We are live on ! Find out more
FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+12.33%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$4.28B
AUM Growth
+$332M
Cap. Flow
-$110M
Cap. Flow %
-2.57%
Top 10 Hldgs %
15.36%
Holding
860
New
71
Increased
115
Reduced
260
Closed
70

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$21.8M
2
EOG icon
EOG Resources
EOG
+$19.4M
3
UPS icon
United Parcel Service
UPS
+$18.4M
4
JNJ icon
Johnson & Johnson
JNJ
+$16.4M
5
AMZN icon
Amazon
AMZN
+$14.4M

Top Sells

Rank Stock Value
1
COR icon
Cencora
COR
+$33.9M
2
TJX icon
TJX Companies
TJX
+$25.8M
3
VC icon
Visteon
VC
+$19.1M
4
TW
TOWERS WATSON & CO COM STK CL A (DE)
TW
+$18.1M
5
IBM icon
IBM
IBM
+$17.1M

Sector Composition

Rank Sector Weight
1 Financials 16.52%
2 Technology 15.28%
3 Healthcare 13.3%
4 Industrials 12.38%
5 Energy 10.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSX icon
201
CSX Corp
CSX
$94B
$4.81M 0.11%
501,900
– –
VSH icon
202
Vishay Intertechnology
VSH
$4.6B
$4.78M 0.11%
360,464
-252,900
-41% -$3.21M
ABBV icon
203
AbbVie
ABBV
$465B
$4.72M 0.11%
89,382
+853
+1% +$41.9K
BKNG icon
204
Booking.com
BKNG
$156B
$4.65M 0.11%
100,000
+85,000
+567% +$3.78M
ORI icon
205
Old Republic International
ORI
$10.9B
$4.65M 0.11%
+269,200
New +$4.42M
DIS icon
206
Walt Disney
DIS
$171B
$4.63M 0.11%
60,558
– –
AWAY
207
DELISTED
HOMEAWAY INC COM
AWAY
$4.61M 0.11%
+112,800
New +$3.85M
KO icon
208
Coca-Cola
KO
$383B
$4.58M 0.11%
111,000
-18,200
-14% -$718K
ROST icon
209
Ross Stores
ROST
$80.8B
$4.58M 0.11%
122,200
– –
TIVO
210
DELISTED
TIVO INC
TIVO
$4.49M 0.11%
342,500
+142,300
+71% +$1.84M
AON icon
211
Aon
AON
$80.6B
$4.38M 0.1%
52,200
+51,200
+5,120% +$4.06M
MAS icon
212
Masco
MAS
$14.3B
$4.38M 0.1%
+218,837
New +$4.07M
IEX icon
213
IDEX
IEX
$17B
$4.35M 0.1%
+58,900
New +$4.09M
LPNT
214
DELISTED
LifePoint Health, Inc.
LPNT
$4.35M 0.1%
82,290
-29,300
-26% -$1.47M
WOOF
215
DELISTED
VCA Inc.
WOOF
$4.33M 0.1%
+138,200
New +$4.03M
AXE
216
DELISTED
Anixter International Inc
AXE
$4.29M 0.1%
47,724
– –
EMR icon
217
Emerson Electric
EMR
$81.6B
$4.27M 0.1%
60,800
– –
CBOE icon
218
Cboe Global Markets
CBOE
$32.2B
$4.26M 0.1%
82,000
– –
PBI icon
219
Pitney Bowes
PBI
$2.39B
$4.24M 0.1%
181,831
+90,900
+100% +$1.96M
TJX icon
220
TJX Companies
TJX
$179B
$4.21M 0.1%
132,000
-850,800
-87% -$25.8M
TTC icon
221
Toro Company
TTC
$8.79B
$4.16M 0.1%
130,800
+8,800
+7% +$260K
ACAS
222
DELISTED
American Capital Ltd
ACAS
$4.05M 0.09%
259,200
-222,500
-46% -$3.22M
WRB icon
223
W.R. Berkley
WRB
$28.1B
$4.04M 0.09%
314,381
– –
UPL
224
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$3.99M 0.09%
+184,300
New +$3.76M
PH icon
225
Parker-Hannifin
PH
$120B
$3.99M 0.09%
30,982
-400
-1% -$46.5K
7 8
9
10 11

Similar funds

BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM
FFIM
Founders Fund IV Management San Francisco, California $1.21M AUM

First Quadrant's Q4 2013 Portfolio in Review

As of Q4 2013, First Quadrant held 860 positions worth $4.28B, up 8.4% from $3.95B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q4 2013 filing shows 71 new, 115 increased, 260 reduced and 70 closed positions. Its largest new stake was EOG Resources: 226,600 shares worth $19M. The largest sale was Cencora, an estimated $33.9M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q4 2013 buy was EOG Resources: 226,600 shares worth $19M.
  • First Quadrant added most to Qualcomm in Q4 2013, an estimated $21.8M increase.
  • First Quadrant's biggest Q4 2013 reduction was Cencora, cutting an estimated $33.9M.
  • First Quadrant fully exited LSI CORPORATION in Q4 2013, selling an estimated $5.79M.
  • First Quadrant's ten largest holdings make up 15% of its $4.28B portfolio in Q4 2013.
  • First Quadrant opened 71 new positions and closed 70 in Q4 2013.
  • First Quadrant's portfolio value rose 8.4% quarter-over-quarter to $4.28B.

Based on First Quadrant's 13F filing for Q4 2013, filed 29 Jan 2014.