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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
Cap. Flow
-$18.8M
Cap. Flow %
-0.48%
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$23M
2
VIAB
Viacom Inc. Class B
VIAB
+$22.8M
3
BAC icon
Bank of America
BAC
+$20.6M
4
C icon
Citigroup
C
+$19.6M
5
DHR icon
Danaher
DHR
+$17.7M

Top Sells

Rank Stock Value
1
CSE
CAPITALSOURCE INC
CSE
+$27M
2
UPS icon
United Parcel Service
UPS
+$21.4M
3
PARA
Paramount Global Class B
PARA
+$18.1M
4
BAX icon
Baxter International
BAX
+$15.9M
5
CA
CA, Inc.
CA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 16.13%
2 Technology 15.77%
3 Healthcare 13.64%
4 Industrials 12.21%
5 Energy 10.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPS icon
201
United Parcel Service
UPS
$88.9B
$4.58M 0.12%
50,125
-243,375
-83% -$21.4M
WBD icon
202
Warner Bros
WBD
$64.3B
$4.57M 0.12%
105,874
-154,211
-59% -$6.41M
ROST icon
203
Ross Stores
ROST
$80.8B
$4.45M 0.11%
122,200
+1,400
+1% +$47.8K
ARW icon
204
Arrow Electronics
ARW
$10.5B
$4.41M 0.11%
90,877
-9,423
-9% -$432K
ZTS icon
205
Zoetis
ZTS
$32.7B
$4.4M 0.11%
+141,400
New +$4.33M
SJM icon
206
J.M. Smucker
SJM
$13.5B
$4.35M 0.11%
41,394
– –
CSX icon
207
CSX Corp
CSX
$94B
$4.31M 0.11%
501,900
-687,600
-58% -$5.77M
WY icon
208
Weyerhaeuser
WY
$17.6B
$4.28M 0.11%
149,600
– –
AGNC icon
209
AGNC Investment
AGNC
$12.7B
$4.26M 0.11%
188,807
+180,206
+2,095% +$4.06M
AWK icon
210
American Water Works
AWK
$27B
$4.23M 0.11%
102,475
-152,725
-60% -$6.32M
TDC icon
211
Teradata
TDC
$2.88B
$4.2M 0.11%
75,800
– –
BAX icon
212
Baxter International
BAX
$12.8B
$4.2M 0.11%
117,563
-410,068
-78% -$15.9M
AXE
213
DELISTED
Anixter International Inc
AXE
$4.18M 0.11%
47,724
– –
UFS
214
DELISTED
DOMTAR CORPORATION (New)
UFS
$4.18M 0.11%
105,270
-3,200
-3% -$114K
TFCFA
215
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$4.17M 0.11%
+124,449
New +$3.92M
APH icon
216
Amphenol
APH
$185B
$4.15M 0.11%
428,800
– –
LXK
217
DELISTED
Lexmark Intl Inc
LXK
$4.07M 0.1%
123,434
-63,829
-34% -$2.26M
WRB icon
218
W.R. Berkley
WRB
$28.1B
$3.99M 0.1%
314,381
– –
MGLN
219
DELISTED
Magellan Health Services, Inc.
MGLN
$3.98M 0.1%
66,400
+1,000
+2% +$57.9K
ABBV icon
220
AbbVie
ABBV
$465B
$3.96M 0.1%
88,529
-34,171
-28% -$1.51M
SIRO
221
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
$3.94M 0.1%
+58,941
New +$3.98M
EMR icon
222
Emerson Electric
EMR
$81.6B
$3.93M 0.1%
60,800
+1,100
+2% +$67.3K
AET
223
DELISTED
Aetna Inc
AET
$3.92M 0.1%
61,259
– –
DIS icon
224
Walt Disney
DIS
$171B
$3.9M 0.1%
60,558
+6,000
+11% +$385K
R icon
225
Ryder
R
$9.9B
$3.9M 0.1%
65,335
-43,265
-40% -$2.6M
7 8
9
10 11

Similar funds

BC
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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM
FFIM
Founders Fund IV Management San Francisco, California $1.21M AUM

First Quadrant's Q3 2013 Portfolio in Review

As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
  • First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
  • First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
  • First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
  • First Quadrant opened 60 new positions and closed 71 in Q3 2013.
  • First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.

Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.