46M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.42M

Sector Composition

Rank Sector Weight
1 Technology 20.25%
2 Consumer Discretionary 11.8%
3 Healthcare 10.54%
4 Financials 8.51%
5 Communication Services 8.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRUS
201
DELISTED
Merus
MRUS
$730K 0.09%
+33,200
New +$712K
AYI icon
202
Acuity Brands
AYI
$9.99B
$727K 0.08%
4,191
– –
DGP icon
203
DB Gold Double Long ETN due February 15, 2038
DGP
$216M
$723K 0.08%
19,814
– –
ROKU icon
204
Roku
ROKU
$21.6B
$723K 0.08%
2,308
+82
+4% +$30.9K
PFE icon
205
Pfizer
PFE
$143B
$721K 0.08%
16,771
+239
+1% +$10.6K
DT icon
206
Dynatrace
DT
$12.7B
$718K 0.08%
10,117
– –
UPWK icon
207
Upwork
UPWK
$1.18B
$707K 0.08%
15,700
– –
CDMO
208
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$705K 0.08%
32,700
– –
CSII
209
DELISTED
Cardiovascular Systems, Inc.
CSII
$703K 0.08%
21,427
-19,200
-47% -$716K
PACB icon
210
Pacific Biosciences
PACB
$435M
$695K 0.08%
27,200
– –
CSGS
211
DELISTED
CSG Systems International
CSGS
$692K 0.08%
14,357
– –
NCLH icon
212
Norwegian Cruise Line
NCLH
$9.53B
$678K 0.08%
25,400
– –
VLO icon
213
Valero Energy
VLO
$89.5B
$670K 0.08%
9,500
– –
SI
214
DELISTED
Silvergate Capital Corporation
SI
$658K 0.08%
5,700
– –
HII icon
215
Huntington Ingalls Industries
HII
$11B
$656K 0.08%
3,400
– –
RYZ
216
Ryerson Holding Corp
RYZ
$1.49B
$656K 0.08%
29,462
+462
+2% +$9.06K
BFAM icon
217
Bright Horizons
BFAM
$4.35B
$650K 0.08%
4,664
-1,652
-26% -$243K
CB icon
218
Chubb
CB
$140B
$648K 0.08%
3,734
– –
OPLN
219
Openlane
OPLN
$4.28B
$621K 0.07%
37,900
+1,900
+5% +$32K
IRWD icon
220
Ironwood Pharmaceuticals
IRWD
$586M
$619K 0.07%
47,400
– –
EAF icon
221
GrafTech
EAF
$184M
$613K 0.07%
5,940
– –
OSK icon
222
Oshkosh
OSK
$8.82B
$611K 0.07%
5,964
– –
LGF.B
223
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$611K 0.07%
47,000
– –
SEI
224
Solaris Energy Infrastructure
SEI
$2.66B
$606K 0.07%
72,700
– –
AVGO icon
225
Broadcom
AVGO
$1.76T
$605K 0.07%
12,470
+6,820
+121% +$332K
7 8
9
10 11

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SCM
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CFG
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AG
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YEPV
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WIA
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LSM
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FFIM
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First Quadrant's Q3 2021 Portfolio in Review

As of Q3 2021, First Quadrant held 571 positions worth $857M, down 1.6% from $871M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

First Quadrant's Q3 2021 filing shows 62 new, 76 increased, 57 reduced and 56 closed positions. Its largest new stake was Analog Devices: 12,680 shares worth $2.12M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $4.79M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • First Quadrant's largest Q3 2021 buy was Analog Devices: 12,680 shares worth $2.12M.
  • First Quadrant added most to iShares TIPS Bond ETF in Q3 2021, an estimated $1.75M increase.
  • First Quadrant's biggest Q3 2021 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $4.79M.
  • First Quadrant fully exited Brookfield Property REIT Inc. Class A Common Stock in Q3 2021, selling an estimated $3.64M.
  • First Quadrant's ten largest holdings make up 41% of its $857M portfolio in Q3 2021.
  • First Quadrant opened 62 new positions and closed 56 in Q3 2021.
  • First Quadrant's portfolio value fell 1.6% quarter-over-quarter to $857M.

Based on First Quadrant's 13F filing for Q3 2021, filed 26 Oct 2021.